← Tributary

Recruiting & transitions — March 2025

Recruiters, transition consultants, and firms hiring advisors.

493 firms opened this window in the March 2025 SEC roster: 154 new office, 147 headcount up, 77 deregistered, 72 headcount down, 43 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
EDWARD JONES — grew from 21219 to 22226 advisory reps. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
85
AEGIS CAPITAL CORP. — grew from 63 to 90 advisory reps. IAPD ↗
$1.43B RAUM · 90 reps · 212-813-1010 · aegiscapcorp.com
85
CITIZENS SECURITIES, INC. — grew from 380 to 400 advisory reps. IAPD ↗
$9.19B RAUM · 400 reps · 1-800-942-8300 · citizensbank.com
85
CREATIVE PLANNING — grew from 1210 to 1319 advisory reps. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
85
TRANSAMERICA RETIREMENT ADVISORS, LLC — grew from 126 to 159 advisory reps. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
85
FISHER INVESTMENTS — grew from 1613 to 1869 advisory reps. IAPD ↗
$298.73B RAUM · 1869 reps · 800-851-8845
85
SEQUOIA FINANCIAL GROUP, L.L.C. — grew from 144 to 168 advisory reps. IAPD ↗
$23.03B RAUM · 168 reps · 330-375-9480
85
SCS CAPITAL MANAGEMENT LLC — grew from 45 to 78 advisory reps. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
85
MERIT FINANCIAL ADVISORS — grew from 117 to 144 advisory reps. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
85
AVIOR WEALTH MANAGEMENT, LLC — grew from 97 to 113 advisory reps. IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
85
FOCUS PARTNERS WEALTH, LLC — grew from 730 to 765 advisory reps. IAPD ↗
$21.47B RAUM · 765 reps · 617-723-8200
85
HOMRICH BERG — grew from 80 to 95 advisory reps. IAPD ↗
$18.59B RAUM · 95 reps · 404-264-1400 · homrichbergfamilyoffice.com
85
LRI INVESTMENTS — grew from 12 to 29 advisory reps. IAPD ↗
$1.13B RAUM · 29 reps · 561-323-2265
84
TCI WEALTH ADVISORS, INC. — grew from 27 to 41 advisory reps. IAPD ↗
$4.09B RAUM · 41 reps · 520-733-1477
82
CX INSTITUTIONAL, LLC — grew from 47 to 59 advisory reps. IAPD ↗
$3.34B RAUM · 59 reps · 260-927-1830 · personalwealthpartners.com
81
NORTHROCK PARTNERS, LLC — grew from 39 to 50 advisory reps. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
81
CLEAR CREEK FINANCIAL MANAGEMENT, LLC — grew from 35 to 46 advisory reps. IAPD ↗
$1.47B RAUM · 46 reps · (360) 308-8239 · jackthomasfinancial.com
80
BROOKSTONE WEALTH ADVISORS, LLC — grew from 225 to 244 advisory reps. IAPD ↗
$0 RAUM · 244 reps · 6306531400 · retirementwealthseminar.com
80
KINGSVIEW WEALTH MANAGEMENT, LLC — grew from 85 to 95 advisory reps. IAPD ↗
$6.75B RAUM · 95 reps · 312-870-6701
79
SAX WEALTH ADVISORS, LLC — grew from 15 to 24 advisory reps. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
79
GOLDEN RESERVE RETIREMENT, LLC — grew from 6 to 17 advisory reps. IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777 · goldenreserve.com
79
THE NORDEN GROUP LLC — grew from 12 to 21 advisory reps. IAPD ↗
$1.74B RAUM · 21 reps · 801-331-5511
78
BRADLEY FOSTER & SARGENT INC — grew from 17 to 25 advisory reps. IAPD ↗
$7.68B RAUM · 25 reps · 860-527-8050 · bfsinvest.com
77
CORDA INVESTMENT MANAGEMENT, LLC — grew from 18 to 25 advisory reps. IAPD ↗
$1.73B RAUM · 25 reps · 713-439-0665 · cordamanagement.com
76
COOPER MCMANUS — grew from 38 to 44 advisory reps. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333
76
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — grew from 118 to 124 advisory reps. IAPD ↗
$2.21B RAUM · 124 reps · 407-254-1500 · iaac.com
76
ELWOOD & GOETZ — grew from 18 to 26 advisory reps. IAPD ↗
$813.0M RAUM · 26 reps · 706-548-1025
76
BANKERS LIFE ADVISORY SERVICES, INC. — grew from 378 to 384 advisory reps. IAPD ↗
$1.94B RAUM · 384 reps · 844-553-9083 · bankerslife.com
76
LIFEWORKS ADVISORS, LLC — grew from 25 to 33 advisory reps. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
76
OCTAVIA WEALTH ADVISORS LLC — grew from 28 to 34 advisory reps. IAPD ↗
$1.79B RAUM · 34 reps · (513) 762-7701
75
PINKERTON WEALTH PARTNERS — grew from 12 to 17 advisory reps. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
75
B.O.S.S. RETIREMENT ADVISORS, LLC — grew from 36 to 41 advisory reps. IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055 · getmorewithboss.com
75
AWH FINANCIAL, LLC — grew from 34 to 44 advisory reps. IAPD ↗
$0 RAUM · 44 reps · 610-660-4283
75
TEAM HEWINS, LLC — grew from 13 to 18 advisory reps. IAPD ↗
$3.43B RAUM · 18 reps · 650-620-3040 · teamhewins.com
75
CORNERSTONE PLANNING GROUP — grew from 8 to 15 advisory reps. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
75
PINE GROVE FINANCIAL GROUP — grew from 8 to 13 advisory reps. IAPD ↗
$1.25B RAUM · 13 reps · 651 714 0323
75
MORAN WEALTH MANAGEMENT, LLC — grew from 26 to 31 advisory reps. IAPD ↗
$4.74B RAUM · 31 reps · 239-920-4440
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 132 to 137 advisory reps. IAPD ↗
$6.26B RAUM · 137 reps · (813) 575-2652 · eaglecapadvisors.com
75
SPARTAN WEALTH MANAGEMENT — grew from 8 to 15 advisory reps. IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
74
FALCON WEALTH PLANNING, INC. — grew from 18 to 22 advisory reps. IAPD ↗
$1.16B RAUM · 22 reps · 855-963-2526
74
SAGE MOUNTAIN ADVISORS, LLC — grew from 12 to 16 advisory reps. IAPD ↗
$3.36B RAUM · 16 reps · (404) 795-8361
74
THE LIFE WEALTH GROUP — grew from 0 to 9 advisory reps. IAPD ↗
$177.7M RAUM · 9 reps · 407-299-4129 · thelifewealthgroup.com
73
GREENWOOD GEARHART INC. — grew from 8 to 11 advisory reps. IAPD ↗
$1.64B RAUM · 11 reps · 479-521-5353 · greenwoodgearhart.com
73
NADLER FINANCIAL GROUP, INC. — grew from 13 to 16 advisory reps. IAPD ↗
$1.92B RAUM · 16 reps · 847-940-4040 · nadlerfinancial.com
73
ONE WEALTH ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
73
MIDWEST FINANCIAL PARTNERS — grew from 6 to 9 advisory reps. IAPD ↗
$1.26B RAUM · 9 reps · 320-251-3752
73
CHICAGO CAPITAL, LLC — grew from 10 to 13 advisory reps. IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
73
CANOPY WEALTH MANAGEMENT — grew from 10 to 13 advisory reps. IAPD ↗
$1.47B RAUM · 13 reps · 608-662-9018 · canopy-wealth.com
72
BROOKER WEALTH MANAGEMENT — grew from 3 to 7 advisory reps. IAPD ↗
$592.4M RAUM · 7 reps · 510-638-1815 · brooker-cpa.com
72
THE HARBOR GROUP, INC. — grew from 7 to 9 advisory reps. IAPD ↗
$1.73B RAUM · 9 reps · 603-668-0634
72
SHEETS SMITH WEALTH MANAGEMENT — grew from 10 to 12 advisory reps. IAPD ↗
$1.24B RAUM · 12 reps · 336-765-2020 · sheetssmith.com
72
KEELER THOMAS MANAGEMENT LLC — grew from 5 to 9 advisory reps. IAPD ↗
$379.3M RAUM · 9 reps · 801-226-0800 · keelerthomas.com
72
HOLLAND ADVISORY SERVICES, INC. — grew from 7 to 11 advisory reps. IAPD ↗
$263.5M RAUM · 11 reps · 386-671-7526
72
TRIANGLE WEALTH MANAGEMENT — grew from 9 to 11 advisory reps. IAPD ↗
$1.20B RAUM · 11 reps · 919-838-3221
72
GARDE CAPITAL, INC. — grew from 9 to 11 advisory reps. IAPD ↗
$2.26B RAUM · 11 reps · 206-552-7900 · gardecapital.com
72
WALKNER CONDON FINANCIAL ADVISORS LLC — grew from 9 to 13 advisory reps. IAPD ↗
$732.8M RAUM · 13 reps · 608-234-4127
72
INSPIRE INVESTING, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$2.86B RAUM · 4 reps · (877) 658-9473
72
PAUL R. RIED FINANCIAL GROUP, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$1.06B RAUM · 9 reps · 425-646-6777
71
ARCHER INVESTMENT MANAGEMENT — grew from 2 to 5 advisory reps. IAPD ↗
$308.9M RAUM · 5 reps · 800-840-5946 · archerim.com
71
MIRAMONTES CAPITAL, LLC — grew from 4 to 7 advisory reps. IAPD ↗
$296.3M RAUM · 7 reps · 1-800-460-1595
71
FLAGSTONE FINANCIAL MANAGEMENT, LLC — grew from 3 to 6 advisory reps. IAPD ↗
$375.2M RAUM · 6 reps · 402-413-0440
71
PRIVATE WEALTH SOLUTIONS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
$403.3M RAUM · 4 reps · 818-264-0600 · privatewealthsolutions.com
71
SANDBOX FINANCIAL PARTNERS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
$575.2M RAUM · 8 reps · (301) 214-4190
71
FOURPATH CAPITAL MANAGEMENT, LLC — grew from 3 to 6 advisory reps. IAPD ↗
$931.1M RAUM · 6 reps · (405) 253-6080 · fourpath.com
71
ACORN CREEK CAPITAL LLC — grew from 3 to 6 advisory reps. IAPD ↗
$426.4M RAUM · 6 reps · 970-818-4820 · acorncreekcapital.com
71
EVERPAR ADVISORS LLC — grew from 5 to 8 advisory reps. IAPD ↗
$488.5M RAUM · 8 reps · 918-221-9290 · everpar.com
71
ARGENTARII, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$293.8M RAUM · 5 reps · 5134881600 · argentarii.com
70
RICHARDS MERRILL WEALTH MANAGEMENT — grew from 8 to 10 advisory reps. IAPD ↗
$514.5M RAUM · 10 reps · 509-624-3174 · rmwealthmgmt.com
70
FIERSTON FINANCIAL GROUP INC — grew from 2 to 4 advisory reps. IAPD ↗
$942.6M RAUM · 4 reps · 860-521-2100
70
WINANS INVESTMENTS — grew from 2 to 4 advisory reps. IAPD ↗
$330.1M RAUM · 4 reps · 800-494-6267
70
PARAGON CAPITAL MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗
$633.1M RAUM · 8 reps · 913-451-2254
70
ALPHA CAPITAL MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
$766.3M RAUM · 6 reps · 512-322-9318 · alphacapm.com
70
WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. — grew from 9 to 11 advisory reps. IAPD ↗
$445.5M RAUM · 11 reps · 317-872-5090
70
SCOTT MARSH FINANCIAL, LLC — grew from 1 to 6 advisory reps. IAPD ↗
$230.0M RAUM · 6 reps · 801-272-4677
70
WEALTHEDGE INVESTMENT ADVISORS LLC — grew from 4 to 6 advisory reps. IAPD ↗
$401.5M RAUM · 6 reps · 212-687-3600 · wealthedge.com
70
FINANCIAL LIFE ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
$345.8M RAUM · 8 reps · 210-918-8998 · fladvisors.com
70
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$350.1M RAUM · 5 reps · 386-253-1980 · kswwealthmanagement.com
70
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$402.8M RAUM · 7 reps · 952-831-8243 · brettmachtig.com
70
BALLENTINE CAPITAL ADVISORS, INC. — grew from 3 to 5 advisory reps. IAPD ↗
$262.3M RAUM · 5 reps · 864-322-6046 · plus.google.com
70
PRECISION FINANCIAL SERVICES — grew from 9 to 11 advisory reps. IAPD ↗
$367.7M RAUM · 11 reps · 973-927-6300 · precisionfinancialservices.com
70
FIRST FINANCIAL COACHING, INC. — grew from 8 to 10 advisory reps. IAPD ↗
$279.7M RAUM · 10 reps · 586-463-1880 · firstfinancialcoach.com
70
BLACKHAWK CAPITAL PARTNERS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$336.4M RAUM · 8 reps · 262-242-4487
70
VERDAD ADVISERS, L.P. — grew from 4 to 6 advisory reps. IAPD ↗
$867.3M RAUM · 6 reps · 202-251-6707
70
DIVERSIFI CAPITAL LLC — grew from 7 to 9 advisory reps. IAPD ↗
$456.9M RAUM · 9 reps · 650-632-5667 · diversificapital.com
70
PREMIA GLOBAL ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$299.7M RAUM · 3 reps · (786) 646-9140
70
SITRIN CAPITAL MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$326.2M RAUM · 6 reps · (424) 777-4400 · sitrincapital.com
70
MRA ADVISORY GROUP — grew from 6 to 8 advisory reps. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
70
ARKFELD WEALTH STRATEGIES, L.L.C. — grew from 3 to 5 advisory reps. IAPD ↗
$478.9M RAUM · 5 reps · 402-933-1970 · arkfeldwealth.com
70
CORDIS FINANCIAL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$317.6M RAUM · 5 reps · (612) 268-2620
70
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$599.0M RAUM · 4 reps · (614) 591-4515
70
PROSPERITY PLANNING — grew from 8 to 10 advisory reps. IAPD ↗
$465.0M RAUM · 10 reps · 816-587-7526 · prosperityplanninginc.com
70
MY PERSONAL CFO, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$334.4M RAUM · 3 reps · 503-912-2090
70
LEGACY WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$421.1M RAUM · 3 reps · 601-499-1970 · mylegacy.ms
70
BOOKENDS FINANCIAL PLANNING — grew from 3 to 5 advisory reps. IAPD ↗
$289.0M RAUM · 5 reps · 317-859-2502
70
BROWN | MILLER WEALTH MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$827.9M RAUM · 9 reps · 703-972-1950 · brownmillerwm.com
70
EWA, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$559.0M RAUM · 7 reps · (412) 288-2363 · ewa-llc.com
70
RETIREMENT PLANNING GROUP, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$282.8M RAUM · 4 reps · (518) 580-1919
70
ROOTED WEALTH ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332 · retirerwa.com
70
ENVISION FINANCIAL LLC — grew from 2 to 4 advisory reps. IAPD ↗
$252.0M RAUM · 4 reps · 262-354-7155 · envisionfinancial-llc.com
70
SOLIDARITY WEALTH, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$627.8M RAUM · 9 reps · 385-374-1665 · solidaritywealth.com
70
SINGER WEALTH ADVISORS LLC — grew from 10 to 12 advisory reps. IAPD ↗
$571.2M RAUM · 12 reps · 561-998-9985
70
STONEBROOK PRIVATE LLC — grew from 2 to 4 advisory reps. IAPD ↗
$794.2M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
70
TIDEMARK, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$344.6M RAUM · 8 reps · 888-791-0197
70
INDIVISIBLE PARTNERS — grew from 1 to 3 advisory reps. IAPD ↗
$298.6M RAUM · 3 reps · 732-306-5490 · indivisible.com
70
FPNAVIGATORS — grew from 3 to 5 advisory reps. IAPD ↗
$289.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
70
LATHROP INVESTMENT MANAGEMENT COMPANY — grew from 2 to 4 advisory reps. IAPD ↗
$937.1M RAUM · 4 reps · 501-227-4930 · limc.com
68
ACCESS SOFTEK ADVISORY SERVICES — grew from 1 to 4 advisory reps. IAPD ↗
$6.3M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
68
ELEVATION ADVISORY PARTNERS LLC — grew from 4 to 7 advisory reps. IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
68
WINCAP FINANCIAL LLC — grew from 2 to 5 advisory reps. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
68
ZERO DAY CAPITAL ENTERPRISES LLC — grew from 7 to 10 advisory reps. IAPD ↗
$35.2M RAUM · 10 reps · 702 271 3265 · zerodaycapital.com
68
WHITWELL ADVISORS — grew from 3 to 6 advisory reps. IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
67
PORTFOLIO ADVISORS, INC. — grew from 3 to 5 advisory reps. IAPD ↗
$224.3M RAUM · 5 reps · 559-432-8400 · portadvisors.com
67
MARTIN CAPITAL ADVISORS, LLP — grew from 8 to 10 advisory reps. IAPD ↗
$166.6M RAUM · 10 reps · 210-694-2100 · martincapital.com
67
QCA CAPITAL MANAGEMENT INC — grew from 2 to 4 advisory reps. IAPD ↗
$183.8M RAUM · 4 reps · 310-473-4411
67
BRADESCO GLOBAL ADVISORS — grew from 8 to 10 advisory reps. IAPD ↗
$172.7M RAUM · 10 reps · 305-523-6536 · bradescoinvest.us
67
JH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
$171.8M RAUM · 4 reps · 503.391.1040 · jhadvisors.com
67
COMMERCE ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$236.6M RAUM · 4 reps · 901-260-6050 · commerceholdingsllc.com
67
ISRAEL INVESTMENT ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$45.9M RAUM · 4 reps · 303-861-3798 · israelinvestmentadvisors.com
67
OAR FINANCIAL — grew from 2 to 4 advisory reps. IAPD ↗
$112.6M RAUM · 4 reps · 833-662-6346 · oarfinancial.com
67
COMMONS CAPITAL, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$246.1M RAUM · 6 reps · (617) 431-7200
67
FOUR POINTS ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$37.0M RAUM · 7 reps · 646-300-6129 · 4pointsadvisors.com
67
CYR FINANCIAL INC. — grew from 4 to 6 advisory reps. IAPD ↗
$127.7M RAUM · 6 reps · (815) 925-7501
67
PFG PRIVATE WEALTH MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$238.5M RAUM · 8 reps · 813-286-7776
67
GO WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
$165.6M RAUM · 9 reps · 541-338-7631 · gowealthgroup.com
67
DEAN WEALTH PARTNERS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$209.3M RAUM · 3 reps · (512) 346-1703 · deanwealthpartners.com
67
CALDERWOOD FINANCIAL STRATEGIES, INC. — grew from 1 to 3 advisory reps. IAPD ↗
$216.4M RAUM · 3 reps · 832-821-2462 · calderwoodfinancial.com
67
WAYSTONE ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
67
WHALE — grew from 1 to 3 advisory reps. IAPD ↗
$252,394 RAUM · 3 reps · 8884887104 · getwhale.co
67
ARIMATHEA — grew from 1 to 3 advisory reps. IAPD ↗
$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com
67
PARK SQUARE FINANCIAL GROUP LLC — grew from 4 to 6 advisory reps. IAPD ↗
$208.2M RAUM · 6 reps · 770-641-1401
65
PRIO WEALTH LP — (BOSTON, MA) left the SEC roster (was $3.74B RAUM, 14 reps). IAPD ↗
$3.74B RAUM · 14 reps · 617-224-1900 · priowealth.com
65
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. — (DE PERE, WI) left the SEC roster (was $1.08B RAUM, 10 reps). IAPD ↗
$1.08B RAUM · 10 reps · 920-336-0863 · thefinplangroup.com
65
KOWAL INVESTMENT GROUP, LLC — (BROOKFIELD, WI) left the SEC roster (was $1.11B RAUM, 11 reps). IAPD ↗
$1.11B RAUM · 11 reps · (262) 522-4040
65
EAGLE RIDGE INVESTMENT MANAGEMENT LLC — (STAMFORD, CT) left the SEC roster (was $1.16B RAUM, 7 reps). IAPD ↗
$1.16B RAUM · 7 reps · 203-227-4515
65
EPIQ CAPITAL GROUP, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $4.94B RAUM, 32 reps). IAPD ↗
$4.94B RAUM · 32 reps · 415-433-3747 · epiqcg.com
65
TRINITYPOINT WEALTH, LLC — (MILFORD, CT) left the SEC roster (was $1.42B RAUM, 10 reps). IAPD ↗
$1.42B RAUM · 10 reps · (203) 693-8525
63
WILLS FINANCIAL GROUP — (RICHMOND, VA) left the SEC roster (was $333.3M RAUM, 4 reps). IAPD ↗
$333.3M RAUM · 4 reps · 804-330-3100 · willsfg.com
63
PLANNING CAPITAL MANAGEMENT CORP. — (PAOLI, PA) left the SEC roster (was $313.3M RAUM, 5 reps). IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
63
MILLENNIUM ADVISORY SERVICES, INC. — (GLEN ALLEN, VA) left the SEC roster (was $707.5M RAUM, 18 reps). IAPD ↗
$707.5M RAUM · 18 reps · 804-346-1040 · hubinternational.com
63
BIECHELE ROYCE ADVISORS, INC. — (FISHERS, IN) left the SEC roster (was $659.8M RAUM, 8 reps). IAPD ↗
$659.8M RAUM · 8 reps · 317-913-7000 · biechele-royce.com
63
FERNWOOD INVESTMENT MANAGEMENT, LLC — (QUINCY, MA) left the SEC roster (was $435.7M RAUM, 4 reps). IAPD ↗
$435.7M RAUM · 4 reps · 617-376-4750 · fernwoodinvestment.com
63
CASSADY SCHILLER WEALTH MANAGEMENT, LLC — (CINCINNATI, OH) left the SEC roster (was $517.4M RAUM, 8 reps). IAPD ↗
$517.4M RAUM · 8 reps · 513-483-6652 · cassadyschillerwealth.com
63
HOMAN WEALTH ADVISORS, LLC — (OMAHA, NE) left the SEC roster (was $271.1M RAUM, 4 reps). IAPD ↗
$271.1M RAUM · 4 reps · 402-763-6401 · homanwealthadvisors.com
63
ARTEMIS FINANCIAL ADVISORS — (BOSTON, MA) left the SEC roster (was $313.1M RAUM, 4 reps). IAPD ↗
$313.1M RAUM · 4 reps · 617-542-2420
63
NS CAPITAL, LLC — (STAMFORD, CT) left the SEC roster (was $296.7M RAUM, 4 reps). IAPD ↗
$296.7M RAUM · 4 reps · 866-676-6002
63
GATEWAY ADVISORY, LLC — (WESTFIELD, NJ) left the SEC roster (was $743.7M RAUM, 4 reps). IAPD ↗
$743.7M RAUM · 4 reps · 908-233-8100 · gatewayadvisory.com
63
XO WEALTH MANAGEMENT — (DALLAS, TX) left the SEC roster (was $707.8M RAUM, 7 reps). IAPD ↗
$707.8M RAUM · 7 reps · 972-335-8000 · xowealth.com
63
LIFEPRO ASSET MANAGEMENT — (SAN DIEGO, CA) left the SEC roster (was $311.3M RAUM, 40 reps). IAPD ↗
$311.3M RAUM · 40 reps · (888) 543-3776
63
ENTRUST WEALTH ADVISORS, LLC — (SAN DIEGO, CA) left the SEC roster (was $367.5M RAUM, 4 reps). IAPD ↗
$367.5M RAUM · 4 reps · (858) 257-4646 · entrustwealthadvisors.com
63
PLATTE RIVER WEALTH ADVISORS, LLC — (LOUISVILLE, CO) left the SEC roster (was $544.3M RAUM, 3 reps). IAPD ↗
$544.3M RAUM · 3 reps · 720-738-9010 · platteriverwa.com
63
WAVELAND FAMILY OFFICE, LLC — (DEERFIELD, IL) left the SEC roster (was $359.0M RAUM, 1 reps). IAPD ↗
$359.0M RAUM · 1 reps · (847) 874-8210
60
HELLMAN JORDAN MANAGEMENT CO INC — (QUINCY, MA) left the SEC roster (was $95.1M RAUM, 4 reps). IAPD ↗
$95.1M RAUM · 4 reps · (617) 261-9800 · hellmanjordan.com
60
CAPITAL PORTFOLIO MANAGEMENT L.L.C. — (TOPEKA, KS) left the SEC roster (was $175.2M RAUM, 3 reps). IAPD ↗
$175.2M RAUM · 3 reps · 785-271-5555 · cpm-llc.com
60
AXIOM ADVISORY, LLC — (SAN DIEGO, CA) left the SEC roster (was $224.1M RAUM, 2 reps). IAPD ↗
$224.1M RAUM · 2 reps · (800) 836-4792
60
YOUNG WEALTH MANAGEMENT — (DAVIS, CA) left the SEC roster (was $116.6M RAUM, 2 reps). IAPD ↗
$116.6M RAUM · 2 reps · 530-231-5152
60
TRITON FINANCIAL GROUP, INC. — (MARLBOROUGH, MA) left the SEC roster (was $237.2M RAUM, 1 reps). IAPD ↗
$237.2M RAUM · 1 reps · 508-480-8383 · tritonfinancialgroup.com
60
GRUPP FINANCIAL LLC — (JACKSON, WY) left the SEC roster (was $81.7M RAUM, 3 reps). IAPD ↗
$81.7M RAUM · 3 reps · 1.307.200.6579 · gruppfinancial.com
60
STOEVER GLASS WEALTH MANAGEMENT, INC. — (NEW YORK, NY) left the SEC roster (was $247.9M RAUM, 7 reps). IAPD ↗
$247.9M RAUM · 7 reps · 212-952-1910
60
SPRINGTIDE PARTNERS — (CHICAGO, IL) left the SEC roster (was $42.1M RAUM, 2 reps). IAPD ↗
$42.1M RAUM · 2 reps · (312)620-6362
60
BAJA WEALTH ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $72.6M RAUM, 6 reps). IAPD ↗
$72.6M RAUM · 6 reps · 212-850-4260 · bwa-mx.com
60
CLERKIE ADVISORY LLC — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 650-646-9662 · clerkie.io
60
MARYGOLD & CO. ADVISORY SERVICES, LLC — (WALNUT CREEK, CA) left the SEC roster (was $30,725 RAUM, 1 reps). IAPD ↗
$30,725 RAUM · 1 reps · 9252979465
60
DAKORE WEALTH MANAGEMENT, LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $76.6M RAUM, 1 reps). IAPD ↗
$76.6M RAUM · 1 reps · (561) 774-8101 · dakorewealth.com
60
STEWARD INC. — (WASHINGTON, DC) left the SEC roster (was $46.4M RAUM, 1 reps). IAPD ↗
$46.4M RAUM · 1 reps · 917-547-3227
60
ZSENIA INVESTMENTS INC. — (location n/a) left the SEC roster (was $10.9M RAUM, 1 reps). IAPD ↗
$10.9M RAUM · 1 reps · 929-327-5485 · zseniainv.com
60
AVERA CAPITAL WEALTH MANAGEMENT — (GRAND JUNCTION, CO) left the SEC roster (was $132.7M RAUM, 2 reps). IAPD ↗
$132.7M RAUM · 2 reps · 970-361-3874 · averacap.com
60
MRP CURRENCY, LLC — (ALPHARETTA, GA) left the SEC roster (was $193,512 RAUM, 1 reps). IAPD ↗
$193,512 RAUM · 1 reps · 404-274-7851
60
CIG ASSET MANAGEMENT — (LANSING, MI) left the SEC roster — its 120-day provisional registration did not convert (was $10.0M RAUM, 1 reps). IAPD ↗
$10.0M RAUM · 1 reps · 517-802-8085
60
MFO INVESTMENTS — (BIRMINGHAM, MI) left the SEC roster (was $243.5M RAUM, 9 reps). IAPD ↗
$243.5M RAUM · 9 reps · (248) 406-4900
60
QUAM, KELSEY — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 15032698850 · kelseyquam.carrd.co
60
LAKE WATER ADVISORY, LLC — (location n/a) left the SEC roster (was $40.0M RAUM, 1 reps). IAPD ↗
$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com
60
GFG SOLUTIONS — (ORLANDO, FL) left the SEC roster (was $151.1M RAUM, 6 reps). IAPD ↗
$151.1M RAUM · 6 reps · (407) 627-0091 · gfgsolutions.com
60
CIRO CAPITAL LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $58.6M RAUM, 1 reps). IAPD ↗
$58.6M RAUM · 1 reps · 646-785-6201
60
PELICAN INVESTS — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (347) 450-1767 · pelicaninvests.com
60
OSSIA IM — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $52.0M RAUM, 1 reps). IAPD ↗
$52.0M RAUM · 1 reps · 305-923-7212
60
TRILLIONS CAPITAL — (WARMINSTER, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 267-784-1718 · trillions.cc
60
SANKOTA CAPITAL LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $26.0M RAUM, 2 reps). IAPD ↗
$26.0M RAUM · 2 reps · 312-392-2222
60
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
55
NORTHERN TRUST SECURITIES, INC — shrank from 70 to 62 advisory reps. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
55
REINHART PARTNERS, LLC — shrank from 11 to 6 advisory reps. IAPD ↗
$1.91B RAUM · 6 reps · 262-241-2020 · reinhartpartners.com
55
FIRST HEARTLAND CONSULTANTS, INC. — shrank from 95 to 83 advisory reps. IAPD ↗
$1.77B RAUM · 83 reps · 636-625-0900 · firstheartland.com
55
THE MILWAUKEE COMPANY — shrank from 7 to 4 advisory reps. IAPD ↗
$1.14B RAUM · 4 reps · 262-238-6980
55
FOUNDERS FINANCIAL SECURITIES, LLC — shrank from 97 to 92 advisory reps. IAPD ↗
$3.32B RAUM · 92 reps · 410-308-9988 · brooksfinancial.com
55
BROOKSTONE CAPITAL MANAGEMENT LLC — shrank from 324 to 319 advisory reps. IAPD ↗
$10.41B RAUM · 319 reps · 630-653-1400 · brookstonecm.com
55
ARCHFORD CAPITAL STRATEGIES, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
55
CANAL CAPITAL MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$1.08B RAUM · 5 reps · 804-325-1450 · canalcapitalmanagement.com
55
WEALTHPLAN PARTNERS — shrank from 29 to 24 advisory reps. IAPD ↗
$1.27B RAUM · 24 reps · 402-691-0200
55
JEFFERIES INVESTMENT ADVISERS LLC — shrank from 109 to 100 advisory reps. IAPD ↗
$3.40B RAUM · 100 reps · 212-284-2300 · jefferies.com
55
EDWARD JONES — added office(s): 15075 -> 15321 additional locations. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
55
NORTHERN TRUST SECURITIES, INC — added office(s): 20 -> 24 additional locations. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
55
FLAGSTAR ADVISORS, INC. — added office(s): 16 -> 17 additional locations. IAPD ↗
$1.16B RAUM · 47 reps · 646-822-1475
55
CREATIVE PLANNING — added office(s): 79 -> 102 additional locations. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — added office(s): 8 -> 9 additional locations. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
55
TRANSAMERICA RETIREMENT ADVISORS, LLC — added office(s): 53 -> 158 additional locations. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
55
INTELLICENTS INVESTMENT SOLUTIONS INC — added office(s): 8 -> 9 additional locations. IAPD ↗
$6.01B RAUM · 36 reps · 507-377-2919
55
ALTFEST PERSONAL WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.62B RAUM · 19 reps · 212-406-0850
55
COOKSON PEIRCE WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.92B RAUM · 16 reps · 412-471-5320 · cooksonpeirce.com
55
CONSOLIDATED PORTFOLIO REVIEW CORP — added office(s): 22 -> 24 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
55
SAX WEALTH ADVISORS, LLC — added office(s): 6 -> 9 additional locations. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
55
PINKERTON WEALTH PARTNERS — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
55
INVESTMENT MANAGEMENT GROUP — added office(s): 8 -> 9 additional locations. IAPD ↗
$5.07B RAUM · 21 reps · 406-655-3960
55
SCS CAPITAL MANAGEMENT LLC — added office(s): 4 -> 9 additional locations. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
55
TFO WEALTH PARTNERS — added office(s): 8 -> 9 additional locations. IAPD ↗
$4.85B RAUM · 55 reps · 419-891-9999 · tfowealth.com
55
PROSPERITY - AN EISNERAMPER COMPANY — added office(s): 8 -> 9 additional locations. IAPD ↗
$2.91B RAUM · 46 reps · 410-363-7211 · prosperityconsult.com
55
WEST FINANCIAL SERVICES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.57B RAUM · 22 reps · 703-847-2500 · westfinancial.com
55
BEAR CREEK ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$7.46B RAUM · 8 reps · 303-459-7333 · bearcreekam.com
55
MERIT FINANCIAL ADVISORS — added office(s): 47 -> 59 additional locations. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
55
SEACREST WEALTH MANAGEMENT, LLC — added office(s): 26 -> 27 additional locations. IAPD ↗
$1.56B RAUM · 42 reps · 914-502-1900 · stantongwp.com
55
AVIOR WEALTH MANAGEMENT, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
55
TRAJAN WEALTH, L.L.C. — added office(s): 28 -> 37 additional locations. IAPD ↗
$1.97B RAUM · 38 reps · 480-990-3300
55
NORTHROCK PARTNERS, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
55
CABLE HILL PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.98B RAUM · 17 reps · (888) 313-0417 · cablehill.com
55
REVISOR WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.72B RAUM · 6 reps · 330-864-9516
55
CLEAR CREEK FINANCIAL MANAGEMENT, LLC — added office(s): 24 -> 30 additional locations. IAPD ↗
$1.47B RAUM · 46 reps · (360) 308-8239 · jackthomasfinancial.com
55
ONE WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
55
ONE WEALTH MAP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.10B RAUM · 6 reps · 702-470-2660
55
PROWELL FINANCIAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$8.09B RAUM · 3 reps · 484-359-4057 · prowell-financial.com
55
LEXAURUM ADVISORS — added office(s): 19 -> 20 additional locations. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · kowitzfinancialgroup.com
55
LEO WEALTH, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.52B RAUM · 29 reps · 817-354-1090
55
STRATEGIC WEALTH GROUP — added office(s): 7 -> 9 additional locations. IAPD ↗
$1.04B RAUM · 19 reps · 952-843-4944 · saltf.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 25 -> 27 additional locations. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · clarionwealth.com
55
VIDENT ASSET MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$8.99B RAUM · 6 reps · 404-267-1501 · videntam.com
55
PROCYON — added office(s): 5 -> 11 additional locations. IAPD ↗
$7.77B RAUM · 34 reps · (475) 232-2704
55
CWS FINANCIAL ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.20B RAUM · 5 reps · (269) 349-4600 · cwsfas.com
55
KMG FIDUCIARY PARTNERS, LLC — added office(s): 4 -> 8 additional locations. IAPD ↗
$1.60B RAUM · 10 reps · (419) 517-8040 · kmgfiduciarypartners.com
55
BLEAKLEY FINANCIAL GROUP, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$9.18B RAUM · 152 reps · (973) 575-4180
55
SAPIENT CAPITAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$11.44B RAUM · 22 reps · (317) 719-0157 · sapientcapital.com
55
ASTRA WEALTH MANAGEMENT GROUP — added office(s): 0 -> 2 additional locations. IAPD ↗
$1.30B RAUM · 10 reps · 972-464-1571
53
HARVEST INVESTMENT CONSULTANTS LLC — shrank from 9 to 4 advisory reps. IAPD ↗
$491.6M RAUM · 4 reps · 410-561-9040
53
PILLAR FINANCIAL ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$313.8M RAUM · 3 reps · 502-384-3890 · pillar.net
53
WEST BRANCH CAPITAL LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$630.9M RAUM · 4 reps · 833-888-0534; 413-256-1225
53
WISE WEALTH, LLC — shrank from 10 to 7 advisory reps. IAPD ↗
$304.2M RAUM · 7 reps · 816-246-9473
53
A & I WEALTH MANAGEMENT — shrank from 13 to 9 advisory reps. IAPD ↗
$463.9M RAUM · 9 reps · 303-690-5070 · gotaxfreebook.com
53
SHOREPOINT CAPITAL PARTNERS LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$800.5M RAUM · 5 reps · 781-341-7250
53
FORTUNE WEALTH MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$343.5M RAUM · 2 reps · 972-716-8002 · fortunewealthmanagement.com
53
AIFAM GROUP LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$349.4M RAUM · 6 reps · 212-682-6100 · aifaminc.com
53
SAGEGUARD FINANCIAL GROUP, LLC — shrank from 13 to 6 advisory reps. IAPD ↗
$607.7M RAUM · 6 reps · (615) 859-4567
53
SELECTIVE WEALTH MANAGEMENT, INC. — shrank from 10 to 8 advisory reps. IAPD ↗
$441.7M RAUM · 8 reps · 434-515-1517
53
WATERWAY WEALTH MANAGEMENT, L.L.C. — shrank from 4 to 2 advisory reps. IAPD ↗
$552.8M RAUM · 2 reps · 281-363-0000 · waterwaywealth.com
53
SUMMIT FINANCIAL — shrank from 8 to 6 advisory reps. IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600 · sumfi.com
53
CLG LLC — shrank from 25 to 20 advisory reps. IAPD ↗
$953.8M RAUM · 20 reps · (310) 329-5150 · clgwm.com
53
TEMPUS WEALTH PLANNING, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$506.5M RAUM · 8 reps · 949-393-2525 · tempuswp.com
53
PENOBSCOT FINANCIAL ADVISORS — shrank from 9 to 6 advisory reps. IAPD ↗
$434.5M RAUM · 6 reps · (207) 990-1901
53
CAPSTONE WEALTH ADVISORS, LLC — shrank from 11 to 2 advisory reps. IAPD ↗
$720.9M RAUM · 2 reps · 503-967-1980 · capstonewealthadvisors.com
53
LAKE STREET — shrank from 9 to 6 advisory reps. IAPD ↗
$961.8M RAUM · 6 reps · 312-766 7040 · clarity-fg.com
53
OXINAS PARTNERS WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
$344.6M RAUM · 6 reps · (812) 725-8649
53
INVESTMENT PLANNING ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
$334.1M RAUM · 4 reps · 770-205-4394 · investplanadvise.com
53
SAFEGUARD WEALTH MANAGEMENT — shrank from 7 to 4 advisory reps. IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
53
FIVE OCEANS ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
$408.1M RAUM · 4 reps · (310) 507-9180
53
PROALTUS USA — shrank from 7 to 3 advisory reps. IAPD ↗
$505.8M RAUM · 3 reps · (857) 334-1921 · proaltus.us
53
CLARENDON PRIVATE LLC — shrank from 7 to 4 advisory reps. IAPD ↗
$344.3M RAUM · 4 reps · (617) 927 7999
53
ROSSBY FINANCIAL, LLC — shrank from 8 to 2 advisory reps. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
53
THE SALVETTI GROUP — shrank from 6 to 4 advisory reps. IAPD ↗
$607.2M RAUM · 4 reps · 916-414-8282 · thesalvettigroup.com
53
THOR WEALTH MANAGEMENT INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$557.7M RAUM · 8 reps · 513-271-6777
53
KUTSCHER BENNER BARSNESS & STEVENS, INC. — added office(s): 0 -> 6 additional locations. IAPD ↗
$550.8M RAUM · 6 reps · 206-462-6100 · krbfinancial.com
53
BOURNE LENT ASSET MANAGAMENT, INC. — added office(s): 1 -> 4 additional locations. IAPD ↗
$303.2M RAUM · 3 reps · 845-855-1590 · bournelent.com
53
ASTORIA STRATEGIC WEALTH, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$420.3M RAUM · 8 reps · 888.321.7374
53
DEW WEALTH MANAGEMENT — added office(s): 9 -> 11 additional locations. IAPD ↗
$293.9M RAUM · 21 reps · 480-614-9119
53
AMERICAN MONEY MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$734.0M RAUM · 10 reps · 858-755-0909 · americanmoneymanagement.com
53
WEBSTERROGERS FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$371.8M RAUM · 7 reps · 843-665-6321 · wrfasc.com
53
PRIVATE WEALTH GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$281.8M RAUM · 2 reps · 813-226-1900
53
DISCIPLINED EQUITY MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$389.7M RAUM · 2 reps · (904) 222-0280 · demgt.com
53
UHLER VERTICH WHITE ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$466.8M RAUM · 5 reps · 239-936-6300
53
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$350.1M RAUM · 5 reps · 386-253-1980 · kswwealthmanagement.com
53
STRATEGIC INVESTMENT SOLUTIONS, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
$910.0M RAUM · 12 reps · 708-645-8820 · sisfp.com
53
PRECISION FINANCIAL SERVICES — added office(s): 3 -> 4 additional locations. IAPD ↗
$367.7M RAUM · 11 reps · 973-927-6300 · precisionfinancialservices.com
53
SUMMIT PLACE FINANCIAL ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$256.4M RAUM · 4 reps · 908-517-5880
53
BLUEPRINT INVESTING LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$346.6M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
53
FINANCIAL ENHANCEMENT GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$831.5M RAUM · 18 reps · 765-640-1524
53
FSA INVESTMENT GROUP, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
53
PROVIDER FINANCIAL, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$281.0M RAUM · 2 reps · (317)706-0890 · provider-financial.com
53
PROFESSIONAL FINANCIAL ADVISORS, LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$614.1M RAUM · 6 reps · 308-534-8210
53
SUNPOINTE INVESTMENTS — added office(s): 3 -> 4 additional locations. IAPD ↗
$559.2M RAUM · 9 reps · (314) 880-0821 · sunpointeinvestments.com
53
HOWARD BAILEY SECURITIES, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$463.3M RAUM · 14 reps · 260-482-9559
53
GOLDEN RESERVE RETIREMENT, LLC — added office(s): 16 -> 41 additional locations. IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777 · goldenreserve.com
53
SILVER GROVE ADVISORY SERVICES — added office(s): 8 -> 9 additional locations. IAPD ↗
$256.4M RAUM · 16 reps · 716-800-4291 · silvergrovegroup.com
53
IRONBRIDGE PRIVATE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$314.8M RAUM · 4 reps · 512-327-8901
53
MRA ADVISORY GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
53
INVICTA FINANCIAL GROUP — added office(s): 5 -> 6 additional locations. IAPD ↗
$251.0M RAUM · 10 reps · 928-344-8000 · invictafg.com
53
LIBRA WEALTH LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$473.7M RAUM · 4 reps · (408) 721-1633 · librawealth.com
53
LIFEWORKS ADVISORS, LLC — added office(s): 24 -> 29 additional locations. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
53
COMPASS ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$644.1M RAUM · 5 reps · (516) 938-2400 · compassadvisors.com
53
MA PRIVATE WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$584.1M RAUM · 5 reps · (650) 232-2021 · maprivatewealth.com
53
4J WEALTH MANAGEMENT, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$294.1M RAUM · 4 reps · (703) 566-9573
53
SANDBOX FINANCIAL PARTNERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$575.2M RAUM · 8 reps · (301) 214-4190
53
PRECISION WEALTH STRATEGIES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$386.3M RAUM · 7 reps · 314-994-6460 · precisionwealthstrategies.com
53
TURNING POINT FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗
$310.0M RAUM · 16 reps · 301-846-9336 · tpfinancial.com
53
BOOKENDS FINANCIAL PLANNING — added office(s): 3 -> 4 additional locations. IAPD ↗
$289.0M RAUM · 5 reps · 317-859-2502
53
STORGE — added office(s): 0 -> 1 additional locations. IAPD ↗
$720.7M RAUM · 3 reps · 7859692515 · storgepartners.com
53
APRICUS WEALTH LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$272.4M RAUM · 4 reps · 610-329-4899 · apricuswealth.com
53
NORTHSTAR ADVISORY GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$334.4M RAUM · 3 reps · 833-226-0400 · thenorthstaradvisorygroup.com
53
SAFEGUARD WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
53
CORNERSTONE PLANNING GROUP — added office(s): 4 -> 6 additional locations. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
53
FIVE OCEANS ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$408.1M RAUM · 4 reps · (310) 507-9180
53
VANCE WEALTH — added office(s): 2 -> 3 additional locations. IAPD ↗
$736.1M RAUM · 11 reps · 888-775-0950
53
ROOTED WEALTH ADVISORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332 · retirerwa.com
53
CLARENDON PRIVATE LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$344.3M RAUM · 4 reps · (617) 927 7999
53
CARR FINANCIAL GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
$648.4M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com
53
MAINSAIL FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$268.2M RAUM · 3 reps · (425) 502-7693
53
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$272.4M RAUM · 5 reps · 608-784-9100
53
ETHOS FINANCIAL GROUP, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$913.9M RAUM · 20 reps · 484-889-7270 · ethosfg.com
53
BASE WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$269.9M RAUM · 6 reps · 941-203-6040
53
AURELIUS FAMILY OFFICE, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$265.9M RAUM · 5 reps · 603-413-6060
53
UPTICK PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
53
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$641.8M RAUM · 8 reps · 937-644-0351
53
PITCAIRN WEALTH ADVISORS LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
50
WEALTHPLAN PARTNERS — reported RAUM down 30% ($1.81B -> $1.27B). IAPD ↗
$1.27B RAUM · 24 reps · 402-691-0200
50
UMB FINANCIAL SERVICES, INC. — shrank from 58 to 51 advisory reps. IAPD ↗
$3.1M RAUM · 51 reps · 816-842-2222 · umb.com
50
VALLEY FINANCIAL MANAGEMENT, INC. — shrank from 35 to 5 advisory reps. IAPD ↗
$55,000 RAUM · 5 reps · 212-407-4362
50
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) — shrank from 4 to 2 advisory reps. IAPD ↗
$131.5M RAUM · 2 reps · 318-221-7526 · planwithpamg.com
50
HAUSSMANN FINANCIAL INC. — shrank from 7 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 949-250-4973
50
NOVUS ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
$202.9M RAUM · 3 reps · 864-272-3579 · novusadvisors.com
50
ADVISORY INVESTOR SERVICES LLC — shrank from 9 to 5 advisory reps. IAPD ↗
$153.7M RAUM · 5 reps · 786-462-6044 · advisoryinvestorservices.com
50
HARDING WEALTH, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
50
BAYBRIDGE CAPITAL GROUP, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$162.2M RAUM · 2 reps · (888) 440-2224 · baybridgecg.com
50
ELEVATE CAPITAL ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
$156.5M RAUM · 4 reps · 970-328-7526
50
WESTVIEW INVESTMENT ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
$196.8M RAUM · 3 reps · 802-489-5342
50
COPE CONNELLY — shrank from 4 to 2 advisory reps. IAPD ↗
$244.9M RAUM · 2 reps · (888) 336-8402 · govconwealth.com
50
SCG ASSET MANAGEMENT LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$135.9M RAUM · 5 reps · 312-784-3952 · scgamllc.com
50
INCOMPASS FINANCIAL PARTNERS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$164.2M RAUM · 2 reps · 770-971-9141 · incompassfp.com
50
CLARITY FINANCIAL ADVISORS LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$99.9M RAUM · 2 reps · (816) 786-5031 · theclarityfinancial.com
50
STIRLING FINANCIAL GROUP — shrank from 3 to 1 advisory reps. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
50
BLUE JEAN FINANCIAL LLC — shrank from 9 to 7 advisory reps. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488 · bluejeanfinancial.com
50
UMB FINANCIAL SERVICES, INC. — added office(s): 14 -> 15 additional locations. IAPD ↗
$3.1M RAUM · 51 reps · 816-842-2222 · umb.com
50
SETCHFIELD ASSET MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$171.0M RAUM · 1 reps · 303-627-1099 · setchfieldassociates.com
50
KCD FINANCIAL, INC. — added office(s): 15 -> 17 additional locations. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
50
U.S. WEALTH GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$154.3M RAUM · 1 reps · 516-682-9800
50
FINANCIAL INSTITUTION SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$220.4M RAUM · 2 reps · 248-661-8190 · adviceman.net
50
CHELSEA ADVISORY SERVICES, INC — added office(s): 18 -> 21 additional locations. IAPD ↗
$126.9M RAUM · 22 reps · 718-967-8400 · chfs.com
50
BANKPLUS WEALTH ADVISORS — added office(s): 0 -> 2 additional locations. IAPD ↗
$186.1M RAUM · 13 reps · 601-607-4290 · bankplus.net
50
DELPHINUS FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$132.6M RAUM · 2 reps · 781-780-2439 · delphinusfa.com
50
WELCY CAPITAL ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$171.4M RAUM · 3 reps · 786.353.0036 · welcycap.com
50
EMPIRIC INSTITUTIONAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$8.2M RAUM · 3 reps · 512-583-0160 · empiricinstitutional.com
50
VALUE INVESTMENT PROFESSIONALS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$141.9M RAUM · 4 reps · 646-383-7757 · valueinvestmentprofessionals.com
50
CAPITAL CITY WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · (701) 250-7220
50
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$152.0M RAUM · 6 reps · 813-443-0879
50
DIPSEA CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$103.0M RAUM · 3 reps · 415-925-9022 · dipseacapital.com
50
APTUS FINANCIAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 501-907-1993
50
PEAK WEALTH MANAGEMENT LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$137.7M RAUM · 3 reps · 603-488-2476
50
CROSS STATE FINANCIAL GROUP LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$166.8M RAUM · 9 reps · 800-621-6974
50
ST. JAMES INVESTMENT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$46.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
50
SMITH BRUER ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$198.2M RAUM · 5 reps · 850-877-0803 · smithbruer.com
50
TREEHOUSE WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$184.8M RAUM · 3 reps · 415-887-1416
50
AVANT FINANCIAL ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$158.5M RAUM · 2 reps · 512-910-2467
50
ACCESS SOFTEK ADVISORY SERVICES — added office(s): 3 -> 4 additional locations. IAPD ↗
$6.3M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
50
SPYRNAL FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$117.9M RAUM · 2 reps · 239.282.2835
50
THOMPSON CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$183.1M RAUM · 3 reps · (312) 278 1003 · thompsoncm.com
50
WHARTON MIDMARKET INVESTMENT ADVISORS INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$222.4M RAUM · 2 reps · 2036069696
50
CAPITAL CS GROUP, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$175.4M RAUM · 3 reps · 949-447-5405
50
FOREFRONT — added office(s): 3 -> 4 additional locations. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
50
ELEVATION ADVISORY PARTNERS LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
50
ELEVATION WEALTH MANAGEMENT — added office(s): 0 -> 2 additional locations. IAPD ↗
$113.4M RAUM · 2 reps · 952-905-3042
50
WINCAP FINANCIAL LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
50
TRUEWEALTH FINANCIAL PARTNERS — added office(s): 0 -> 2 additional locations. IAPD ↗
$224.7M RAUM · 3 reps · 425-615-7360 · truewealthfp.com
50
MARIDEA WEALTH MANAGEMENT — added office(s): 8 -> 9 additional locations. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · hartshornegroup.com
50
ACCELERATE RETIREMENT — added office(s): 12 -> 13 additional locations. IAPD ↗
$242.8M RAUM · 25 reps · 888-439-7071 · accelerateretirement.com
50
NECTARINE — added office(s): 25 -> 26 additional locations. IAPD ↗
$0 RAUM · 25 reps · (858) 779-0115 · hellonectarine.com
50
WAYSTONE ADVISORS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
50
BROADSTREET FAMILY OFFICE LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · (914) 427-8036 · broadstreetfamilyoffice.com
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 12 -> 13 additional locations. IAPD ↗
$47.7M RAUM · 14 reps · 832-657-7735 · catalystfg.com
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 6 -> 9 additional locations. IAPD ↗
$35.2M RAUM · 10 reps · 702 271 3265 · zerodaycapital.com
50
WHITWELL ADVISORS — added office(s): 3 -> 6 additional locations. IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
50
OLD BRIDGE WEALTH, INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$38.7M RAUM · 3 reps · 347-723-8943 · oldbridgewealth.com
50
PLUM POINTE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
48
BLUE OAK CAPITAL LLC — reported RAUM down 49% ($556.7M -> $285.4M). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
48
HAHN CAPITAL MANAGEMENT, LLC — reported RAUM down 35% ($800.0M -> $521.0M). IAPD ↗
$521.0M RAUM · 5 reps · 415-394-6512 · hahncap.com
48
JOHN F SUBY WEALTH MANAGEMENT LLC — reported RAUM down 79% ($2.01B -> $427.5M). IAPD ↗
$427.5M RAUM · 3 reps · 608-273-3100
45
VALLEY FINANCIAL MANAGEMENT, INC. — reported RAUM down 100% ($334.9M -> $55,000). IAPD ↗
$55,000 RAUM · 5 reps · 212-407-4362
45
SAUBERAN & COMPANY, LLC — reported RAUM down 78% ($26.4M -> $5.8M). IAPD ↗
$5.8M RAUM · 1 reps · 716-439-1265 · sauberanandcompany.com
45
PROFIT INVESTMENTS — reported RAUM down 27% ($180.3M -> $132.0M). IAPD ↗
$132.0M RAUM · 2 reps · 301-650-0059
45
PENSION PLANNING SOLUTIONS, INC. — reported RAUM down 91% ($133.8M -> $12.0M). IAPD ↗
$12.0M RAUM · 1 reps · 336-389-9922 · pensionplanningsolutions.com
45
WIN TEAM ADVISORY SERVICES — reported RAUM down 61% ($143.0M -> $56.5M). IAPD ↗
$56.5M RAUM · 3 reps · 949-336-7300 · win-team.org
45
CPR INVESTMENTS INC — reported RAUM down 28% ($295.2M -> $213.3M). IAPD ↗
$213.3M RAUM · 28 reps · 800-213-1164
45
WATTS CAPITAL PARTNERS LLC — reported RAUM down 27% ($100.0M -> $72.9M). IAPD ↗
$72.9M RAUM · 5 reps · 212-735-8921
45
DENALI WEALTH MANAGEMENT, INC. — reported RAUM down 29% ($256.5M -> $183.0M). IAPD ↗
$183.0M RAUM · 4 reps · 414-978-0020 · denaliwm.com
45
OAR FINANCIAL — reported RAUM down 76% ($466.0M -> $112.6M). IAPD ↗
$112.6M RAUM · 4 reps · 833-662-6346 · oarfinancial.com
45
OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC — reported RAUM down 30% ($156.5M -> $110.0M). IAPD ↗
$110.0M RAUM · 2 reps · 307-201-6275 · octantqim.com
45
BROWNING CAPITAL MANAGEMENT LLC — reported RAUM down 44% ($167.7M -> $93.8M). IAPD ↗
$93.8M RAUM · 2 reps · 949-439-7457 · browningcm.com
45
TOUCHSTONE CAPITAL, INC. — reported RAUM down 30% ($146.4M -> $101.9M). IAPD ↗
$101.9M RAUM · 3 reps · (724) 933-8388 · touchstonecapital.com
45
ST. JAMES INVESTMENT ADVISORS, LLC — reported RAUM down 32% ($68.7M -> $46.5M). IAPD ↗
$46.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
45
STEVARD LLC — reported RAUM down 68% ($130.6M -> $41.9M). IAPD ↗
$41.9M RAUM · 2 reps · 773-275-3262
45
ACM — reported RAUM down 29% ($301.4M -> $212.8M). IAPD ↗
$212.8M RAUM · 2 reps · 612-217-1143 · asymmetriccap.com
45
NINEPOINTTWO CAPITAL LLC — reported RAUM down 73% ($623.5M -> $167.1M). IAPD ↗
$167.1M RAUM · 2 reps · 323-486-3600
45
CAPITAL DESIGN PRIVATE WEALTH LLC — reported RAUM down 34% ($131.8M -> $86.4M). IAPD ↗
$86.4M RAUM · 2 reps · 603-610-8290 · capitaldesignpw.com
45
LUMIDA WEALTH MANAGEMENT LLC — reported RAUM down 34% ($124.9M -> $83.1M). IAPD ↗
$83.1M RAUM · 1 reps · (833) 512-5111 · podcasts.google.com
45
7TWO — reported RAUM down 63% ($386.3M -> $142.3M). IAPD ↗
$142.3M RAUM · 4 reps · (720) 477-7274 · 7two.co
75
INVESCO INVESTMENT ADVISERS LLC — grew from 10 to 28 advisory reps. IAPD ↗institutional
$4.63B RAUM · 28 reps · 713-214-1919 · invesco.com
62
SMITH CAPITAL INVESTORS, LLC — grew from 9 to 11 advisory reps. IAPD ↗institutional
$5.27B RAUM · 11 reps · 303-597-5555
62
WINSHORE CAPITAL PARTNERS LP — grew from 3 to 5 advisory reps. IAPD ↗institutional
$5.65B RAUM · 5 reps · 646-751-5668 · winshorecapital.com
61
NATIONWIDE ASSET MANAGEMENT, LLC — grew from 91 to 97 advisory reps. IAPD ↗fund
$13.59B RAUM · 97 reps · 614-435-6274
61
ROKOS CAPITAL MANAGEMENT (US) LP — grew from 17 to 23 advisory reps. IAPD ↗fund
$20.88B RAUM · 23 reps · 16464481400 · rokoscapital.com
61
KEYBANC CAPITAL MARKETS RESEARCH, LLC — grew from 74 to 80 advisory reps. IAPD ↗institutional
$0 RAUM · 80 reps · 216-689-3873 · key.com
60
MARINER INVESTMENT GROUP, LLC — grew from 69 to 74 advisory reps. IAPD ↗fund
$119.84B RAUM · 74 reps · 914-670-4300 · marinerinvestment.com
60
STWD INVESTMENT MANAGEMENT, LLC — grew from 105 to 110 advisory reps. IAPD ↗fund
$4.73B RAUM · 110 reps · 305.695.5500
60
PEAKLINE PARTNERS, LLC — grew from 5 to 10 advisory reps. IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
57
PLACEHOLDER MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗fund
$1.26B RAUM · 5 reps · 9292449167
57
ARDMORE ROAD ASSET MANAGEMENT LP — grew from 6 to 8 advisory reps. IAPD ↗fund
$1.59B RAUM · 8 reps · 203-872-9030 · ardmoreroad.com
57
ABRAHAM TRADING COMPANY — grew from 1 to 3 advisory reps. IAPD ↗institutional
$78.8M RAUM · 3 reps · 806-323-8000
57
TEUCRIUM INVESTMENT ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗institutional
$123.2M RAUM · 4 reps · 802-540-0019 · teucrium.com
55
CHERRY HILL MORTGAGE MANAGEMENT, LLC — (FARMINGDALE, NJ) left the SEC roster (was $1.39B RAUM, 5 reps). IAPD ↗institutional
$1.39B RAUM · 5 reps · 856-380-9970
55
EXOS ASSET MANAGEMENT LLC — grew from 7 to 12 advisory reps. IAPD ↗fund
$99.5M RAUM · 12 reps · (646) 814-0996 · exosfinancial.com
53
BEAR CREEK FUND ADVISORS LLC — grew from 8 to 11 advisory reps. IAPD ↗fund
$195.0M RAUM · 11 reps · 303-459-7333 · bearcreekam.com
50
TITANIUM EXPLORATION PARTNERS LLC — (FORT WORTH, TX) left the SEC roster (was $114.4M RAUM, 3 reps). IAPD ↗institutional
$114.4M RAUM · 3 reps · 214-751-8900 · titaniumep.com
50
BLOCKTOWER CAPITAL ADVISORS LP — (MIAMI, FL) left the SEC roster (was $1.69B RAUM, 17 reps). IAPD ↗fund
$1.69B RAUM · 17 reps · (203) 989-3661
50
INDYFIN LLC — (DALLAS, TX) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (972) 878-9522 · indyfin-llc.com
50
PGIA — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 312-702-0696 · perpetual.com
50
PLATO'S PHILOSOPHY, LLC — (VENTURA, CA) left the SEC roster (was $39.4M RAUM, 1 reps). IAPD ↗institutional
$39.4M RAUM · 1 reps · 805-888-2024 · stockhack.com
50
ETHOS ESG INVESTMENTS LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 650-360-6020 · ethosesginvestments.com
50
SOLARIA MANAGEMENT LP — (CHATHAM, NJ) left the SEC roster (was $90.2M RAUM, 1 reps). IAPD ↗institutional
$90.2M RAUM · 1 reps · 516-492-5804
50
COAR HILL ASSET MANAGEMENT PARTNERS LP — (NORWALK, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 203-764-2117 · coarhill.com
50
OCTANE INVESTMENTS INC. — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-885-0747 · octane.nyc
50
P74 BIO LP — (ALLSTON, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 862-754-2216
50
COVE CAPITAL LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 650-436-9522
50
MARCELLUS INTERNATIONAL INVESTMENT MANAGERS LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 9172540868
50
WELLINGTON-ALTUS USA INC. — grew from 48 to 69 advisory reps. IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
48
ASCRIBE MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $252.4M RAUM, 4 reps). IAPD ↗fund
$252.4M RAUM · 4 reps · 212-476-8000 · american-securities.com
48
PRIVET FUND MANAGEMENT LLC — (ATLANTA, GA) left the SEC roster (was $352.1M RAUM, 5 reps). IAPD ↗fund
$352.1M RAUM · 5 reps · 404-419-2670 · privetfund.com
48
CALIXTO GLOBAL INVESTORS, LP — (CORAL GABLES, FL) left the SEC roster (was $488.8M RAUM, 5 reps). IAPD ↗fund
$488.8M RAUM · 5 reps · 305-602-3421
48
ROCKTOP PARTNERS, LLC — (IRVING, TX) left the SEC roster (was $260.5M RAUM, 16 reps). IAPD ↗fund
$260.5M RAUM · 16 reps · 844-456-6316 · rocktoppartners.com
48
ENDURANCE ENGINEERING MANAGEMENT LP — (location n/a) left the SEC roster (was $333.0M RAUM, 3 reps). IAPD ↗fund
$333.0M RAUM · 3 reps · 310-282-5826
45
HIGHLAND CAPITAL MANAGEMENT, L.P. — (DALLAS, TX) left the SEC roster (was $126.7M RAUM, 6 reps). IAPD ↗fund
$126.7M RAUM · 6 reps · 972-628-4100 · highlandcapital.com
45
AZG CAPITAL — (MIAMI, FL) left the SEC roster (was $7.8M RAUM, 2 reps). IAPD ↗fund
$7.8M RAUM · 2 reps · 786 866 3700
45
WINDSAIL CAPITAL GROUP, LLC — (BOSTON, MA) left the SEC roster (was $196.3M RAUM, 4 reps). IAPD ↗fund
$196.3M RAUM · 4 reps · 617-423-6061 · windsailcapital.com
45
MELODY CAPITAL PARTNERS, LP — (NEW YORK, NY) left the SEC roster (was $227.0M RAUM, 3 reps). IAPD ↗fund
$227.0M RAUM · 3 reps · 2125838660 · melody.com
45
MARTIN CAPITAL ADVISORS, LLC — (DESTIN, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗fund
$0 RAUM · 0 reps · 501-213-6070
45
SADDLE POINT MANAGEMENT, L.P. — (NEW YORK, NY) left the SEC roster (was $73.2M RAUM, 4 reps). IAPD ↗fund
$73.2M RAUM · 4 reps · 212-951-1223
45
FORTINBRAS ENTERPRISES LP — (NEW YORK, NY) left the SEC roster (was $122.8M RAUM, 4 reps). IAPD ↗fund
$122.8M RAUM · 4 reps · (646) 993-5321 · fortinbras.com
45
OLIVE STREET INVESTMENT ADVISERS, LLC — shrank from 246 to 218 advisory reps. IAPD ↗institutional
$169.54B RAUM · 218 reps · 314-515-2000
45
AXIOM ALTERNATIVE INVESTMENTS — grew from 5 to 10 advisory reps. IAPD ↗foreign
$1.67B RAUM · 10 reps · 330144694390 · axiom-ai.com
45
INVESCO INVESTMENT ADVISERS LLC — added office(s): 1 -> 4 additional locations. IAPD ↗institutional
$4.63B RAUM · 28 reps · 713-214-1919 · invesco.com
45
KA FUND ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$3.26B RAUM · 10 reps · 713-493-2020 · kaynefunds.com
45
HOLBROOK HOLDINGS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$2.30B RAUM · 3 reps · 678-400-3980 · holbrookholdings.com
43
AFC MANAGEMENT, LLC — shrank from 8 to 6 advisory reps. IAPD ↗institutional
$366.6M RAUM · 6 reps · 561-510-2390 · advancedflowercapital.com
43
LORD ABBETT PRIVATE CREDIT ADVISOR LLC — shrank from 264 to 188 advisory reps. IAPD ↗institutional
$320.2M RAUM · 188 reps · 201-827-2000 · lordabbett.com
43
PNC STEEL CITY ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$532.3M RAUM · 15 reps · 312-454-2922
40
GE INVESTMENT MANAGEMENT — reported RAUM down 47% ($45.75B -> $24.42B). IAPD ↗institutional
$24.42B RAUM · 8 reps · 203-229-8923
40
LEUCADIA ASSET MANAGEMENT LLC — shrank from 21 to 16 advisory reps. IAPD ↗fund
$4.04B RAUM · 16 reps · 212-284-2300
40
JEFFERIES RESEARCH SERVICES LLC — shrank from 248 to 221 advisory reps. IAPD ↗institutional
$0 RAUM · 221 reps · 212-284-2300 · jefferies.com
40
P3 ASSET MANAGEMENT — shrank from 7 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 253-470-4977 · p3am.com
40
TFG ASSET MANAGEMENT L.P. — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$19.69B RAUM · 54 reps · 212-359-7300
40
RM ADVISER, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$175.1M RAUM · 3 reps · 310-907-7129 · realtymogul.com (website for realty mogul, co., the parent company of rm adviser, llc)
40
BOFA SECURITIES, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 314 reps · 646-743-2734 · bofaml.com
40
APERTURE INVESTORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$4.36B RAUM · 23 reps · 212-521-5180
40
VESTED FINANCE — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 7 reps · 310-895-3927 · vested.co.in
40
QUADRATURE US INC. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$14.28B RAUM · 89 reps · 646-224-7425
38
FAI CAPITAL MANAGEMENT — reported RAUM down 30% ($1.27B -> $883.9M). IAPD ↗institutional
$883.9M RAUM · 3 reps · 813-874-6621
38
QUADRATIC CAPITAL MANAGEMENT LLC — reported RAUM down 53% ($990.2M -> $469.0M). IAPD ↗institutional
$469.0M RAUM · 2 reps · 203-340-2943 · ivoletf.com
38
RIVERSIDE PARTNERS, LLC — shrank from 20 to 16 advisory reps. IAPD ↗fund
$973.2M RAUM · 16 reps · 617-351-2800
38
ESO MANAGEMENT SERVICES LLC — shrank from 18 to 5 advisory reps. IAPD ↗fund
$390.6M RAUM · 5 reps · 650-262-6670 · employeestockoptions.com
38
PARAFI CAPITAL LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$945.0M RAUM · 8 reps · (203) 326-1321 · parafi.com
38
CORTEN REAL ESTATE MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$468.8M RAUM · 10 reps · 215-500-4950
35
FPR PARTNERS LLC — reported RAUM down 50% ($2.03B -> $1.01B). IAPD ↗fund
$1.01B RAUM · 4 reps · 415-284-8888 · fprpartners.com
35
TIMBERLINK LLC — reported RAUM down 99% ($85.0M -> $821,466). IAPD ↗institutional
$821,466 RAUM · 2 reps · 678-638-6184 · timberlink.net
35
WARRINGTON ASSET MANAGEMENT LLC — reported RAUM down 36% ($271.7M -> $174.5M). IAPD ↗institutional
$174.5M RAUM · 3 reps · 214-230-2100 · warringtonasset.com
35
PEAKLINE PARTNERS, LLC — reported RAUM down 61% ($5.81B -> $2.27B). IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
35
LEATHERBACK ASSET MANAGEMENT, LLC — reported RAUM down 26% ($61.9M -> $45.7M). IAPD ↗institutional
$45.7M RAUM · 1 reps · 561-389-5809 · leatherbackam.com
35
PEO PARTNERS, LLC — reported RAUM down 59% ($34.7M -> $14.3M). IAPD ↗institutional
$14.3M RAUM · 6 reps · 646-993-6350 · peo-partners.com
35
GUARDIAN CAPITAL ADVISORS LP — (TORONTO ONTARIO, Canada) left the SEC roster (was $2.45B RAUM, 19 reps). IAPD ↗foreign
$2.45B RAUM · 19 reps · 416-364-8341 · guardiancapital.com
35
PRINCIPAL ORIGIN — (LONDON, United Kingdom) left the SEC roster (was $4.61B RAUM, 5 reps). IAPD ↗foreign
$4.61B RAUM · 5 reps · +44 207 812 8500 · originam.com
35
WMS PARTNERS, LLC — shrank from 45 to 0 advisory reps. IAPD ↗fund
$8.5M RAUM · 0 reps · 410-337-7575
35
NANTUCKET MULTI MANAGERS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗fund
$244.3M RAUM · 2 reps · 248-723-9286
35
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P. — shrank from 9 to 7 advisory reps. IAPD ↗fund
$192.9M RAUM · 7 reps · +1 415 489 3600 · orbis.com
35
RVX ASSET MANAGEMENT LLC — shrank from 5 to 2 advisory reps. IAPD ↗fund
$100.1M RAUM · 2 reps · 305-363-6847 · rvx-am.com
35
GRIZZLY CAPITAL MANAGEMENT LP — shrank from 7 to 5 advisory reps. IAPD ↗fund
$38.6M RAUM · 5 reps · 585-201-2154
35
SLG CAPITAL MANAGEMENT LLC — shrank from 20 to 15 advisory reps. IAPD ↗fund
$100.3M RAUM · 15 reps · 212-594-2700
35
STROBE VENTURES — shrank from 5 to 3 advisory reps. IAPD ↗fund
$235.3M RAUM · 3 reps · (315) 202 1002 · strobe.fund
35
CAPITAL UNITED, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$0 RAUM · 0 reps · (424) 279-8308 · capunited.com
35
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$128.8M RAUM · 3 reps · 214-845-7254 · stratos.xyz
35
TFJ MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$178.6M RAUM · 2 reps · 617-877-7752
35
GATEMORE — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
33
LATTICE CAPITAL MANAGEMENT LLC — reported RAUM down 29% ($755.2M -> $539.8M). IAPD ↗fund
$539.8M RAUM · 5 reps · 425 828-4300 · latticecm.com
33
CANARAS CAPITAL MANAGEMENT, LLC — reported RAUM down 28% ($1.31B -> $937.0M). IAPD ↗fund
$937.0M RAUM · 11 reps · 212-372-7444
33
ALTA FUNDAMENTAL ADVISERS LLC — reported RAUM down 51% ($1.35B -> $659.6M). IAPD ↗fund
$659.6M RAUM · 4 reps · 212-319-1778
33
HOLLIS PARK PARTNERS LP — reported RAUM down 85% ($1.82B -> $275.7M). IAPD ↗fund
$275.7M RAUM · 4 reps · 212-205-8100
30
WMS PARTNERS, LLC — reported RAUM down 100% ($5.66B -> $8.5M). IAPD ↗fund
$8.5M RAUM · 0 reps · 410-337-7575
30
MCM ADVISERS, LP — reported RAUM down 26% ($166.6M -> $122.9M). IAPD ↗fund
$122.9M RAUM · 2 reps · 925-631-9100
30
MISSION VALUE PARTNERS, LLC — reported RAUM down 27% ($317.6M -> $231.3M). IAPD ↗fund
$231.3M RAUM · 3 reps · 707-750-3337
30
RVX ASSET MANAGEMENT LLC — reported RAUM down 46% ($184.7M -> $100.1M). IAPD ↗fund
$100.1M RAUM · 2 reps · 305-363-6847 · rvx-am.com
30
EXOS ASSET MANAGEMENT LLC — reported RAUM down 44% ($177.6M -> $99.5M). IAPD ↗fund
$99.5M RAUM · 12 reps · (646) 814-0996 · exosfinancial.com
30
TIBERIUS ASSET MANAGEMENT AG — (ZUG, Switzerland) left the SEC roster (was $10.0M RAUM, 3 reps). IAPD ↗foreign
$10.0M RAUM · 3 reps · +41 41 56 000 81 · tiberiusgroup.com
30
RHICON CURRENCY MANAGEMENT PTE LTD — (SINGAPORE, Singapore) left the SEC roster (was $221.1M RAUM, 4 reps). IAPD ↗foreign
$221.1M RAUM · 4 reps · 65 6327 2218 · rhicon.com
25
TOBAM — shrank from 17 to 12 advisory reps. IAPD ↗foreign
$1.24B RAUM · 12 reps · 33 1 53 23 41 51
25
GLADSTONE PARTNERS — shrank from 10 to 8 advisory reps. IAPD ↗foreign
$1.87B RAUM · 8 reps · +44 207 408 4771 · gladstone-management.com
25
7RIDGE LIMITED — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$1.19B RAUM · 7 reps · +44 20 8148 1378 · 7ridge.com
23
BG INVESTMENT SERVICES, INC. — shrank from 5 to 2 advisory reps. IAPD ↗foreign
$439.9M RAUM · 2 reps · 671-472-5490 · asctrust.com
20
TOBAM — reported RAUM down 65% ($3.52B -> $1.24B). IAPD ↗foreign
$1.24B RAUM · 12 reps · 33 1 53 23 41 51
20
AGF INVESTMENTS — shrank from 7 to 5 advisory reps. IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com
20
NEO-CRITERION CAPITAL LIMITED — shrank from 7 to 5 advisory reps. IAPD ↗foreign
$32.4M RAUM · 5 reps · +65 96632931 · neo-criterion.com
20
ORMONDE USA LLC — shrank from 3 to 1 advisory reps. IAPD ↗foreign
$93.7M RAUM · 1 reps · +44 20 4524 3210 · ormondepartners.com
20
SWISS FINANCE MANAGEMENT INTERNATIONAL SA — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$56.2M RAUM · 4 reps · 41797837160 · swissfim.com
20
VIKING HARBOUR INVESTMENT SOLUTIONS LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 0 reps · 44 79 66916636
20
UTI INVESTMENTS AMERICA LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 2 reps · 65 8499 0103
15
AGF INVESTMENTS — reported RAUM down 96% ($570.5M -> $21.6M). IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.