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NIM WEALTH SOLUTIONS

SAN JOSE, CA · CRD 334754 · IAPD ↗ · nimretirementgroup.com · 888 322 2009

$116.8MRegulatory AUM
4Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — NIM WEALTH SOLUTIONS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2026 — NIM WEALTH SOLUTIONS (SAN JOSE, CA) is newly SEC-registered with $116.8M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.