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GOLDEN BAY ADVISORS LLC

· CRD 166679 · IAPD ↗ · goldenbayadvisors.com · 914-215-0194

$295.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
August 2026 — GOLDEN BAY ADVISORS LLC reported RAUM up 64% ($179.8M -> $295.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2026 — GOLDEN BAY ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
May 2024 — GOLDEN BAY ADVISORS LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — GOLDEN BAY ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.