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ROSEROCK WEALTH MANAGEMENT, LLC

DALLAS, TX · CRD 288088 · IAPD ↗ · roserockwealth.com · (214) 220-8989

$275.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — ROSEROCK WEALTH MANAGEMENT, LLC reported RAUM up 28% ($215.2M -> $275.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
February 2025 — ROSEROCK WEALTH MANAGEMENT, LLC reported RAUM up 26% ($170.5M -> $215.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — ROSEROCK WEALTH MANAGEMENT, LLC reported RAUM up 28% ($132.7M -> $170.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.