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UNION STRATEGIC ADVISORS

BLUE ASH, OH · CRD 340640 · IAPD ↗ · unionstrategic.com · 513-699-5200

$371.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
August 2026 — UNION STRATEGIC ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
68
July 2026 — UNION STRATEGIC ADVISORS now reports custody of client assets ($131.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2026 — UNION STRATEGIC ADVISORS (BLUE ASH, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.