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KAIZEN RETIREMENT PLAN ADVISORS, LLC

· CRD 289238 · IAPD ↗ · kaizenrpa.com · 508-850-6401

$155.9MRegulatory AUM
1Advisory reps
1Employees
20Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — KAIZEN RETIREMENT PLAN ADVISORS, LLC reported RAUM up 32% ($118.4M -> $155.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
November 2024 — KAIZEN RETIREMENT PLAN ADVISORS, LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2024 — KAIZEN RETIREMENT PLAN ADVISORS, LLC (location n/a) is newly SEC-registered with $130.9M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.