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BALLINA CAPITAL, LLC

· CRD 289598 · IAPD ↗ · 424-835-2744

$486.3MRegulatory AUM
2Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — BALLINA CAPITAL, LLC reported RAUM up 48% ($329.4M -> $486.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
March 2025 — BALLINA CAPITAL, LLC reported RAUM up 194% ($111.9M -> $329.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2024 — BALLINA CAPITAL, LLC (location n/a) is newly SEC-registered with $111.9M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.