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CB CAPITAL LLC

NORTH SMITHFIELD, RI · CRD 300200 · IAPD ↗ · cbcapitalllc.com · (401) 768-3361

$124.5MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — CB CAPITAL LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
September 2026 — CB CAPITAL LLC (NORTH SMITHFIELD, RI) is newly SEC-registered with $124.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.