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AURORA INVESTMENT COUNSEL

ATLANTA, GA · CRD 107460 · IAPD ↗ · aurora-invest.com · 770.226.5323

$252.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
June 2025 — AURORA INVESTMENT COUNSEL reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
November 2024 — AURORA INVESTMENT COUNSEL now reports custody of client assets ($30.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2024 — AURORA INVESTMENT COUNSEL reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.