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SARATOGA WEALTH ADVISORS, LLC

SARATOGA SPRINGS, NY · CRD 124529 · IAPD ↗ · saratogawealth.com · 518-587-7147

$93.0MRegulatory AUM
1Advisory reps
1Employees
4Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — SARATOGA WEALTH ADVISORS, LLC (SARATOGA SPRINGS, NY) left the SEC roster (was $93.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.