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7TWO

DENVER, CO · CRD 328900 · IAPD ↗ · 7two.co · (720) 477-7274

$230.4MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
3Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
July 2026 — 7TWO notice-filed in CA, NY, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — 7TWO reported RAUM up 62% ($142.3M -> $230.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2025 — 7TWO reported RAUM down 63% ($386.3M -> $142.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
73
February 2025 — 7TWO now reports 1 private fund(s) ($8.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
45
July 2024 — 7TWO notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
July 2024 — 7TWO moved its main office from GREENWOOD VILLAGE, CO to DENVER, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
July 2024 — 7TWO added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
July 2024 — SEVENTWO, LLC is now doing business as 7TWO.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
73
July 2024 — 7TWO's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
June 2024 — SEVENTWO, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
June 2024 — SEVENTWO, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
February 2024 — SEVENTWO, LLC (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.