← Tributary

RAFFERTY ASSET MANAGEMENT, LLC

NEW YORK, NY · CRD 112526 · IAPD ↗ · 646-572-3390

$55.24BRegulatory AUM
13Advisory reps
45Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

56
January 2025 — RAFFERTY ASSET MANAGEMENT, LLC reported RAUM up 32% ($38.30B -> $50.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
56
March 2024 — RAFFERTY ASSET MANAGEMENT, LLC reported RAUM up 34% ($28.52B -> $38.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.