Marketing & brand — October 2026
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
547 firms opened this window in the October 2026 SEC roster: 285 state expansion, 134 new registration, 41 disclosure added, 35 relocation, 26 rename, 26 website changed.
100
WILLOW RUN ADVISORS — (NEW YORK, NY) is newly SEC-registered with $2.20B RAUM and 5 advisory reps. IAPD ↗
95
HERNDON PLANT OAKLEY LTD — (CORPUS CHRISTI, TX) is newly SEC-registered with $155.4M RAUM and 2 advisory reps. IAPD ↗
95
JOHNSTON INVESTMENT COUNSEL, LTD. — (PEORIA, IL) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
PTS BROKERAGE, LLC — (MT. LAUREL, NJ) is newly SEC-registered with $131.7M RAUM and 14 advisory reps. IAPD ↗
95
TIDMORE RETIREMENT PLANNING SPECIALISTS — (BEACHWOOD, OH) is newly SEC-registered with $112.9M RAUM and 2 advisory reps. IAPD ↗
95
LEGACY PARTNERS FINANCIAL GROUP, LLC — (WOODSTOCK, GA) is newly SEC-registered with $107.6M RAUM and 10 advisory reps. IAPD ↗
95
TRAVER FINANCIAL CONSULTING NETWORK PA — (LAKEWOOD RANCH, FL) is newly SEC-registered with $121.7M RAUM and 1 advisory reps. IAPD ↗
95
LIVE OAK FAMILY OFFICES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MURRAY SECURITIES, INC. — (TYLER, TX) is newly SEC-registered with $116.6M RAUM and 1 advisory reps. IAPD ↗
95
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
95
EAGLE FINANCIAL ADVISORS, LLC — (FRISCO, TX) is newly SEC-registered with $113.1M RAUM and 9 advisory reps. IAPD ↗
95
KUHN WEALTH MANAGEMENT INC. — (SCHAUMBURG, IL) is newly SEC-registered with $150.8M RAUM and 3 advisory reps. IAPD ↗
95
KROEGER FINANCIAL PARTNERS — (GRASS VALLEY, CA) is newly SEC-registered with $111.1M RAUM and 2 advisory reps. IAPD ↗
95
CRAFTED FINANCE, LLC — (location n/a) is newly SEC-registered with $102.9M RAUM and 1 advisory reps. IAPD ↗
95
CS TOMASI WEALTH MANAGEMENT — (COSTA MESA, CA) is newly SEC-registered with $110.3M RAUM and 6 advisory reps. IAPD ↗
95
ASK CAPITAL INVESTMENT MANAGERS — (AMARILLO, TX) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
95
BURLINGAME WEALTH MANAGEMENT, LLC — (BURLINGAME, CA) is newly SEC-registered with $129.4M RAUM and 1 advisory reps. IAPD ↗
95
EXOS ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $682,181 RAUM and 8 advisory reps. IAPD ↗
95
BLUE ANCHOR WEALTH ADVISORS, LLC — (KETCHIKAN, AK) is newly SEC-registered with $144.2M RAUM and 6 advisory reps. IAPD ↗
95
ENDEAVOR ADVISORS LLC — (PHOENIX, AZ) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
95
DIVERSIFIED WEALTH ADVISORS, LLC — (KANSAS CITY, MO) is newly SEC-registered with $138.0M RAUM and 3 advisory reps. IAPD ↗
95
ALMEGA WEALTH MANAGEMENT — (SCOTTSDALE, AZ) is newly SEC-registered with $134.3M RAUM and 4 advisory reps. IAPD ↗
95
WILLIS TOWERS WATSON SECURITIES, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
95
KNECHT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
GREEN OCEAN GLOBAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $114.8M RAUM and 4 advisory reps. IAPD ↗
95
LEONARD ADVISORY GROUP LLC — (SAINT JOSEPH, MI) is newly SEC-registered with $114.1M RAUM and 3 advisory reps. IAPD ↗
95
WEALTH STRATEGIES GROUP — (NEWPORT BEACH, CA) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
95
WEALTHLYNK, INC. — (FALLBROOK, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
95
BETTER FINANCIAL SERVICES, LLC — (FEDERAL WAY, WA) is newly SEC-registered with $110.8M RAUM and 2 advisory reps. IAPD ↗
95
BIG ROCK ADVISORS LLC — (SAG HARBOR, NY) is newly SEC-registered with $27.8M RAUM and 3 advisory reps. IAPD ↗
95
PELICAN ADVISORY LLC — (COVINGTON, LA) is newly SEC-registered with $119.0M RAUM and 4 advisory reps. IAPD ↗
95
DANTES OUTLOOK — (location n/a) is newly SEC-registered with $26.0M RAUM and 1 advisory reps. IAPD ↗
95
INTEGRATED WEALTH SOLUTIONS, LLC — (YORK, PA) is newly SEC-registered with $114.0M RAUM and 8 advisory reps. IAPD ↗
95
EXPONENT WEALTH LLC — (OREM, UT) is newly SEC-registered with $110.4M RAUM and 6 advisory reps. IAPD ↗
95
PORTFOLIO ADVISORY PARTNERS — (NORTH BRUNSWICK, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AEGIS GUILD CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CAMERON SIGNATURE WEALTH ADVISORS LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
POINT ONE PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROFESSIONAL PLANNING & WEALTH — (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
WELLS CAPITAL ADVISORS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AQR FLEX MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 291 advisory reps. IAPD ↗
95
MADISON LASALLE ADVISERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PLETTENBERG CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $50.5M RAUM and 1 advisory reps. IAPD ↗
95
COINEDLY LLC — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CMK PARTNERS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
VAN SOLDAT WEALTH LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALIGNED WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
APEIRON WEALTH SERVICE — (ASTORIA, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VESSEL WEALTH PARTNERS — (MENDOTA HEIGHTS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ZOOP ALPHA ADVISORS — (MESA, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIBLING-WHALEN FINANCIAL GROUP — (GAINESVILLE, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
MAPLE GROVE WEALTH — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGENCE CAPITAL LLC — (VAN WERT, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ZERO LABS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $100,000 RAUM and 1 advisory reps. IAPD ↗
95
BELLERIVE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FORTUNA PRIVATE WEALTH MANAGEMENT CORP. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
RIA GROUP, LLC — (DES MOINES, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FATHOM ADVISORS LLC — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GEIGER GROUP WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BORIA WEALTH MANAGEMENT, LTD — (WAYZATA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
OPIMA CAPITAL MANAGEMENT, LLC — (OCOEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLM & BAUCOM WEALTH ADVISORS, LLC — (VICTORIA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RISE PRIVATE WEALTH MANAGEMENT — (BEDFORD, NH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 50 advisory reps. IAPD ↗
95
SOMERSET ADVISORY, LLC — (BIRMINGHAM, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
ROUND TABLE ADVISORS, LLC — (CHATTANOOGA, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
EAST FRANKLIN CAPITAL — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AQUIUM LEGACY PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AI PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DIMAIO PRIVATE WEALTH, LLC — (CHESTER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STELVIO PRIVATE WEALTH — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DAN THORNSBERRY CAPITAL ADVISORS, LLC — (BELLEAIR BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CREATED WEALTH ADVISORY — (VENICE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
5280 ASSOCIATES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
NOVERA WEALTH, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HEIRMONT WEALTH MANAGEMENT — (UNIONDALE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL CELEBRATIONS — (VACAVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
NEXTREG ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER FINANCIAL PLANNING — (LEWISTON, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BCM FIXED INCOME — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
PERSONAL WEALTH STRATEGIES — (HAMILTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
OMNIMINT ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LELAND WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EVEROAK WEALTH CO — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
BROOKSTONE WEALTH MANAGEMENT, INC. — (OXFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VOCARE WEALTH ADVISORS — (RESTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
60
BOUCHEY FINANCIAL GROUP, LTD. — BOUCHEY FINANCIAL GROUP LTD is now doing business as . IAPD ↗
60
FALCON WEALTH PLANNING, LLC — FALCON WEALTH PLANNING, INC. is now doing business as . IAPD ↗
60
MERISTEAD WEALTH, LLC — STANSBERRY ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
58
CAIRN WEALTH MANAGEMENT — CAIRN INVESTMENT GROUP is now doing business as . IAPD ↗
58
ASENDO WEALTH ADVISORY — TSG ADVICE PARTNERS, LLC is now doing business as . IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (164 -> 165). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 5 (301 -> 306). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 2 (212 -> 214). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 1 (380 -> 381). IAPD ↗
55
INDEPENDENT FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 4 (8 -> 12). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 5 (52 -> 57). IAPD ↗
55
MML INVESTORS SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (76 -> 78). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 6 (648 -> 654). IAPD ↗
55
MADISON AVENUE SECURITIES, LLC — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗
55
RBC CAPITAL MARKETS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (163 -> 164). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (135 -> 137). IAPD ↗
55
NAVELLIER & ASSOCIATES INC — 's Item 11 disclosure-reporting entries rose by 5 (4 -> 9). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 2 (135 -> 137). IAPD ↗
55
BROOKFIELD PUBLIC SECURITIES GROUP LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 7 (80 -> 87). IAPD ↗
55
BTG PACTUAL ASSET MANAGEMENT US , LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
55
MODERA WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
THURSTON SPRINGER ADVISORS — 's Item 11 disclosure-reporting entries rose by 15 (0 -> 15). IAPD ↗
55
LARGE AND GILBERT WEALTH ADVISORY — KEYSTONE FINANCIAL GROUP, INC. is now doing business as . IAPD ↗
55
AJO VISTA, AN EMERALD COMPANY — EMSTONE ADVISERS, LLC is now doing business as . IAPD ↗
55
HAPPINESS IN RETIREMENT — DEL-SETTE CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
55
SIMETRIA ADVISORY GROUP LLC — BRASIL PLURAL INVESTMENT ADVISOR LLC is now doing business as . IAPD ↗
55
DELOS PRIVATE CLIENT GROUP, LLC — DELOS CAPITAL ADVISORS is now doing business as . IAPD ↗
55
ZERMATT WEALTH ADVISORS — WFA OF SAN DIEGO is now doing business as . IAPD ↗
55
HARBORPOINT WEALTH PARTNERS — HENDERSON FINANCIAL GROUP LLC is now doing business as . IAPD ↗
55
IVES HILL WEALTH MANAGEMENT — GREG JENNINGS, LLC is now doing business as . IAPD ↗
55
SPRINGHILL WEALTH MANAGEMENT — LLC is now doing business as SPRINGHILL WEALTH MANAGEMENT. IAPD ↗
55
MIFEL WEALTH — MIFEL CAPITAL PARTNERS LLC is now doing business as . IAPD ↗
55
J.J. BURNS & COMPANY — notice-filed in AZ, LA, MD, TN, VA. IAPD ↗
55
XCELSIOR ADVISOR PARTNERS LLC — notice-filed in AL, DE, KS, MD, NM, OR, SC. IAPD ↗
53
CREAND MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 7 (1 -> 8). IAPD ↗
53
J. HAGAN CAPITAL, INC. — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
53
ZOE FINANCIAL, INC. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
53
FLORIDA FINANCIAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
53
MCGOWAN GROUP ASSET MANAGEMENT, INC. — notice-filed in MO, NC, TN, WA. IAPD ↗
53
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — notice-filed in AL, AR, IL, MI, NC, NY, OR, SC, WA. IAPD ↗
51
STALEY CAPITAL ADVISERS INC — notice-filed in CO, OH, VA. IAPD ↗
51
SMITH SALLEY WEALTH MANAGEMENT — notice-filed in CO, IL, PA. IAPD ↗
51
BECK BODE LLC — notice-filed in IN, NV, TN, WA. IAPD ↗
51
INLIGHT WEALTH — notice-filed in MI, NJ, SC, WA. IAPD ↗
51
VESTGEN ADVISORS, LLC — notice-filed in ME, NE, VT. IAPD ↗
51
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in CO, IL, MI. IAPD ↗
51
LIFEWISE WEALTH ADVISORS — notice-filed in FL, IN, MO, TX. IAPD ↗
50
MUTUAL OF OMAHA INVESTOR SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗
50
CHARLES SCHWAB & CO., INC. — 's Item 11 disclosure-reporting entries rose by 1 (20 -> 21). IAPD ↗
50
PROFICIENT WEALTH COUNSELORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
BLACKRIDGE ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 6 (2 -> 8). IAPD ↗
50
A BETTER WAY FINANCIAL, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
50
ALDEBARAN CAPITAL — 's Item 11 disclosure-reporting entries rose by 6 (0 -> 6). IAPD ↗
50
SUMMA CORP. — moved its main office from TOMBALL, TX to THE WOODLANDS, TX. IAPD ↗
50
MARQUETTE WEALTH MANAGEMENT — moved its main office from MINNEAPOLIS, MN to MINNETONKA, MN. IAPD ↗
50
CROWNSTONE ADVISORY & INVESTMENT CORP — moved its main office from ATLANTA, GA to NEW YORK, NY. IAPD ↗
50
WEALTHRAMP, INC. — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, UT, VA, VT, WI, WV, WY. IAPD ↗
50
KINGDOM LEGACY ADVISORS — notice-filed in AZ, CA, FL, LA, NE, TX. IAPD ↗
50
BUCKS CAPITAL ADVISERS — notice-filed in FL, IL, NJ, NY, TX. IAPD ↗
50
HERITAGE HAUS WEALTH PARTNERS LLC — notice-filed in AZ, FL, LA, NE, OH, OK, TN, VA. IAPD ↗
50
MOMENTUM WEALTH MANAGEMENT — notice-filed in ID, NH, NV, TX, WA. IAPD ↗
49
TOBIAS FINANCIAL ADVISORS — notice-filed in NC, PA. IAPD ↗
49
PRIME BUCHHOLZ LLC — notice-filed in MD, PA. IAPD ↗
49
SJS INVESTMENT SERVICES — notice-filed in NH, VA. IAPD ↗
49
PURE FINANCIAL ADVISORS, LLC — notice-filed in DE, SD. IAPD ↗
49
AUXANO ADVISORS — notice-filed in CO, MT. IAPD ↗
49
PROFICIO CAPITAL PARTNERS LLC — notice-filed in ID, LA. IAPD ↗
49
PROWELL FINANCIAL MANAGEMENT, LLC — notice-filed in NE, VI. IAPD ↗
49
ABOUND WEALTH MANAGEMENT, LLC — notice-filed in CO, IA. IAPD ↗
49
CENTURA WEALTH ADVISORY — notice-filed in OH, TN. IAPD ↗
49
GREAT DIAMOND PARTNERS, LLC — notice-filed in CA, NC, WA. IAPD ↗
49
KERA CAPITAL PARTNERS — notice-filed in HI, NV. IAPD ↗
49
QUOTIENT WEALTH PARTNERS, LLC — notice-filed in IL, MI. IAPD ↗
49
WAVVEST WEALTH — notice-filed in FL, IN, TX. IAPD ↗
49
PIEDMONT WEALTH ADVISORY — notice-filed in NH, OH, TX. IAPD ↗
49
MERAMEC FINANCIAL PLANNERS, LLC — notice-filed in NH, TX. IAPD ↗
49
BEACON COAST PARTNERS, LLC — notice-filed in NH, TX. IAPD ↗
48
HAMEL ASSOCIATES,INC. — moved its main office from CENTER VALLEY, PA to ALLENTOWN, PA. IAPD ↗
48
SMH CAPITAL ADVISORS LLC — moved its main office from FORT WORTH, TX to WEATHERFORD, TX. IAPD ↗
48
DASH INVESTMENTS — moved its main office from WOODLAND HILLS, CA to PLANO, TX. IAPD ↗
48
THINAGEE INVESTMENTS INC. — moved its main office from CHEVY CHASE, MD to BETHESDA, MD. IAPD ↗
48
MEASURED WEALTH PRIVATE CLIENT GROUP, LLC — moved its main office from PORTSMOUTH, NH to RYE, NH. IAPD ↗
48
WOODSIDE WEALTH MANAGEMENT — moved its main office from FRAMINGHAM, MA to SUDBURY, MA. IAPD ↗
48
MONON WEALTH MANAGEMENT — moved its main office from CARMEL, IN to INDIANAPOLIS, IN. IAPD ↗
48
BRENTVIEW INVESTMENT MANAGEMENT, LLC — moved its main office from NORTHFIELD, IL to ROSEMONT, IL. IAPD ↗
48
AUDENT GLOBAL ASSET MANAGEMENT, LLC — moved its main office from WEST HOLLYWOOD, CA to BEVERLY HILLS, CA. IAPD ↗
48
OWL CREEK WEALTH PARTNERS — moved its main office from DENVER, CO to GREENWOOD VILLAGE, CO. IAPD ↗
48
WEALTH INTELLIGENTLY NAVIGATED, LLC — moved its main office from SPARTANBURG, SC to GREER, SC. IAPD ↗
48
RETIREMITTEN FINANCIAL LLC — notice-filed in NJ, OR, VA, WI. IAPD ↗
48
DOMAIN MONEY ADVISORS, LLC — notice-filed in AL, AR, ME, NM. IAPD ↗
48
PENSERRA WEALTH MANAGEMENT — notice-filed in FL, MA, PA, TX. IAPD ↗
47
A.G.P / ALLIANCE GLOBAL PARTNERS — notice-filed in VI. IAPD ↗
47
NBT CAPITAL MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
47
BALDWIN WEALTH PARTNERS, LLC — notice-filed in CO. IAPD ↗
47
THE HARBOR GROUP, INC. — notice-filed in CO. IAPD ↗
47
EAGLE CAPITAL MANAGEMENT LLC — notice-filed in SD. IAPD ↗
47
JNBA FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗
47
CONNORS INVESTOR SERVICES INC — notice-filed in WA. IAPD ↗
47
EAGLE GLOBAL ADVISORS LLC — notice-filed in AL. IAPD ↗
47
EUBEL BRADY & SUTTMAN — notice-filed in CO. IAPD ↗
47
AFFINITY INVESTMENT ADVISORS, LLC — notice-filed in NV. IAPD ↗
47
KNIGHTSBRIDGE WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
47
CICCARELLI ADVISORY SERVICES INC — notice-filed in NE. IAPD ↗
47
ARBOR INVESTMENT ADVISORS — notice-filed in PA. IAPD ↗
47
TOLLESON PRIVATE WEALTH MANAGEMENT — notice-filed in TN. IAPD ↗
47
MCMORGAN & COMPANY LLC — notice-filed in FL. IAPD ↗
47
FOCUS FINANCIAL — notice-filed in HI. IAPD ↗
47
KANAWHA CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
47
PINKERTON WEALTH PARTNERS — notice-filed in GA. IAPD ↗
47
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in MD, VA. IAPD ↗
47
THOMPSON INVESTMENT MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
47
WATERLOO CAPITAL — notice-filed in VA. IAPD ↗
47
IFRAH FINANCIAL SERVICES, INC. — notice-filed in NE, NY. IAPD ↗
47
CORNERSTONE ADVISORY — notice-filed in SD. IAPD ↗
47
ARGOS WEALTH ADVISORS LLC — notice-filed in AZ. IAPD ↗
47
AVIANCE CAPITAL PARTNERS LLC — notice-filed in CO. IAPD ↗
47
ALPHA OMEGA WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
FINANCIAL PLANNING HAWAII, INC. — notice-filed in CA, NY. IAPD ↗
47
MATISSE CAPITAL — notice-filed in TX. IAPD ↗
47
MODERA WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
47
ASPEN GROVE CAPITAL, LLC — notice-filed in NY. IAPD ↗
47
NOVEM GROUP — notice-filed in MO. IAPD ↗
47
CAPSTONE INVESTMENT GROUP — notice-filed in FL, NC. IAPD ↗
47
TVAMP, LLC — notice-filed in UT. IAPD ↗
47
COMPASS ION ADVISORS, LLC — notice-filed in CO. IAPD ↗
47
RIVER WEALTH ADVISORS LLC — notice-filed in LA. IAPD ↗
47
MIRAMONTES CAPITAL, LLC — notice-filed in GA, OR. IAPD ↗
47
HILLTOP WEALTH ADVISORS, LLC — notice-filed in CA, MA. IAPD ↗
47
BOGART WEALTH, LLC — notice-filed in CO. IAPD ↗
47
ONE DAY IN JULY LLC — notice-filed in NC. IAPD ↗
47
ISTO ADVISORS, LLC — notice-filed in MN. IAPD ↗
47
GRYPHON FINANCIAL PARTNERS — notice-filed in NH. IAPD ↗
47
BRIO FINANCIAL GROUP — notice-filed in MA. IAPD ↗
47
ROBERTSON STEPHENS — notice-filed in WI. IAPD ↗
47
CAPITA FINANCIAL NETWORK, LLC — notice-filed in KS. IAPD ↗
47
AARON WEALTH ADVISORS — notice-filed in FL. IAPD ↗
47
CATALYST FINANCIAL PARTNERS — notice-filed in IL. IAPD ↗
47
BURKHOLDER WEALTH MANAGEMENT — notice-filed in CO, KS. IAPD ↗
47
THE AMERIFLEX GROUP — notice-filed in AL. IAPD ↗
47
PLATFORM TECHNOLOGY PARTNERS — notice-filed in MA. IAPD ↗
47
MADISON PARTNERS — notice-filed in VA. IAPD ↗
47
FORTIS CAPITAL ADVISORS, LLC — notice-filed in ID. IAPD ↗
47
COGENTBLUE — notice-filed in MA, TX. IAPD ↗
47
IMPERIAL FUND ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗
47
SOLLINDA CAPITAL MANAGEMENT LLC — notice-filed in MN. IAPD ↗
47
EVERPAR ADVISORS LLC — notice-filed in CO, FL. IAPD ↗
47
SYKON CAPITAL LLC — notice-filed in LA, NH. IAPD ↗
47
BBVA GLOBAL WEALTH ADVISORS, INC. — notice-filed in NJ. IAPD ↗
47
SOVRAN ADVISORS, LLC — notice-filed in DC. IAPD ↗
47
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — notice-filed in NY. IAPD ↗
47
PCM ENCORE, LLC — notice-filed in MA. IAPD ↗
47
CROWNSTONE ADVISORY & INVESTMENT CORP — notice-filed in NY. IAPD ↗
47
INTENTGEN FINANCIAL PARTNERS — notice-filed in AL, IA. IAPD ↗
46
HOLISTIC FINANCE LLC — notice-filed in IL, MA, TN. IAPD ↗
46
SANDLOT PRIVATE WEALTH LLC — notice-filed in CO, CT, TX. IAPD ↗
46
BISON WEALTH MANAGEMENT, LLC — notice-filed in NY, TX, VA. IAPD ↗
46
DVB PRIVATE WEALTH — notice-filed in FL, LA, MD. IAPD ↗
45
SYNDICATED CAPITAL, INC. — moved its main office from DIAMOND BAR, CA to BREA, CA. IAPD ↗
45
GROESBECK INVESTMENT MANAGEMENT CORP — moved its main office from PARAMUS, NJ to GLEN ROCK, NJ. IAPD ↗
45
FAMA FIDUCIARY WEALTH LLC — moved its main office from ROCHESTER, NY to MANCHESTER, MO. IAPD ↗
45
ALPHA FIDUCIARY — moved its main office from SCOTTSDALE, AZ to PHOENIX, AZ. IAPD ↗
45
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. — moved its main office from COSTA MESA, CA to NEWPORT BEACH, CA. IAPD ↗
45
AGEMY WEALTH ADVISORS, LLC — moved its main office from DEVER, CO to DENVER, CO. IAPD ↗
45
RETIREMITTEN FINANCIAL LLC — moved its main office from MILFORD, MI to CLARKSTON, MI. IAPD ↗
45
UMB PRIVATE WEALTH MANAGEMENT, LLC — moved its main office from KANSAS CITY, MO to OVERLAND PARK, KS. IAPD ↗
45
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM — notice-filed in UT. IAPD ↗
45
ALLIANCE ADVISORY & SECURITIES, LLC — notice-filed in NE. IAPD ↗
45
B.B. GRAHAM & COMPANY, INC. — notice-filed in AR. IAPD ↗
45
CLAYTON WEALTH PARTNERS — notice-filed in TN. IAPD ↗
45
MENDEL MONEY MANAGEMENT INC — notice-filed in CO. IAPD ↗
45
CORNERSTONE WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗
45
SEAMOUNT FINANCIAL GROUP INC — notice-filed in NC. IAPD ↗
45
MEIRA WEALTH — notice-filed in CO. IAPD ↗
45
STERLING FINANCIAL PLANNING INC — notice-filed in CO. IAPD ↗
45
FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
45
THE KARRAS COMPANY, INC. — notice-filed in NE. IAPD ↗
45
NOESIS CAPITAL MANAGEMENT CORP — notice-filed in DC. IAPD ↗
45
ABBOT FINANCIAL MANAGEMENT, INC — notice-filed in TX. IAPD ↗
45
DEW WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗
45
BENEDICT FINANCIAL ADVISORS, INC. — notice-filed in NE. IAPD ↗
45
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. — notice-filed in SC. IAPD ↗
45
SNIDER FINANCIAL GROUP — notice-filed in MI. IAPD ↗
45
COX CAPITAL MANAGEMENT LLC — notice-filed in NJ. IAPD ↗
45
EAGLECLAW CAPITAL MANAGEMENT LLC — notice-filed in IL. IAPD ↗
45
ALLODIUM INVESTMENT CONSULTANTS, LLC — notice-filed in IL. IAPD ↗
45
LIGHTHOUSE FINANCIAL — notice-filed in TX. IAPD ↗
45
5TH STREET ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
HENRICKSON NAUTA WEALTH ADVISORS, INC. — notice-filed in CO. IAPD ↗
45
PATHWAYS ADVISORY GROUP, INC. — notice-filed in WA. IAPD ↗
45
PARKER FINANCIAL LLC — notice-filed in OR. IAPD ↗
45
ARCHER INVESTMENT MANAGEMENT — notice-filed in LA. IAPD ↗
45
THE ITHAKA GROUP, LLC — notice-filed in CO. IAPD ↗
45
MEMBERS ADVISORY GROUP, LLC — notice-filed in CO. IAPD ↗
45
LIFESTEPS FINANCIAL — notice-filed in AZ. IAPD ↗
45
KIKER WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
CORE PLANNING — notice-filed in VI. IAPD ↗
45
DB & C ADVISORS, LLC — notice-filed in FL. IAPD ↗
45
CLARITY WEALTH ADVISORS — notice-filed in NY. IAPD ↗
45
BLACKHAWK CAPITAL PARTNERS, LLC — notice-filed in NE. IAPD ↗
45
MRAZ AND ASSOCIATES — notice-filed in OR. IAPD ↗
45
LANDMARK WEALTH MANAGEMENT, LLC — notice-filed in NJ. IAPD ↗
45
HILEY HUNT WEALTH MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
45
THE RETIREMENT GUYS FORMULA — notice-filed in NE. IAPD ↗
45
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — notice-filed in CO. IAPD ↗
45
ONE DEGREE ADVISORS, INC. — notice-filed in VA. IAPD ↗
45
WRENNE FINANCIAL PLANNING LLC — notice-filed in SC. IAPD ↗
45
RUEDI WEALTH MANAGEMENT, INC. — notice-filed in MA. IAPD ↗
45
LONG ISLAND WEALTH MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
45
SAGE PRIVATE WEALTH GROUP, LLC — notice-filed in TN. IAPD ↗
45
RUBICON ADVISORS — notice-filed in RI. IAPD ↗
45
THE MAIN STREET GROUP — notice-filed in DE. IAPD ↗
45
KINETIC INVESTMENT MANAGEMENT, INC. — notice-filed in SC. IAPD ↗
45
LIFEGUIDE FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
CROSS FINANCIAL ADVISORS — notice-filed in NJ. IAPD ↗
45
ASTORIA PORTFOLIO ADVISORS LLC — notice-filed in WA. IAPD ↗
45
ALTIORA FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗
45
BROOKLYN FI, LLC — notice-filed in DE. IAPD ↗
45
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in NJ. IAPD ↗
45
FIRST NEBRASKA FINANCIAL SERVICES — notice-filed in NH. IAPD ↗
45
GAMMA ASSET MANAGEMENT LLC — notice-filed in CA. IAPD ↗
45
ECIO, INC. — notice-filed in LA. IAPD ↗
45
GETTINGS BUSCH WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
RIDGELINE WEALTH PLANNING LLC — notice-filed in SC. IAPD ↗
45
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in NM. IAPD ↗
45
PEAK RETIREMENT PLANNING, INC. — notice-filed in KY. IAPD ↗
45
ALPHA ZERO LLC — notice-filed in IN. IAPD ↗
45
GUTIERREZ WEALTH ADVISORY, LLC — notice-filed in NY. IAPD ↗
45
BEACON BRIDGE WEALTH PARTNERS, LLC — notice-filed in SC. IAPD ↗
45
OCTOGONE NA — notice-filed in TX. IAPD ↗
45
TWIN PEAKS WEALTH ADVISORS — notice-filed in IL. IAPD ↗
45
ROCKLINE WEALTH MANAGEMENT LLC — notice-filed in PA. IAPD ↗
45
PRECEDENT WEALTH PARTNERS, LLC — notice-filed in LA. IAPD ↗
45
KICKSTAND WEALTH ADVISORS — notice-filed in WA. IAPD ↗
45
SIGNATURE EQUITY PARTNERS, LLC — notice-filed in NH. IAPD ↗
45
TIDEMARK, LLC — notice-filed in NE. IAPD ↗
45
VISTA INVESTMENT PARTNERS — notice-filed in LA. IAPD ↗
45
ONE WEALTH CAPITAL MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
45
MOREY & QUINN WEALTH PARTNERS — notice-filed in CO. IAPD ↗
45
ARENA PRIVATE WEALTH — notice-filed in NC. IAPD ↗
45
STONE TEMPLE PARTNERS LLC — notice-filed in TN. IAPD ↗
45
LRZ CAPITAL LLC — notice-filed in CA. IAPD ↗
45
SANTA BARBARA MANAGEMENT — notice-filed in CO. IAPD ↗
45
WARNER WEALTH — notice-filed in GA. IAPD ↗
45
NERDWALLET WEALTH PARTNERS, LLC — notice-filed in IN. IAPD ↗
45
BLUE HORIZON EQUITY, INC. — notice-filed in IN. IAPD ↗
45
BROADSIDE WEALTH — notice-filed in NY. IAPD ↗
44
APPLIED CAPITAL — notice-filed in NJ, WI. IAPD ↗
44
FINANCIAL ACTION, INC. — notice-filed in AZ, NE. IAPD ↗
44
ABRIDGE PARTNERS, LLC — notice-filed in CA, LA. IAPD ↗
44
A4 WEALTH ADVISORS LLC — notice-filed in CA, PA. IAPD ↗
44
SIMPLYRIA ADVISOR NETWORK — notice-filed in MS, OH. IAPD ↗
44
HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in OR, VT. IAPD ↗
44
GUIDE ADVISORS, INC. — notice-filed in MA, NC. IAPD ↗
44
SEAGULL LANE ASSET MANAGEMENT LLC — notice-filed in AZ, TX. IAPD ↗
44
PLAN CONFIDENCE CORPORATION — notice-filed in MD, SC. IAPD ↗
44
SKYBOUND WEALTH USA — notice-filed in MO, NE. IAPD ↗
44
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — notice-filed in FL, TN. IAPD ↗
44
TAILWINDS WEALTH, LLC — notice-filed in TN, WI. IAPD ↗
44
BLUE BEAR FINANCIAL, LLC — notice-filed in CA, TX. IAPD ↗
44
WALDO.AI, INC. — notice-filed in CA, FL. IAPD ↗
44
ENDURING WEALTH MANAGEMENT, LLC — notice-filed in LA, TX. IAPD ↗
44
TELOS PARTNERS LLC — notice-filed in NY, SC. IAPD ↗
42
BENJAMIN SECURITIES, INC. — notice-filed in TX. IAPD ↗
42
INDEPENDENCE CAPITAL CO., INC. — notice-filed in NV. IAPD ↗
42
ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
42
KELLEY INVESTMENTS — notice-filed in IA. IAPD ↗
42
STRICKLAND DAVIS ADVISORS LLC — notice-filed in TX. IAPD ↗
42
MINERVA PLANNING GROUP — notice-filed in OH. IAPD ↗
42
DRAWBRIDGE CAPITAL — notice-filed in VA. IAPD ↗
42
FINANCIAL LEGACY MANAGEMENT, NC. — notice-filed in LA. IAPD ↗
42
QUANTUM FINANCIAL PARTNERS LLC — notice-filed in CO. IAPD ↗
42
THE ADVISORY FIRM — notice-filed in TX. IAPD ↗
42
FOREST ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
PEAK AMERICAN INVESTMENT ADVISORS, INC. — notice-filed in LA. IAPD ↗
42
BLUE SKY INVESTMENT PARTNERS, INC. — notice-filed in TX. IAPD ↗
42
INNOVATIVE ADVISORY GROUP — notice-filed in TN. IAPD ↗
42
ELE ADVISORY SERVICES, INC — notice-filed in MT. IAPD ↗
42
GOUWS CAPITAL LLC — notice-filed in VA. IAPD ↗
42
OCTOBER WEALTH ADVISORS, INC — notice-filed in CO. IAPD ↗
42
HAPPINESS IN RETIREMENT — notice-filed in CT. IAPD ↗
42
SIMA WEALTH PARTNERS, LLC — notice-filed in TX. IAPD ↗
42
TRUADVISORS — notice-filed in MA. IAPD ↗
42
ATWATER WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
42
CITY CENTER ADVISORS, LLC — notice-filed in OK. IAPD ↗
42
TRADEMARK CAPITAL MANAGEMENT INC. — notice-filed in AZ. IAPD ↗
42
EDEN ADVISORY SERVICES, LLC — notice-filed in FL. IAPD ↗
42
BRAVE EAGLE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
42
VENTURE FORTH FINANCIAL — notice-filed in NH. IAPD ↗
42
ENCOMPASS ADVISORY SERVICES, LLC — notice-filed in IL. IAPD ↗
42
SAS FINANCIAL ADVISORS, LLC. — notice-filed in NY. IAPD ↗
42
ELEVATE CAPITAL ADVISORS — notice-filed in NJ. IAPD ↗
42
CMG FINANCIAL CONSULTING — notice-filed in SC. IAPD ↗
42
COLUMBIA RIVER FINANCIAL GROUP — notice-filed in FL. IAPD ↗
42
PROSPERO WEALTH, LLC — notice-filed in NJ. IAPD ↗
42
TRAILS EDGE WEALTH ADVISERS, LLC — notice-filed in NC. IAPD ↗
42
KENNONDALE CAPITAL MANAGEMENT — notice-filed in NC. IAPD ↗
42
CB CAPITAL LLC — notice-filed in NH. IAPD ↗
42
ABUNDO WEALTH — notice-filed in SC. IAPD ↗
42
GUIDED CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
42
CSP FINANCIAL GROUP LLC — notice-filed in HI. IAPD ↗
42
ELEMENT SQUARED PRIVATE WEALTH — notice-filed in SC. IAPD ↗
42
FITZWILLIAMS WEALTH MANAGEMENT INC. — notice-filed in TN. IAPD ↗
42
CROSS BORDER FINANCIAL PLANNING USA LLC — notice-filed in WA. IAPD ↗
42
WHARTON WEALTH PLANNING, LLC — notice-filed in NJ. IAPD ↗
42
WRIGHT WEALTH LLC — notice-filed in NH. IAPD ↗
42
TRIO WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
DBD RETIREMENT AND FINANCIAL SERVICES — notice-filed in PA. IAPD ↗
42
NIM WEALTH SOLUTIONS — notice-filed in TX. IAPD ↗
42
ELEVATED PRIVATE WEALTH — notice-filed in TX. IAPD ↗
42
CONNECTIVE WEALTH PARTNERS, LLC — notice-filed in RI. IAPD ↗
42
FREEDOM ASSET MANAGEMENT — notice-filed in TX. IAPD ↗
42
ALLVET FINANCIAL — notice-filed in NH. IAPD ↗
42
RIGHTOAK ASSET MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
42
POWERHOUSE FINANCIAL ADVISORS, INC. — notice-filed in CO. IAPD ↗
42
INTERCHANGE ADVISERS LLC — notice-filed in TN. IAPD ↗
42
FIDUCIARY CAPITAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗
42
ROTHSCHILD FINANCIAL PARTNERS, LLC — notice-filed in AZ. IAPD ↗
42
CARAZO WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
EHG WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗
42
DITTO & POWERS, LLC — notice-filed in MA. IAPD ↗
42
HUDSON & ASSOCIATES WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
COVA PRIVATE WEALTH LLC — notice-filed in FL. IAPD ↗
42
SOLID STATE WEALTH ADVISORY GROUP — notice-filed in MT. IAPD ↗
30
FRANKLIN MUTUAL ADVISERS, LLC — changed its website from franklintempleton.com to njbest.com. IAPD ↗
30
COOPER MCMANUS — changed its website from purmortgroup.com to crossfinancial.com. IAPD ↗
30
REDHAWK WEALTH ADVISORS, INC. — changed its website from thewittmangroup.com to redhawkwa.com. IAPD ↗
30
RETIREMENT PLANNERS OF AMERICA — changed its website from moneymatters.net to retirementplannersofamerica.com. IAPD ↗
30
MERISTEAD WEALTH, LLC — changed its website from stansberryam.com to meristead.com. IAPD ↗
30
TITLEIST ASSET MANAGEMENT, LLC — changed its website from visionbasedplanning.com to blumandwhite.com. IAPD ↗
30
INDIVISIBLE PARTNERS — changed its website from linkedin.company to indivisible.com. IAPD ↗
28
WEALTH ASSET MANAGERS — changed its website from nelson-securities.com to nelsonsecurities.com. IAPD ↗
28
CAPSTONE INVESTMENT GROUP — changed its website from yourcapstone.com to wisdomanddiscipline.com. IAPD ↗
28
SWAN CAPITAL — changed its website from pinterest.com to swan-capital.com. IAPD ↗
28
ACCELERATE RETIREMENT — changed its website from accelerateretirement.com to lbgadvisors.com. IAPD ↗
28
PERMANENT CAPITAL MANAGEMENT, LP — changed its website from permanent-capital.com to permcapital.com. IAPD ↗
28
ADVISORY SOLUTIONS GROUP — changed its website from oakandvinewm.com to meridianwealthalliance.com. IAPD ↗
28
BLUE HORIZON EQUITY, INC. — changed its website from itppartners.com to abelwealthmanagement.com. IAPD ↗
25
SIMPLYRIA ADVISOR NETWORK — changed its website from caitlinjohn.com to simplyria.com. IAPD ↗
25
ELEVATION ADVISORY PARTNERS LLC — changed its website from eap-advisors.com to harrisoncapitalmanagement.com. IAPD ↗
25
ALTITUDE CAPITAL MANAGEMENT LLC — changed its website from altitudecm.com to 3treesrp.com. IAPD ↗
25
STERLING LABS — changed its website from tryterminal.ai to sterlinglabs.co. IAPD ↗
25
SPRINGHILL WEALTH MANAGEMENT — changed its website from lucent-financial.com to springhillwealth.com. IAPD ↗
88
HILCO INVESTMENT ADVISORS, LLC — (NORTHBROOK, IL) is newly SEC-registered with $313.1M RAUM and 44 advisory reps. IAPD ↗institutional
88
FUNDSMITH PARTNERS US LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $435.3M RAUM and 4 advisory reps. IAPD ↗institutional
85
COLLABORATIVE FUND MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.84B RAUM and 16 advisory reps. IAPD ↗fund
85
FMAC MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
FORVM GLOBAL INVESTMENTS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BYREFORGE MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CC USA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BOARDWALK INVESTMENT GROUP LP — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KARE MANAGER HOLDINGS, L.P. — (BOCA RATON, FL) is newly SEC-registered with $19.82B RAUM and 85 advisory reps. IAPD ↗fund
85
TECHBRIDGE INVESTMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
OLD MISSION ASSET MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $34.13B RAUM and 91 advisory reps. IAPD ↗fund
85
CAMBIAL PARTNERS LP — (NEW YORK, NY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MILEMARKER INVESTMENT SOLUTIONS, LLC — (LINCOLN, NE) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
85
INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC — (EAST ORANGE, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
MFO HEALTHCARE PARTNERS — (BOCA RATON, FL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
SR ABF ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
ARK CAPITAL INVESTMENTS LLC — (ST PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
NEL MEZZO LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ISTARI CAPITAL MANAGEMENT LP — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MANIFOLD INVESTMENT PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
LORUM ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
LR3 PARTNERS — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
BLUEROCK ETF ADVISOR, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
24A CAPITAL MANAGEMENT LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
83
COEFFICIENT CAPITAL — (NEW YORK, NY) is newly SEC-registered with $734.6M RAUM and 7 advisory reps. IAPD ↗fund
83
COMMONWEALTH ASSET MANAGEMENT LP — (LOS ANGELES, CA) is newly SEC-registered with $295.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ISLANDER CAPITAL PARTNERS, L.P. — (SAN FRANCISCO, CA) is newly SEC-registered with $345.0M RAUM and 3 advisory reps. IAPD ↗fund
83
GATSBY MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $921.9M RAUM and 1 advisory reps. IAPD ↗fund
83
OLIVE PARTNERS MANAGEMENT — (PALO ALTO, CA) is newly SEC-registered with $465.2M RAUM and 6 advisory reps. IAPD ↗fund
83
ARC CAPITAL PARTNERS — (LOS ANGELES, CA) is newly SEC-registered with $862.5M RAUM and 12 advisory reps. IAPD ↗fund
83
MAYBOURNE PARTNERS MANAGEMENT LP — (location n/a) is newly SEC-registered with $500.0M RAUM and 1 advisory reps. IAPD ↗fund
80
ACUTA CAPITAL PARTNERS, LLC — (REDWOOD CITY, CA) is newly SEC-registered with $172.5M RAUM and 3 advisory reps. IAPD ↗fund
80
RIVONIA ROAD CAPITAL LLC — (SANTA MONICA, CA) is newly SEC-registered with $246.0M RAUM and 8 advisory reps. IAPD ↗fund
80
BLUE ORCA, LLC — (AUSTIN, TX) is newly SEC-registered with $232.2M RAUM and 5 advisory reps. IAPD ↗fund
80
CARLO CAPITAL — (location n/a) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗fund
70
COVALIS CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $4.79B RAUM and 17 advisory reps. IAPD ↗foreign
68
SAGEONE INVESTMENT MANAGERS LLP — (PUNE, India) is newly SEC-registered with $690.9M RAUM and 2 advisory reps. IAPD ↗foreign
65
NWEALTH INC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
ARCTOS CAPITAL PARTNERS AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
ULLMAN INVESTMENT COUNSEL LLC — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
KYNANCE COVE CAPITAL LLC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
LARRAINVIAL US IA LLC — (SANTIAGO, Chile) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗foreign
65
65
AWEALTH INTERNATIONAL AG — (ZOLLIKON, ZH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
50
50
COLLER EQT — COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC is now doing business as . IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (135 -> 137). IAPD ↗institutional
45
MML INVESTMENT ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (12 -> 14). IAPD ↗institutional
45
COUNTERPOINTE INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (12 -> 14). IAPD ↗institutional
45
45
45
45
45
43
43
PALLADIN CONSUMER PARTNERS, LLC — PALLADIN CONSUMER RETAIL PARTNERS, LLC is now doing business as . IAPD ↗fund
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 2 (712 -> 714). IAPD ↗institutional
40
INSTITUTIONAL SHAREHOLDER SERVICES INC. — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗institutional
40
40
CAPITAL CLIENT GROUP, INC. — notice-filed in AL, AR, DC, DE, IA, LA, ME, MS, MT, ND, NE, NM, NV, OK, OR, SC, SD, UT, VT, WV, WY. IAPD ↗institutional
40
CHOREO PARTNER ALLIANCE, LLC — notice-filed in AK, AL, AR, AZ, DE, HI, ID, KS, ME, MO, MS, MT, ND, NE, NH, NJ, NM, OH, OK, OR, PR, RI, TN, UT, VI, VT, WY. IAPD ↗institutional
40
RAMP ADVISORY LLC — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗institutional
38
37
35
HATTERAS INVESTMENT PARTNERS, LP — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗fund
35
PBMARES WEALTH MANAGEMENT LLC — moved its main office from WILLIAMSBURG, VA to FAIRFAX, VA. IAPD ↗institutional
35
35
35
35
LOGIQ CAPITAL LLC — moved its main office from ENGLEWOOD, NJ to JERSEY CITY, NJ. IAPD ↗institutional
35
35
35
35
34
33
33
32
32
32
32
32
32
32
30
1 MAIN CAPITAL MANAGEMENT, LLC — moved its main office from WESTPORT, CT to AVENTURA, FL. IAPD ↗fund
30
BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC — moved its main office from PROVIDENCE, RI to NEW YORK, NY. IAPD ↗fund
30
30
27
27
27
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 2 (135 -> 137). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (134 -> 136). IAPD ↗foreign
25
1832 ASSET MANAGEMENT U.S. INC. — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (151 -> 153). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (137 -> 139). IAPD ↗foreign
25
BMO NESBITT BURNS SECURITIES LTD. — 's Item 11 disclosure-reporting entries rose by 2 (12 -> 14). IAPD ↗foreign
21
20
RESEARCH AFFILIATES — changed its website from researchaffiliates.com to syzygyassetmanagement.com. IAPD ↗institutional
20
COLLER EQT — changed its website from collercapital.com to linkedin.com coller capital. IAPD ↗institutional
18
17
17
16
15
DELTA CAPITAL — moved its main office from SANTANA DE PARNAÍBA, SÃO PAULO, to SANTANA DE PARNAIBA, . IAPD ↗foreign
15
APT WEALTH USA PTY LTD — moved its main office from SYDNEY, NEW SOUTH WALES, to MELBOURNE VIC, . IAPD ↗foreign
15
13
INTREPID INVESTMENT MANAGEMENT, LLC — changed its website from intrepidfp.com to intrepidim.com. IAPD ↗fund
12
1
TEMPLETON ASSET MANAGEMENT LTD. — changed its website from ftinstitutional.com to ftinstitutionalapac.com. IAPD ↗foreign
1
FIRST SENTIER INVESTORS (SINGAPORE) — changed its website from firstsentierinvestors.com to firstsentiergroup.com. IAPD ↗foreign
1
CLARITY INVESTMENT MANAGEMENT INC. — changed its website from hiive.com to clarity.com. IAPD ↗foreign
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.