← Tributary

Recruiting & transitions — July 2024

Recruiters, transition consultants, and firms hiring advisors.

220 firms opened this window in the July 2024 SEC roster: 66 deregistered, 65 new office, 49 headcount up, 24 headcount down, 16 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST — grew from 144 to 168 advisory reps. IAPD ↗
$190.96B RAUM · 168 reps · 215-255-2300 · macquarieim.com
85
CERITY PARTNERS OCIO LLC — grew from 0 to 21 advisory reps. IAPD ↗
$14.98B RAUM · 21 reps · 212-850-4260 · ceritypartners.com
85
THE COLONY GROUP, LLC — grew from 285 to 315 advisory reps. IAPD ↗
$21.47B RAUM · 315 reps · 617-723-8200 · debrabrede.com
78
RICHMOND INVESTMENT SERVICES LLC — grew from 11 to 21 advisory reps. IAPD ↗
$360.3M RAUM · 21 reps · 262-242-4200
75
PERIGON WEALTH MANAGEMENT, LLC — grew from 72 to 77 advisory reps. IAPD ↗
$6.94B RAUM · 77 reps · (877) 977-2555
75
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. — grew from 7 to 12 advisory reps. IAPD ↗
$1.16B RAUM · 12 reps · 312-595-6000
71
BBVA GLOBAL WEALTH ADVISORS, INC. — grew from 8 to 14 advisory reps. IAPD ↗
$111.1M RAUM · 14 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
70
NICOLLET INVESTMENT MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$477.0M RAUM · 7 reps · 612-915-3033 · nicolletinvest.com
68
COMPASS RETIREMENT GROUP LLC — grew from 3 to 6 advisory reps. IAPD ↗
$99.4M RAUM · 6 reps · 314-373-1598 · crsretirement.com
67
INVEST CAPITAL PARTNERS — grew from 5 to 7 advisory reps. IAPD ↗
$144.5M RAUM · 7 reps · 937-557-3200 · mwmrj.com
67
LORD AND RICHARDS — grew from 5 to 7 advisory reps. IAPD ↗
$95.5M RAUM · 7 reps · 720-214-6801
67
TORREN MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$147.1M RAUM · 3 reps · 619-649-0700 · torren.com
65
FOURTH STREET PERFORMANCE PARTNERS, INC. — (COVINGTON, KY) left the SEC roster (was $4.83B RAUM, 10 reps). IAPD ↗
$4.83B RAUM · 10 reps · 859-491-5556 · fourthst.com
65
SECURITIES AMERICA ADVISORS, INC. — (LA VISTA, NE) left the SEC roster (was $40.42B RAUM, 2025 reps). IAPD ↗
$40.42B RAUM · 2025 reps · 402-399-9111 · synfintax.com
65
IRON CAPITAL ADVISORS INC. — (ATLANTA, GA) left the SEC roster (was $5.22B RAUM, 3 reps). IAPD ↗
$5.22B RAUM · 3 reps · 404-564-9850 · ironcapitaladvisors.com
63
DEL MONTE GROUP, LLC — (location n/a) left the SEC roster (was $307.6M RAUM, 2 reps). IAPD ↗
$307.6M RAUM · 2 reps · 925-736-6410
63
PRUDEO PARTNERS, LLC — (WEST COLUMBIA, SC) left the SEC roster (was $412.9M RAUM, 4 reps). IAPD ↗
$412.9M RAUM · 4 reps · 803-739-6311
63
VAN LEEUWEN & COMPANY, LLC — (PRINCETON, NJ) left the SEC roster (was $308.6M RAUM, 4 reps). IAPD ↗
$308.6M RAUM · 4 reps · 609-580-0088
63
GLOVISTA INVESTMENTS LLC — (JERSEY CITY, NJ) left the SEC roster (was $328.5M RAUM, 2 reps). IAPD ↗
$328.5M RAUM · 2 reps · 212-336-1540
63
COHANZICK MANAGEMENT LLC — (PLEASANTVILLE, NY) left the SEC roster (was $880.6M RAUM, 3 reps). IAPD ↗
$880.6M RAUM · 3 reps · 914-741-9600
63
BENEDETTI, GUCER & ASSOCIATES — (ATLANTA, GA) left the SEC roster (was $572.3M RAUM, 13 reps). IAPD ↗
$572.3M RAUM · 13 reps · 404-602-0034
63
FIRESIDE CAPITAL ADVISORS INC. — (DALLAS, TX) left the SEC roster (was $262.3M RAUM, 2 reps). IAPD ↗
$262.3M RAUM · 2 reps · 469-357-6370 · firesidecapital.com
60
PAINTER, SMITH AND AMBERG INC. — (REDLANDS, CA) left the SEC roster (was $115.7M RAUM, 4 reps). IAPD ↗
$115.7M RAUM · 4 reps · 909-557-2800
60
SARATOGA WEALTH ADVISORS, LLC — (SARATOGA SPRINGS, NY) left the SEC roster (was $93.0M RAUM, 1 reps). IAPD ↗
$93.0M RAUM · 1 reps · 518-587-7147 · saratogawealth.com
60
THREE POINTS FINANCIAL, INC. — (COLORADO SPRINGS, CO) left the SEC roster (was $119.2M RAUM, 1 reps). IAPD ↗
$119.2M RAUM · 1 reps · 719-495-7163
60
MGM LLC — (ALBUQUERQUE, NM) left the SEC roster (was $144.7M RAUM, 3 reps). IAPD ↗
$144.7M RAUM · 3 reps · 505-346-3434 · thehgroup.com
60
YORKVILLE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $12.8M RAUM, 1 reps). IAPD ↗
$12.8M RAUM · 1 reps · 212-755-1970
60
SAGA PARTNERS LLC — (location n/a) left the SEC roster (was $15.2M RAUM, 1 reps). IAPD ↗
$15.2M RAUM · 1 reps · 480-678-2950 · sagapartners.com
60
BROADCORE INVESTMENTS LP — (location n/a) left the SEC roster (was $13.0M RAUM, 2 reps). IAPD ↗
$13.0M RAUM · 2 reps · 646-535-6900
60
PURSINO ADVISORY GROUP LLC — (GARDEN CITY, NY) left the SEC roster (was $19.4M RAUM, 1 reps). IAPD ↗
$19.4M RAUM · 1 reps · 516-240-8088 · pursino.com
60
PATHFINDER WEALTH ADVISORS LLC — (MAYFIELD HEIGHTS, OH) left the SEC roster (was $69.9M RAUM, 1 reps). IAPD ↗
$69.9M RAUM · 1 reps · 216-533-0463 · pathfinderwealthadvisors.com
60
GALTERE INC. — (PRESTON, MN) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 212-598-1837 · galtere.com
60
KEATING WEALTH MANAGEMENT, LLC — (DENVER, CO) left the SEC roster (was $202.7M RAUM, 1 reps). IAPD ↗
$202.7M RAUM · 1 reps · (720) 408-5250
60
WEALTH PLANNING AND DESIGN LLC — (SARASOTA, FL) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 941-361-1484 · wealthplanninganddesign.com
60
KARNER BLUE CAPITAL, LLC — (location n/a) left the SEC roster (was $72,791 RAUM, 2 reps). IAPD ↗
$72,791 RAUM · 2 reps · 833-527-6372
60
TRUADVICE LLC — (SARASOTA, FL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 9414135390 · truadvicellc.com
60
ARS INVESTMENT ADVISORS, INC. — (KAYSVILLE, UT) left the SEC roster (was $107.4M RAUM, 5 reps). IAPD ↗
$107.4M RAUM · 5 reps · 385-249-5651 · advancedretirementstrategies.com
60
ATLAS FIDUCIARY FINANCIAL, LLC — (SARASOTA, FL) left the SEC roster (was $231.2M RAUM, 5 reps). IAPD ↗
$231.2M RAUM · 5 reps · (941) 879-9290 · atlasfiduciary.com
60
ASPIRE WEALTH MANAGEMENT — (OVERLAND PARK, KS) left the SEC roster (was $96.6M RAUM, 1 reps). IAPD ↗
$96.6M RAUM · 1 reps · 913-322-3500
60
CARDEA CAPITAL GROUP, INC. — (ATLANTA, GA) left the SEC roster (was $22.4M RAUM, 2 reps). IAPD ↗
$22.4M RAUM · 2 reps · 770-977-7779 · cardeacapitalgroup.com
60
BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. — (ROCHESTER, NY) left the SEC roster (was $195.0M RAUM, 2 reps). IAPD ↗
$195.0M RAUM · 2 reps · 585-473-3590 · brightonsecurities.com
60
GIRAFFE INVEST — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $14,297 RAUM, 1 reps). IAPD ↗
$14,297 RAUM · 1 reps · 860-878-7180
60
INTRINSIC VALUE CAPITAL ADVISORS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 5015297011
60
PATTERN — (location n/a) left the SEC roster (was $27,682 RAUM, 1 reps). IAPD ↗
$27,682 RAUM · 1 reps · 503-201-1375 · patternfi.com
60
ALTAR ROCK — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $3.1M RAUM, 5 reps). IAPD ↗
$3.1M RAUM · 5 reps · 917 226 0565 · altarrockwealth.com
60
RETIREWELL PLANS — (MELVILLE, NY) left the SEC roster (was $34.3M RAUM, 1 reps). IAPD ↗
$34.3M RAUM · 1 reps · 631-559-3404
60
LOCKWOOD WEALTH STRATEGIES, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $41.3M RAUM, 1 reps). IAPD ↗
$41.3M RAUM · 1 reps · (346) 487-8700 · lockwoodws.com
55
GRIES FINANCIAL PARTNERS — shrank from 13 to 10 advisory reps. IAPD ↗
$1.28B RAUM · 10 reps · 216-861-1148 · gries.com
55
COHO PARTNERS, LTD. — shrank from 10 to 8 advisory reps. IAPD ↗
$4.56B RAUM · 8 reps · 484-318-7575 · cohofunds.com
55
BAKER TILLY WEALTH MANAGEMENT, LLC — shrank from 22 to 16 advisory reps. IAPD ↗
$4.41B RAUM · 16 reps · 833-761-0673 · bakertilly.com
55
NINETY ONE NORTH AMERICA, INC. — shrank from 44 to 29 advisory reps. IAPD ↗
$39.54B RAUM · 29 reps · 1 917 206 5179 · ninetyone.com
55
GIRARD ADVISORY SERVICES, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$2.33B RAUM · 42 reps · 610-337-7640 · meetgirard.com
55
STRATEGIC ADVISERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$824.74B RAUM · 158 reps · 617-563-7000 · reddit.com
55
SEIA — added office(s): 15 -> 22 additional locations. IAPD ↗
$14.21B RAUM · 99 reps · 310-712-2323
55
GRIES FINANCIAL PARTNERS — added office(s): 1 -> 6 additional locations. IAPD ↗
$1.28B RAUM · 10 reps · 216-861-1148 · gries.com
55
WEALTHCARE CAPITAL MANAGEMENT LLC — added office(s): 17 -> 18 additional locations. IAPD ↗
$2.58B RAUM · 34 reps · 804-644-4711 · gdx360.com
55
LUTZ FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.28B RAUM · 11 reps · 402-827-2300
55
PERIGON WEALTH MANAGEMENT, LLC — added office(s): 38 -> 40 additional locations. IAPD ↗
$6.94B RAUM · 77 reps · (877) 977-2555
55
VERIS WEALTH PARTNERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.02B RAUM · 14 reps · (415) 814-0580
55
CERITY PARTNERS OCIO LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$14.98B RAUM · 21 reps · 212-850-4260 · ceritypartners.com
55
THE COLONY GROUP, LLC — added office(s): 29 -> 34 additional locations. IAPD ↗
$21.47B RAUM · 315 reps · 617-723-8200 · debrabrede.com
55
COMPASS ION ADVISORS, LLC — added office(s): 15 -> 17 additional locations. IAPD ↗
$1.09B RAUM · 13 reps · (610) 228-2200 · compass-ionadvisors.com
55
MCADAM LLC — added office(s): 67 -> 68 additional locations. IAPD ↗
$1.74B RAUM · 156 reps · (888) 614-5323
55
ALPHACORE CAPITAL LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$2.44B RAUM · 23 reps · 858-875-4100
55
RAYMOND JAMES INVESTMENT MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$15.58B RAUM · 2 reps · 800-521-1195 · carillontower.com
55
FIRST TRUST DIRECT INDEXING — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.42B RAUM · 6 reps · 617-752-6010 · ftdirectindexing.com
55
LIBERTY ONE INVESTMENT MANAGEMENT — added office(s): 18 -> 19 additional locations. IAPD ↗
$1.97B RAUM · 18 reps · 847-680-9255 · libertyoneim.com
55
LCP INSTITUTIONAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.81B RAUM · 5 reps · 470-326-7920 · lcpi.com
53
AMERICAN INVESTORS CO — shrank from 37 to 32 advisory reps. IAPD ↗
$616.9M RAUM · 32 reps · 925-866-2882 · americaninvestorsco.com
53
TMD WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
$780.8M RAUM · 6 reps · 602-279-2020
53
SINGER WEALTH ADVISORS LLC — shrank from 12 to 9 advisory reps. IAPD ↗
$424.6M RAUM · 9 reps · 561-998-9985
53
ASHTON THOMAS SECURITIES, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$409.1M RAUM · 20 reps · 585-424-1234 · excelsecurities.com
53
SMITHBRIDGE ASSET MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$613.0M RAUM · 4 reps · 610-361-9141
53
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$345.8M RAUM · 4 reps · 414-319-1080 · morgandempsey.com
53
BEAM WEALTH ADVISORS, INC. — added office(s): 20 -> 30 additional locations. IAPD ↗
$577.4M RAUM · 17 reps · 985-893-1440
53
COPPERWYND FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$530.6M RAUM · 5 reps · 480-348-2100
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 17 -> 18 additional locations. IAPD ↗
$599.6M RAUM · 47 reps · 248-414-1562 · re-transition.com
53
PASI INVESTMENTS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$503.3M RAUM · 4 reps · 860-284-6880
53
THE MARSHALL FINANCIAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$468.7M RAUM · 5 reps · (410) 563-1190
53
BEAUMONT ASSET MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$308.1M RAUM · 2 reps · 409-899-9569 · beaumontasset.com
53
MG&A WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$718.5M RAUM · 5 reps · 954-289-9000 · mgawealth.com
53
LIFEWORKS ADVISORS, LLC — added office(s): 22 -> 24 additional locations. IAPD ↗
$421.8M RAUM · 25 reps · (616) 200-6512
53
SIGNAL ADVISORS WEALTH, LLC — added office(s): 7 -> 11 additional locations. IAPD ↗
$465.3M RAUM · 5 reps · 1-866-774-4625
53
TERRA WEALTH — added office(s): 26 -> 28 additional locations. IAPD ↗
$250.1M RAUM · 52 reps · 855-708-3772
53
CORE WEALTH PARTNERS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$284.0M RAUM · 4 reps · (707) 568-2400 · corewealthpartners.com
53
LEGACY EDGE ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$627.0M RAUM · 11 reps · 516-447-4200
53
7TWO — added office(s): 2 -> 4 additional locations. IAPD ↗
$377.5M RAUM · 4 reps · (720) 477-7274 · 7two.co
53
ATLAS LEGACY ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$586.1M RAUM · 4 reps · 310-707-1275 · atlaslegacy.com
50
FINANCIAL COUNSELING ASSOCIATES, INC — shrank from 4 to 2 advisory reps. IAPD ↗
$107.2M RAUM · 2 reps · 720-272-4419 · fca-inc.com
50
MERIDIAN FINANCIAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$230.7M RAUM · 2 reps · (508) 429-2600 · meridianfinancial.net
50
CREW CAPITAL MANAGEMENT, LTD. — added office(s): 2 -> 3 additional locations. IAPD ↗
$183.1M RAUM · 7 reps · 513-618-6460 · crewcapital.com
50
GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG — added office(s): 0 -> 1 additional locations. IAPD ↗
$132.7M RAUM · 1 reps · 818-587-4455 · goldenkplans.com
50
INVERDALE CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$81.8M RAUM · 2 reps · 214.871.2900 · inverdalecapital.com
50
INVARIANT INVESTMENT MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$101.0M RAUM · 5 reps · (717) 317-9006 · invariantinvestments.com
50
NOVA WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$152.2M RAUM · 5 reps · 239-444-1794 · novawealthmanagement.com
50
MILLENNIAL ADVISERS, LLC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$39.5M RAUM · 11 reps · 646-532-2400
50
11 FINANCIAL — added office(s): 16 -> 17 additional locations. IAPD ↗
$12.4M RAUM · 6 reps · (936) 899-5629
50
ZENITH WEALTH PARTNERS — added office(s): 5 -> 6 additional locations. IAPD ↗
$81.6M RAUM · 7 reps · 248-568-4626
50
PROSPERITY WEALTH PLANNING LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$172.9M RAUM · 1 reps · 877-878-7860 · prosperitywealthplanning.com
50
TRUE VISION FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$200.0M RAUM · 3 reps · 612-256-2208 · truevisionadvice.com
50
AURELIUS FAMILY OFFICE, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$237.3M RAUM · 5 reps · 603-413-6060 · aurelius.net
50
APFORIA — added office(s): 0 -> 1 additional locations. IAPD ↗
$73.7M RAUM · 6 reps · 757-407-4189 · myciwm.com
50
ASEMPA WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$166.6M RAUM · 2 reps · (225) 529-9329 · asempawealth.com
50
SALUS FINANCIAL ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$166.4M RAUM · 4 reps · 866-999-1655 · salusfinancialadvisors.com
50
FUNDAMENTAL INVESTMENT SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 1-917-495-9582
50
WELLTH ADVISORY SERVICES, LLC — added office(s): 0 -> 31 additional locations. IAPD ↗
$0 RAUM · 1 reps · 866-777-4015 · srpretire.com
48
CARDINAL CAPITAL MANAGEMENT, L.L.C. — reported RAUM down 74% ($1.47B -> $386.3M). IAPD ↗
$386.3M RAUM · 7 reps · 203-863-8990 · cardcap.com
45
COORDINATED CAPITAL SECURITIES, INC. — reported RAUM down 37% ($232.5M -> $145.7M). IAPD ↗
$145.7M RAUM · 20 reps · 608-221-4545
45
FINANCIAL COUNSELING ASSOCIATES, INC — reported RAUM down 63% ($293.0M -> $107.2M). IAPD ↗
$107.2M RAUM · 2 reps · 720-272-4419 · fca-inc.com
45
WATTS CAPITAL PARTNERS LLC — reported RAUM down 76% ($423.9M -> $100.0M). IAPD ↗
$100.0M RAUM · 5 reps · 212-735-8921 · wattscapital.com
45
ATLANTIS ASSET MANAGEMENT, LLC — reported RAUM down 35% ($25.0M -> $16.2M). IAPD ↗
$16.2M RAUM · 2 reps · 212-945-8501 · atlantisasset.com
45
FLEISHER, MARTIN — reported RAUM down 87% ($1.15B -> $147.4M). IAPD ↗
$147.4M RAUM · 1 reps · 212-767-7307
45
SOUND & SECURE ADVISORS LLC — reported RAUM down 36% ($46.7M -> $30.0M). IAPD ↗
$30.0M RAUM · 1 reps · (516) 536-1438
70
HAMILTON LANE — grew from 190 to 225 advisory reps. IAPD ↗fund
$124.41B RAUM · 225 reps · 610-934-2222
70
MACQUARIE INFRASTRUCTURE PARTNERS — grew from 106 to 123 advisory reps. IAPD ↗fund
$32.55B RAUM · 123 reps · 212-231-1000 · macquarie.com
70
STEPSTONE GROUP REAL ASSETS LP — grew from 59 to 76 advisory reps. IAPD ↗fund
$26.34B RAUM · 76 reps · 858-558-9700
70
MAM AMERICAS, INC. — grew from 89 to 123 advisory reps. IAPD ↗fund
$2.87B RAUM · 123 reps · 212-231-1000 · macquarie.com
67
STEPSTONE GROUP REAL ESTATE LP — grew from 52 to 64 advisory reps. IAPD ↗fund
$14.18B RAUM · 64 reps · 858-558-9700 · vimeo.com
62
NORTHMARQ FUND MANAGEMENT, LLC — grew from 6 to 10 advisory reps. IAPD ↗institutional
$505.2M RAUM · 10 reps · 503-952-0700 · morrisonstreetcapital.com
62
ELDRIDGE ACRE PARTNERS, LP — grew from 1 to 10 advisory reps. IAPD ↗fund
$892.5M RAUM · 10 reps · 213-394-2506 · eldridgeacre.com
60
MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗institutional
$450.0M RAUM · 6 reps · 1 212 231-1000 · macquarie.com
59
FIRST SENTIER INVESTORS (US) LLC — grew from 12 to 21 advisory reps. IAPD ↗fund
$116.4M RAUM · 21 reps · 212-497-9980 · firstsentierinvestors.com
59
NOMURA CAPITAL MANAGEMENT LLC — grew from 5 to 11 advisory reps. IAPD ↗fund
$420.8M RAUM · 11 reps · 212-667-9996 · nomuracapitalmanagement.com
57
MSR CAPITAL PARTNERS, LLC — grew from 10 to 12 advisory reps. IAPD ↗fund
$3.60B RAUM · 12 reps · 212-336-0650
57
COALESCE CAPITAL MANAGEMENT LLC — grew from 8 to 12 advisory reps. IAPD ↗fund
$961.7M RAUM · 12 reps · (646) 222-5910 · coalescecap.com
56
WINCOVE — grew from 5 to 8 advisory reps. IAPD ↗fund
$262.1M RAUM · 8 reps · (603) 770-9785 · wincove.com
56
POLUS CAPITAL MANAGEMENT (US) INC. — grew from 3 to 6 advisory reps. IAPD ↗fund
$400.0M RAUM · 6 reps · 646-653-2389 · poluscapital.com
55
DARWIN ASSET MANAGEMENT, LLC — (TAMPA, FL) left the SEC roster (was $1.01B RAUM, 3 reps). IAPD ↗institutional
$1.01B RAUM · 3 reps · 813-579-4074 · investwithdarwin.com
55
APAX PARTNERS US, LLC — grew from 76 to 81 advisory reps. IAPD ↗fund
$89.6M RAUM · 81 reps · 212-753-6300 · apax.us.com
55
NIKKO ASSET MANAGEMENT ASIA LIMITED — grew from 51 to 80 advisory reps. IAPD ↗foreign
$10.46B RAUM · 80 reps · 65-6500-5700 · nikkoam.com.sg
55
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — grew from 44 to 61 advisory reps. IAPD ↗foreign
$11.09B RAUM · 61 reps · 44 203 037 2000 · macquarieim.com
55
FORESIGHT GROUP LLP — grew from 90 to 150 advisory reps. IAPD ↗foreign
$9.00B RAUM · 150 reps · 44 020 3667 8100 · foresightgroup.eu
55
BENCHSTONE CAPITAL MANAGEMENT LP — grew from 3 to 5 advisory reps. IAPD ↗fund
$465.5M RAUM · 5 reps · 646-908-6000 · benchstonecapital.com
53
ALTITUDE CREST PARTNERS INC. — (STAMFORD, CT) left the SEC roster (was $256.0M RAUM, 4 reps). IAPD ↗institutional
$256.0M RAUM · 4 reps · 203-359-5620
53
TOSCAFUND US LTD. — (NEW YORK, NY) left the SEC roster (was $433.0M RAUM, 1 reps). IAPD ↗institutional
$433.0M RAUM · 1 reps · +1 203 983 3203
52
AHL PARTNERS LLP — grew from 119 to 131 advisory reps. IAPD ↗foreign
$63.70B RAUM · 131 reps · +44 20 7144 1000 · man.com
50
PRIMA CAPITAL ADVISORS — (SCARSDALE, NY) left the SEC roster (was $9.53B RAUM, 7 reps). IAPD ↗fund
$9.53B RAUM · 7 reps · 914-725-9380 · primaadvisors.com
50
ZEBRA CAPITAL MANAGEMENT, LLC — (STAMFORD, CT) left the SEC roster (was $3.2M RAUM, 6 reps). IAPD ↗institutional
$3.2M RAUM · 6 reps · 203-701-5900 · zebracapital.com
50
ZEBRA ADVISORS, LLC — (STAMFORD, CT) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 203-701-5900 · zebracapital.com
50
ALPHA CENTAURI WEALTH MANAGEMENT INC. — (ANAHEIM, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 714-456-1790
50
ADVOCATE CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $1.8M RAUM, 3 reps). IAPD ↗institutional
$1.8M RAUM · 3 reps · 2127058516 · advocatecapmgt.com
50
TERRA FUND ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $23.6M RAUM, 0 reps). IAPD ↗institutional
$23.6M RAUM · 0 reps · 212-753-5100 · tcp-us.com
50
KUVARE ASSET MANAGEMENT — (ROSEMONT, IL) left the SEC roster (was $27.58B RAUM, 41 reps). IAPD ↗fund
$27.58B RAUM · 41 reps · 312-682-6389 · kuvareassetmanagement.com
50
GLOVISTA INVESTMENTS ASSET MANAGEMENT LLC — (JERSEY CITY, NJ) left the SEC roster (was $151.0M RAUM, 2 reps). IAPD ↗institutional
$151.0M RAUM · 2 reps · 212-336-1540 · glovista.net
50
KAIJU ETF ADVISORS — (RED BANK, NJ) left the SEC roster (was $3.9M RAUM, 7 reps). IAPD ↗institutional
$3.9M RAUM · 7 reps · +41 79 603 78 53 · kaiju.ai
50
MAMMOTH ADVISORS, LLC — (FORT WAYNE, IN) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (260) 413-9184
50
VGI PARTNERS, INC. — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 2129374700
50
FOX INVESTMENTS MANAGEMENT LP — (location n/a) left the SEC roster (was $2.00B RAUM, 1 reps). IAPD ↗fund
$2.00B RAUM · 1 reps · (415) 416-2093
50
ARC LUMINOUS MANAGEMENT COMPANY LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 332-266-7344 · luminouscapitalinc.com
50
MISSION INVESTMENT ADVISORS LLC — (SAN FRANCISCO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 1-800-683-8529
50
S2G — (CHICAGO, IL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 50 reps). IAPD ↗institutional
$0 RAUM · 50 reps · 773-720-8271
50
BAILLIE GIFFORD OVERSEAS LTD — grew from 142 to 152 advisory reps. IAPD ↗foreign
$186.63B RAUM · 152 reps · +44 131 275 2000
49
NISSAY ASSET MANAGEMENT CORPORATION — grew from 226 to 235 advisory reps. IAPD ↗foreign
$206.68B RAUM · 235 reps · -9455
48
PACIFIC CURRENT GROUP — (TACOMA, WA) left the SEC roster (was $403.6M RAUM, 2 reps). IAPD ↗fund
$403.6M RAUM · 2 reps · 253-238-0417
48
DIRECT LENDING INVESTMENTS, LLC — (GLENDALE, CA) left the SEC roster (was $866.3M RAUM, 7 reps). IAPD ↗fund
$866.3M RAUM · 7 reps · 213-234-1770 · dirlend.com
48
ROKOS CAPITAL MANAGEMENT LLP — grew from 35 to 43 advisory reps. IAPD ↗foreign
$192.81B RAUM · 43 reps · +44(0)2036689000 · rokoscapital.com
48
HOLLYPORT CAPITAL LLP — grew from 48 to 56 advisory reps. IAPD ↗foreign
$5.28B RAUM · 56 reps · +44 207 478 3970 · hollyportcapital.com
47
LANCASTER INVESTMENT MANAGEMENT LLP — grew from 5 to 12 advisory reps. IAPD ↗foreign
$1.48B RAUM · 12 reps · 011 44 20 7842 1030 · lancasterim.co.uk
47
BUOYANT CAPITAL PRIVATE LIMITED — grew from 36 to 45 advisory reps. IAPD ↗foreign
$410.2M RAUM · 45 reps · +91 22 6931 9994 · buoyantcap.com
46
CHEYNE CAPITAL MANAGEMENT (UK) LLP — grew from 31 to 37 advisory reps. IAPD ↗foreign
$37.85B RAUM · 37 reps · 44 (0) 207 968 7450 · cheynecapital.com
46
ESCHLER ASSET MANAGEMENT LLP — grew from 23 to 31 advisory reps. IAPD ↗foreign
$452.6M RAUM · 31 reps · 447775824595 · eschlerasset.com
45
GARRISON INVESTMENT GROUP LP — (NEW YORK, NY) left the SEC roster (was $195.4M RAUM, 2 reps). IAPD ↗fund
$195.4M RAUM · 2 reps · 1-646-662-6004
45
CENTURY PARK CAPITAL PARTNERS — (EL SEGUNDO, CA) left the SEC roster (was $239.5M RAUM, 8 reps). IAPD ↗fund
$239.5M RAUM · 8 reps · 310-867-2210 · centuryparkcapital.com
45
SOFI CAPITAL ADVISORS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗fund
$0 RAUM · 0 reps · 855-525-7634
45
COOPER INVESTMENT PARTNERS LLC — (FAIRFIELD, CT) left the SEC roster (was $241.6M RAUM, 1 reps). IAPD ↗fund
$241.6M RAUM · 1 reps · 415-310-0744 · cooperinvest.net
45
ONE01 CAPITAL, L.P. — (BURLINGAME, CA) left the SEC roster (was $165.8M RAUM, 4 reps). IAPD ↗fund
$165.8M RAUM · 4 reps · 628-800-4456 · one01cap.com
45
GTS ASSET MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $74.9M RAUM, 3 reps). IAPD ↗fund
$74.9M RAUM · 3 reps · 212-715-2830 · gtsx.com
45
DAIWA ASSET MANAGEMENT (AMERICA) LTD — shrank from 8 to 6 advisory reps. IAPD ↗institutional
$2.10B RAUM · 6 reps · 212-612-6250
45
LUMENT INVESTMENT MANAGEMENT, LLC — shrank from 53 to 42 advisory reps. IAPD ↗institutional
$2.13B RAUM · 42 reps · 212-317-5700
45
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED — grew from 68 to 73 advisory reps. IAPD ↗foreign
$152.40B RAUM · 73 reps · 612 8232 3333 · macquarieim.com
45
MORRISON US, LLC — grew from 9 to 14 advisory reps. IAPD ↗foreign
$25.69B RAUM · 14 reps · 3479526718
45
HBC GROUP LLC. — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$1.13B RAUM · 1 reps · 239-529-0763
44
MASECO PRIVATE WEALTH — grew from 19 to 23 advisory reps. IAPD ↗foreign
$3.27B RAUM · 23 reps · +44 20 7043 0455 · instagram.com\masecopw
44
ICON INFRASTRUCTURE NORTH AMERICA INC. — grew from 10 to 14 advisory reps. IAPD ↗foreign
$1.45B RAUM · 14 reps · 1 929 226 1447 · iconinfrastructure.com
43
NORTHMARQ FUND MANAGEMENT, LLC — added office(s): 1 -> 4 additional locations. IAPD ↗institutional
$505.2M RAUM · 10 reps · 503-952-0700 · morrisonstreetcapital.com
42
SILCHESTER INTERNATIONAL INVESTORS — grew from 10 to 12 advisory reps. IAPD ↗foreign
$43.28B RAUM · 12 reps · 011-44207-518-7100 · silchester.com
42
HIGHCLERE INTERNATIONAL INVESTORS — grew from 10 to 12 advisory reps. IAPD ↗foreign
$2.17B RAUM · 12 reps · +44 207-258-9830 · highclereinvestors.com
42
KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 5 to 7 advisory reps. IAPD ↗foreign
$5.24B RAUM · 7 reps · 6563956970 · kotakglobal.com
41
TAVIRA FINANCIAL — grew from 10 to 13 advisory reps. IAPD ↗foreign
$531.3M RAUM · 13 reps · 44 0207 100 5100 · tavira.group
40
FISAI US MANAGEMENT LLC — shrank from 4 to 2 advisory reps. IAPD ↗institutional
$227.7M RAUM · 2 reps · 310-906-9537 · fisai.com
40
UTI ASSET MANAGEMENT COMPANY LIMITED — grew from 48 to 53 advisory reps. IAPD ↗foreign
$0 RAUM · 53 reps · 91 022 6678 6686 · utimf.com
40
BOLTON INVESTMENT — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$61.0M RAUM · 7 reps · 410 547-0500 · boltonusa.com
40
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$169.4M RAUM · 1 reps · 206-745-2136 · euclidean.com
40
STEPSTONE GROUP REAL ESTATE LP — added office(s): 6 -> 11 additional locations. IAPD ↗fund
$14.18B RAUM · 64 reps · 858-558-9700 · vimeo.com
38
POLAR CAPITAL (AMERICA) CORPORATION — reported RAUM down 35% ($706.4M -> $456.6M). IAPD ↗institutional
$456.6M RAUM · 3 reps · 203-604-1550 · polarcapital.co.uk
38
ELDRIDGE ACRE PARTNERS, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$892.5M RAUM · 10 reps · 213-394-2506 · eldridgeacre.com
35
HAMILTON LANE — reported RAUM down 85% ($856.99B -> $124.41B). IAPD ↗fund
$124.41B RAUM · 225 reps · 610-934-2222
35
LIONTRUST INVESTMENT PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $36.36B RAUM, 58 reps). IAPD ↗foreign
$36.36B RAUM · 58 reps · 442074121752
33
ARLON ADVISOR LLC — reported RAUM down 34% ($1.45B -> $955.4M). IAPD ↗fund
$955.4M RAUM · 22 reps · 212-207-5200
33
ESTUARY CAPITAL MANAGEMENT LP — reported RAUM down 27% ($573.0M -> $418.2M). IAPD ↗fund
$418.2M RAUM · 11 reps · 612-895-5515
30
LOMBARD — reported RAUM down 26% ($304.6M -> $224.0M). IAPD ↗fund
$224.0M RAUM · 6 reps · 415-397-5900 · lombardinvestments.com
30
ABSOLUTE RETURN STRATEGIES LTD. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗foreign
$0 RAUM · 2 reps · 447572056270 · ars-alpha.com
30
KALENJIN ADVISORY LTD. — (TORONTO, Canada) left the SEC roster (was $550,000 RAUM, 1 reps). IAPD ↗foreign
$550,000 RAUM · 1 reps · 647-388-2977 · kalenjin-advisory.com
30
ALQUITY INVESTMENT MANAGEMENT LTD. — (LONDON, United Kingdom) left the SEC roster (was $115.0M RAUM, 5 reps). IAPD ↗foreign
$115.0M RAUM · 5 reps · +44(0) 207 5577 7850
30
GMG PRIVATE COUNSEL ULC — (TORONTO, ONTARIO, Canada) left the SEC roster (was $192.6M RAUM, 3 reps). IAPD ↗foreign
$192.6M RAUM · 3 reps · 416-861-1998
25
NIKKO ASSET MANAGEMENT CO LTD — shrank from 140 to 130 advisory reps. IAPD ↗foreign
$222.46B RAUM · 130 reps · 81-3-6447-6000 · en.nikkoam.com
25
EGERTON CAPITAL (UK) LLP — shrank from 11 to 7 advisory reps. IAPD ↗foreign
$16.05B RAUM · 7 reps · +44(0)2074109090 · egertoncapital.com
25
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED — shrank from 6 to 4 advisory reps. IAPD ↗foreign
$1.67B RAUM · 4 reps · -7488
25
SECURIS INVESTMENT PARTNERS LLP — shrank from 22 to 17 advisory reps. IAPD ↗foreign
$3.33B RAUM · 17 reps · 44 020 7847 3700
25
BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP — shrank from 14 to 11 advisory reps. IAPD ↗foreign
$3.70B RAUM · 11 reps · -6310 · boussard-gavaudan.com
25
DUNDAS GLOBAL INVESTORS — shrank from 9 to 7 advisory reps. IAPD ↗foreign
$2.55B RAUM · 7 reps · 44 131 556 2627
25
STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITED — shrank from 85 to 33 advisory reps. IAPD ↗foreign
$33.01B RAUM · 33 reps · +353 1 536 14 00
25
RUFFER LLP — shrank from 177 to 133 advisory reps. IAPD ↗foreign
$27.09B RAUM · 133 reps · 00 44 20 7963 8100
25
CLEAN ENERGY TRANSITION LLP — shrank from 8 to 5 advisory reps. IAPD ↗foreign
$3.72B RAUM · 5 reps · 442038705963 · cleanenergytransition.com
25
KOTAK ALTERNATE ASSET MANAGERS LIMITED — shrank from 64 to 45 advisory reps. IAPD ↗foreign
$17.65B RAUM · 45 reps · -43360632
25
POLAR CAPITAL — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$29.22B RAUM · 59 reps · 011 44 20 72272700 · polarcapital.co.uk
25
POLAR ASSET MANAGEMENT PARTNERS INC. — added office(s): 2 -> 5 additional locations. IAPD ↗foreign
$33.57B RAUM · 53 reps · 416-367-4364 · polaramp.com
25
MORRISON US, LLC — added office(s): 0 -> 6 additional locations. IAPD ↗foreign
$25.69B RAUM · 14 reps · 3479526718
23
NW1 PARTNERS — shrank from 14 to 11 advisory reps. IAPD ↗foreign
$450.0M RAUM · 11 reps · 2074481448 · nw1partners.com
23
NW1 PARTNERS — shrank from 14 to 11 advisory reps. IAPD ↗foreign
$477.5M RAUM · 11 reps · 2074481448 · nw1partners.com
23
OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITED — shrank from 6 to 2 advisory reps. IAPD ↗foreign
$337.8M RAUM · 2 reps · 91-22-69459999 · oldbridgecapital.com
23
LFA — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$990.6M RAUM · 9 reps · 41919212533
23
ESCHLER ASSET MANAGEMENT LLP — added office(s): 6 -> 7 additional locations. IAPD ↗foreign
$452.6M RAUM · 31 reps · 447775824595 · eschlerasset.com
20
HIGHCLERE INTERNATIONAL INVESTORS — reported RAUM down 25% ($2.89B -> $2.17B). IAPD ↗foreign
$2.17B RAUM · 12 reps · +44 207-258-9830 · highclereinvestors.com
20
TOSCAFUND ASSET MANAGEMENT — reported RAUM down 32% ($2.05B -> $1.40B). IAPD ↗foreign
$1.40B RAUM · 23 reps · +44 20 7845 6100
20
CANACCORD GENUITY WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$92.6M RAUM · 7 reps · 604-643-7300
20
MCA CROSS BORDER ADVISORS INC. — added office(s): 2 -> 11 additional locations. IAPD ↗foreign
$12.2M RAUM · 2 reps · 514-940-8066
20
MCA CROSS BORDER CAPITAL INC. — added office(s): 2 -> 4 additional locations. IAPD ↗foreign
$0 RAUM · 3 reps · 1-877-839-7111
18
OSMOSIS INVESTMENT MANAGEMENT US LLC — reported RAUM down 34% ($648.6M -> $426.4M). IAPD ↗foreign
$426.4M RAUM · 21 reps · +44 (0) 203 928 6555
15
SEPHIRA INVESTMENT ADVISORS (UK) LIMITED — reported RAUM down 41% ($113.1M -> $66.8M). IAPD ↗foreign
$66.8M RAUM · 5 reps · 44 (0) 203 598 5419 · sephira-em.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.