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PENSERRA WEALTH MANAGEMENT

ORINDA, CA · CRD 333218 · IAPD ↗ · penserrawealth.com · 4157179276

$2.5MRegulatory AUM
1Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
October 2026 — PENSERRA WEALTH MANAGEMENT notice-filed in FL, MA, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
May 2026 — PENSERRA WEALTH MANAGEMENT notice-filed in AZ, MI, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
February 2026 — PENSERRA WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
November 2024 — PENSERRA WEALTH MANAGEMENT (ORINDA, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.