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UPSTREAM LIFE WEALTH MANAGEMENT LLC

OXFORD, MS · CRD 330469 · IAPD ↗ · 6628011029

$0Regulatory AUM
1Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
October 2024 — UPSTREAM LIFE WEALTH MANAGEMENT LLC (OXFORD, MS) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
June 2024 — UPSTREAM LIFE WEALTH MANAGEMENT LLC (OXFORD, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.