← Tributary

Recruiting & transitions — October 2024

Recruiters, transition consultants, and firms hiring advisors.

253 firms opened this window in the October 2024 SEC roster: 114 new office, 52 headcount up, 51 deregistered, 20 headcount down, 16 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
WEALTHSPIRE ADVISORS — grew from 140 to 160 advisory reps. IAPD ↗
$21.69B RAUM · 160 reps · (212) 973-1200
85
PRIVATE ADVISOR GROUP, LLC — grew from 721 to 742 advisory reps. IAPD ↗
$35.29B RAUM · 742 reps · 973-538-7010
85
THE COLONY GROUP, LLC — grew from 660 to 688 advisory reps. IAPD ↗
$21.47B RAUM · 688 reps · 617-723-8200 · debrabrede.com
85
THURSTON SPRINGER ADVISORS — grew from 51 to 68 advisory reps. IAPD ↗
$3.96B RAUM · 68 reps · 317.581.4000 · conservationwm.com
80
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 362 to 372 advisory reps. IAPD ↗
$3315.36B RAUM · 372 reps · 213-486-9200 · icanretire.com
80
STIRLINGSHIRE INVESTMENTS — grew from 11 to 28 advisory reps. IAPD ↗
$69.2M RAUM · 28 reps · 877-600-7026
76
MOORS & CABOT, INC — grew from 67 to 73 advisory reps. IAPD ↗
$3.09B RAUM · 73 reps · 800-426-0501
76
NEW YORK LIFE INVESTMENT MANAGEMENT LLC — grew from 14 to 20 advisory reps. IAPD ↗
$109.07B RAUM · 20 reps · 888-474-7725 · reddit.com
75
SANCTUARY ADVISORS, LLC — grew from 319 to 324 advisory reps. IAPD ↗
$22.02B RAUM · 324 reps · 317-975-7729
75
CONFLUENCE FINANCIAL PARTNERS — grew from 29 to 34 advisory reps. IAPD ↗
$3.06B RAUM · 34 reps · 724-271-8801
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 126 to 131 advisory reps. IAPD ↗
$6.26B RAUM · 131 reps · (813) 575-2652 · stamperwealth.com
74
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — grew from 8 to 14 advisory reps. IAPD ↗
$563.8M RAUM · 14 reps · 719-478-7036
73
WOLF GROUP CAPITAL ADVISORS — grew from 6 to 11 advisory reps. IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
71
LAZARI CAPITAL MANAGEMENT, INC. — grew from 5 to 8 advisory reps. IAPD ↗
$471.1M RAUM · 8 reps · 818-264-0610 · lazaricapital.com
70
TSFG, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$649.1M RAUM · 11 reps · 847-735-7100
70
GOLDSTONE FINANCIAL GROUP, LLC — grew from 10 to 12 advisory reps. IAPD ↗
$662.4M RAUM · 12 reps · 630-620-9300 · goldstonefinancialgroup.net
70
WEALTH DIMENSIONS FAMILY OFFICE, INC — grew from 9 to 11 advisory reps. IAPD ↗
$583.8M RAUM · 11 reps · (513) 945-1030
70
SYNERGY INVESTMENT MANAGEMENT LLC — grew from 5 to 10 advisory reps. IAPD ↗
$101.6M RAUM · 10 reps · 321-203-4458
70
DISCIPLINE WEALTH SOLUTIONS, INC. — grew from 3 to 8 advisory reps. IAPD ↗
$93.0M RAUM · 8 reps · 864-322-6046 · stahlneckergroup.com
70
TOPSAIL WEALTH MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗
$875.7M RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com
69
WEALTH MORE ENTERPRISE, INC. — grew from 2 to 6 advisory reps. IAPD ↗
$115,332 RAUM · 6 reps · 888-303-6361 · hellowealthmore.com
68
MINDORO CAPITAL PARTNERS LLC — grew from 3 to 6 advisory reps. IAPD ↗
$100.2M RAUM · 6 reps · (617) 214-2313 · mindoro.com
67
HENDERSHOTT WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$169.3M RAUM · 5 reps · 877-743-6500 · hilaryhendershottwealthmanagement.com
67
SAS FINANCIAL ADVISORS, LLC. — grew from 3 to 5 advisory reps. IAPD ↗
$133.7M RAUM · 5 reps · 415-277-5955 · sasadvisors.com
67
WISDOM CAPITAL ASSET MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$52.8M RAUM · 3 reps · (646) 450-3794 · wisdom-cap.com
67
PRESTIGE WEALTHWIDE, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$207.7M RAUM · 5 reps · 720-449-3656
67
MARIDEA WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · marideawealth.com
67
LEGACY CAPITAL — grew from 1 to 3 advisory reps. IAPD ↗
$181.5M RAUM · 3 reps · (281) 595-1996 · lead-a-legacy.com
65
NEW PARAGON, LLC — (SHAKER HEIGHTS, OH) left the SEC roster (was $1.00B RAUM, 10 reps). IAPD ↗
$1.00B RAUM · 10 reps · 216-491-3990 · paragonadvisors.net
65
WEALTHSPIRE ADVISORS — (SAN RAFAEL, CA) left the SEC roster (was $2.82B RAUM, 21 reps). IAPD ↗
$2.82B RAUM · 21 reps · 415-526-2900 · wealthspire.com
65
REGIS MANAGEMENT COMPANY, LLC — (MENLO PARK, CA) left the SEC roster (was $1.35B RAUM, 6 reps). IAPD ↗
$1.35B RAUM · 6 reps · 650-838-1030 · regisllc.com
65
IFAM CAPITAL — (FORT COLLINS, CO) left the SEC roster (was $1.71B RAUM, 6 reps). IAPD ↗
$1.71B RAUM · 6 reps · 970-530-5021
65
ICA GROUP WEALTH MANAGEMENT, LLC — (DENVER, CO) left the SEC roster (was $1.16B RAUM, 45 reps). IAPD ↗
$1.16B RAUM · 45 reps · 720-758-8000 · dunniganfinancial.com
63
KARPAS STRATEGIES LLC — (LITCHFIELD, CT) left the SEC roster (was $401.2M RAUM, 2 reps). IAPD ↗
$401.2M RAUM · 2 reps · 212-223-7280 · karpasstrategies.com
63
CAUSEY DEMGEN & MOORE P.C. — (DENVER, CO) left the SEC roster (was $436.0M RAUM, 9 reps). IAPD ↗
$436.0M RAUM · 9 reps · 303-296-2229 · cdmcpa.com
63
FMF&E WEALTH MANAGEMENT, LLC — (SYRACUSE, NY) left the SEC roster (was $357.6M RAUM, 3 reps). IAPD ↗
$357.6M RAUM · 3 reps · 315-472-7045 · fmfewealthmgt.com
63
WALPOLE FINANCIAL ADVISORS, LLC — (GOLETA, CA) left the SEC roster (was $280.5M RAUM, 6 reps). IAPD ↗
$280.5M RAUM · 6 reps · 805-845-6587 · walpoleadvisors.com
63
SLOAN INVESTMENT MANAGEMENT, L.L.C. — (DALLAS, TX) left the SEC roster (was $716.2M RAUM, 3 reps). IAPD ↗
$716.2M RAUM · 3 reps · 214-720-7500 · sloanim.com
63
FIDUCIARY WEALTH MANAGEMENT, LLC — (RESTON, VA) left the SEC roster (was $451.6M RAUM, 4 reps). IAPD ↗
$451.6M RAUM · 4 reps · 703-242-1231
63
HERR INVESTMENT GROUP LLC — (location n/a) left the SEC roster (was $747.6M RAUM, 4 reps). IAPD ↗
$747.6M RAUM · 4 reps · 312-971-7800 · herrinvest.com
60
RUBICON WEALTH MANAGEMENT, LLC — (BLUE BELL, PA) left the SEC roster (was $231.1M RAUM, 1 reps). IAPD ↗
$231.1M RAUM · 1 reps · 610-668-4615 · rubiconwealth.com
60
TREGER & ASSOCIATES — (location n/a) left the SEC roster (was $130.0M RAUM, 2 reps). IAPD ↗
$130.0M RAUM · 2 reps · 540-464-1418
60
WUNDERLICH CAPITAL MANAGEMENT — (MEMPHIS, TN) left the SEC roster (was $231.4M RAUM, 1 reps). IAPD ↗
$231.4M RAUM · 1 reps · 901-251-1343
60
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. — (VENTURA, CA) left the SEC roster (was $25.1M RAUM, 2 reps). IAPD ↗
$25.1M RAUM · 2 reps · 805-648-5300 · hoffmanwm.com
60
BOSTON MOUNTAIN MONEY MANAGEMENT, INC. — (BENTONVILLE, AR) left the SEC roster (was $196.4M RAUM, 2 reps). IAPD ↗
$196.4M RAUM · 2 reps · (479) 657-6940 · bostonmmm.com
60
BFG WEALTH — (EDMOND, OK) left the SEC roster (was $182.4M RAUM, 3 reps). IAPD ↗
$182.4M RAUM · 3 reps · 405-341-9245 · bfgwealth.net
60
PUSHKIN ADVISORY GROUP, LLC — (location n/a) left the SEC roster (was $36.7M RAUM, 1 reps). IAPD ↗
$36.7M RAUM · 1 reps · 315-269-2828
60
PARROTT WEALTH MANAGEMENT, LLC — (location n/a) left the SEC roster (was $184.5M RAUM, 2 reps). IAPD ↗
$184.5M RAUM · 2 reps · 719-440-2662 · parrottwealth.com
60
PLEASANT STREET WEALTH ADVISORS, LLC — (location n/a) left the SEC roster (was $113.4M RAUM, 2 reps). IAPD ↗
$113.4M RAUM · 2 reps · (978) 732-3115
60
PHASE LINE CAPITAL, LLC — (ATLANTA, GA) left the SEC roster (was $34.0M RAUM, 2 reps). IAPD ↗
$34.0M RAUM · 2 reps · 404-806-9505 · phaselinecapital.com
60
ENVEL — (BOSTON, MA) left the SEC roster (was $35,868 RAUM, 0 reps). IAPD ↗
$35,868 RAUM · 0 reps · (202) 374-8391 · envel.ai
60
LION TRADING — (BOALSBURG, PA) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 814-280-6319 · ltpro.co
60
PROXY INTERNATIONAL — (NEW YORK, NY) left the SEC roster (was $26.4M RAUM, 1 reps). IAPD ↗
$26.4M RAUM · 1 reps · 646-328-9856
60
MEASURED — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (323) 788-8474 · measuredhq.com
60
SHARE — (location n/a) left the SEC roster (was $200,000 RAUM, 1 reps). IAPD ↗
$200,000 RAUM · 1 reps · (914) 677-1039 · tryshare.app
60
WEALTH STRATEGIES GROUP — (NEWPORT BEACH, CA) left the SEC roster — its 120-day provisional registration did not convert (was $16.3M RAUM, 2 reps). IAPD ↗
$16.3M RAUM · 2 reps · 888-848-4144
60
LASHLEY WEALTH MANAGEMENT — (SARASOTA, FL) left the SEC roster — its 120-day provisional registration did not convert (was $61.8M RAUM, 1 reps). IAPD ↗
$61.8M RAUM · 1 reps · 913 338-2400
60
MENDOZA PRIVATE WEALTH — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 305-503-5133 · mendozaprivatewealth.com
60
YIELD WEALTH LTD. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 770.823.7211
60
UPSTREAM LIFE WEALTH MANAGEMENT LLC — (OXFORD, MS) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 6628011029
60
MONOLITH HOLDINGS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 347-276-8518
60
PRESCOTT TAX AND WEALTH MANAGEMENT — (SAN JUAN CAPISTRANO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 949-248-9815 · prescott500.com
55
WEDBUSH SECURITIES INC. — shrank from 227 to 214 advisory reps. IAPD ↗
$5.74B RAUM · 214 reps · 213-688-8000
55
A.G.P / ALLIANCE GLOBAL PARTNERS — shrank from 163 to 149 advisory reps. IAPD ↗
$1.69B RAUM · 149 reps · 800-727-7922 · allianceg.com
55
PLANTE MORAN FINANCIAL ADVISORS — shrank from 139 to 132 advisory reps. IAPD ↗
$20.53B RAUM · 132 reps · 248-352-2500 · wealth.plantemoran.com
55
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — shrank from 65 to 60 advisory reps. IAPD ↗
$38.34B RAUM · 60 reps · 213-486-9200
55
MOORS & CABOT, INC — added office(s): 12 -> 13 additional locations. IAPD ↗
$3.09B RAUM · 73 reps · 800-426-0501
55
AUSDAL FINANCIAL PARTNERS, INC. — added office(s): 86 -> 88 additional locations. IAPD ↗
$1.53B RAUM · 110 reps · 563-326-2064 · retirewellusa.com
55
A.G.P / ALLIANCE GLOBAL PARTNERS — added office(s): 15 -> 17 additional locations. IAPD ↗
$1.69B RAUM · 149 reps · 800-727-7922 · allianceg.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 105 -> 123 additional locations. IAPD ↗
$9.81B RAUM · 159 reps · 972-581-3000
55
WEALTHSPIRE ADVISORS — added office(s): 18 -> 21 additional locations. IAPD ↗
$21.69B RAUM · 160 reps · (212) 973-1200
55
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.31B RAUM · 4 reps · 713-840-8880 · tanglewoodwealth.com
55
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. — added office(s): 14 -> 15 additional locations. IAPD ↗
$45.17B RAUM · 99 reps · 800-621-4421 · mesirowfinancial.com
55
FIRST PACIFIC ADVISORS, LP — added office(s): 8 -> 12 additional locations. IAPD ↗
$24.80B RAUM · 21 reps · 800-982-4372 · fpafunds.com
55
ADVOCACY WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.72B RAUM · 21 reps · 404.836.7100 · advocacywealth.com
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$4.59B RAUM · 33 reps · 312 284 6363
55
JACOBI CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.69B RAUM · 24 reps · 570-826-1801
55
SOLTIS INVESTMENT ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$6.82B RAUM · 45 reps · 435-674-1600 · soltisadvisors.com
55
THE COLONY GROUP, LLC — added office(s): 92 -> 96 additional locations. IAPD ↗
$21.47B RAUM · 688 reps · 617-723-8200 · debrabrede.com
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 29 -> 30 additional locations. IAPD ↗
$1.79B RAUM · 39 reps · 205-313-9142
55
GPS WEALTH STRATEGIES GROUP, LLC — added office(s): 6 -> 9 additional locations. IAPD ↗
$1.07B RAUM · 21 reps · 7204145412 · lizwindisch.com
55
LIBERTY WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 21 -> 22 additional locations. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · generouswealthaz.com
55
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$4.02B RAUM · 17 reps · 317-975-5033
55
NEW EDGE WEALTH — added office(s): 11 -> 13 additional locations. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262
55
MAYFLOWER ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$4.69B RAUM · 21 reps · 617-259-1767
55
NEW REPUBLIC PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗
$2.28B RAUM · 17 reps · 704-626-1526 · newrepublicpartners.com
55
CONFLUENCE FINANCIAL PARTNERS — added office(s): 3 -> 7 additional locations. IAPD ↗
$3.06B RAUM · 34 reps · 724-271-8801
55
HOMRICH BERG — added office(s): 6 -> 7 additional locations. IAPD ↗
$15.20B RAUM · 80 reps · 404-264-1400
55
MODERN WEALTH MANAGEMENT, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$2.07B RAUM · 36 reps · 913-393-1000 · midwestfinancial.us
53
APEX FINANCIAL ADVISORS, INC — shrank from 4 to 2 advisory reps. IAPD ↗
$537.9M RAUM · 2 reps · 215-493-1900
53
INTELLIGENCE DRIVEN ADVISERS, LLC — shrank from 16 to 12 advisory reps. IAPD ↗
$977.9M RAUM · 12 reps · (888) 401-2083 · plus.google.com
53
SWEET FINANCIAL PARTNERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$779.2M RAUM · 4 reps · 507-235-5587
53
THE PACIFIC CENTER FOR FINANCIAL SERVICES — added office(s): 0 -> 4 additional locations. IAPD ↗
$878.8M RAUM · 4 reps · (925) 838-7700
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$563.8M RAUM · 14 reps · 719-478-7036
53
WOLF GROUP CAPITAL ADVISORS — added office(s): 11 -> 13 additional locations. IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
53
IMA ADVISORY SERVICES, INC. — added office(s): 4 -> 6 additional locations. IAPD ↗
$911.6M RAUM · 19 reps · 316-266-6574
53
RIDGEWOOD INVESTMENTS — added office(s): 2 -> 3 additional locations. IAPD ↗
$325.7M RAUM · 6 reps · 973-544-6970 · ridgewoodinvestments.com
53
EXCHANGE PLACE ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$308.9M RAUM · 3 reps · 978-443-2713
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 18 -> 20 additional locations. IAPD ↗
$599.6M RAUM · 48 reps · 248-414-1562 · re-transition.com
53
TRADEWINDS CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$523.7M RAUM · 7 reps · 360-715-9000
53
HFG WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$406.1M RAUM · 4 reps · 832-585-0110 · hfgwm.com
53
NORTHWEST WEALTH MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$717.8M RAUM · 17 reps · 877-207-0994
53
EAGLE'S VIEW CAPITAL MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$415.0M RAUM · 3 reps · 212-421-7300 · evhedge.com
53
FSA INVESTMENT GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$598.2M RAUM · 9 reps · (850) 696-1550
53
LAZARI CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$471.1M RAUM · 8 reps · 818-264-0610 · lazaricapital.com
53
CERTIOR FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$363.9M RAUM · 7 reps · 610-783-7010
53
FAMILYWEALTH — added office(s): 8 -> 9 additional locations. IAPD ↗
$316.3M RAUM · 12 reps · (866) 746-3743
53
PRACTICE FINANCIAL GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
$295.4M RAUM · 6 reps · (541) 973-2602 · practicefinancialgroup.com
53
TRUEWEALTH ADVISORS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$355.9M RAUM · 12 reps · 205-588-4800
53
CATALYST PRIVATE WEALTH, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$306.7M RAUM · 5 reps · 415-887-1430
53
TACTIVE ADVISORS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$405.8M RAUM · 0 reps · 855-282-2848 · pcliftonfinancial.com
53
BOS ASSET MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$747.3M RAUM · 7 reps · 833-943-8090 · bosassetmanagement.com
53
SMART WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$302.9M RAUM · 12 reps · 402-369-7777
53
PARK EDGE ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$460.2M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
53
49 FINANCIAL — added office(s): 8 -> 9 additional locations. IAPD ↗
$566.2M RAUM · 74 reps · 214-563-1190
53
NOBLE WEALTH MANAGEMENT P.B.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
$329.6M RAUM · 4 reps · 303-325-3061 · mynoblewealth.com
53
TWIN PEAKS WEALTH ADVISORS — added office(s): 8 -> 9 additional locations. IAPD ↗
$318.5M RAUM · 7 reps · (650) 200-0308 · twinpwa.com
53
DOWNTOWN WEALTH STUDIOS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$886.3M RAUM · 4 reps · 888-240-2737 · dtwn.co
53
SYKON CAPITAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$292.9M RAUM · 4 reps · 914-898-3694 · sykoncapital.com
53
PANORAMIC CAPITAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$263.2M RAUM · 2 reps · 503-937-7420 · panoramiccp.com
50
FELDMAN, INGARDONA & CO — reported RAUM down 43% ($2.64B -> $1.51B). IAPD ↗
$1.51B RAUM · 6 reps · 630-663-1800 · feldmaningardona.com
50
TD PRIVATE CLIENT WEALTH LLC — reported RAUM down 61% ($12.26B -> $4.82B). IAPD ↗
$4.82B RAUM · 284 reps · 877-703-9896 · td.com
50
ERNST & YOUNG INVESTMENT ADVISERS LLP — shrank from 190 to 160 advisory reps. IAPD ↗
$0 RAUM · 160 reps · 800-273-0588 · ey.com
50
ONEWEALTH — shrank from 6 to 2 advisory reps. IAPD ↗
$127.8M RAUM · 2 reps · (561) 289-8105 · investmentadvisoryservices.com
50
BENJAMIN SECURITIES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$33.9M RAUM · 3 reps · 516-931-1090 · benjaminsecurities.com
50
NEW CENTURY FINANCIAL GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$201.7M RAUM · 18 reps · (609)924-2049 · newcenturygroup.com
50
ARNOLD CASTELLANO AND ASSOCIATES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.8M RAUM · 3 reps · 318-683-1040 · todaycpa.com
50
STONECREST ADVISORS, INC. — added office(s): 6 -> 8 additional locations. IAPD ↗
$133.8M RAUM · 13 reps · 866-342-1069 · stonecrestpartners.com
50
ROI FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$161.6M RAUM · 3 reps · 503-941-5925
50
SAGEOAK FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$129.1M RAUM · 3 reps · (918) 627-3700
50
BRIGHT WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$160.0M RAUM · 5 reps · (972) 410-6623
50
TACTIVEST, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$122.3M RAUM · 1 reps · (415) 752-7311
50
UPSTART WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$248.0M RAUM · 4 reps · (415) 549-0646
50
FIGURE 8 INVESTMENT STRATEGIES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$166.4M RAUM · 4 reps · (208) 385-0078
50
Q3 ADVISORS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$0 RAUM · 7 reps · 720-730-9892
50
XYPN INVEST — added office(s): 14 -> 15 additional locations. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · newleaffinancialguidance.com
50
VAN CLEMENS WEALTH MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$105.9M RAUM · 16 reps · 612-758-9140 · vanclemens.com
50
BRIDGES CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$52.2M RAUM · 1 reps · 954-271-1075
50
AVANT FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$126.6M RAUM · 2 reps · 512-910-2467
50
PROXY WEALTH ADVISORS LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$132.8M RAUM · 12 reps · 646-289-5075 · proxywealth.com
50
SUCCESS WEALTH MANAGEMENT LLC — added office(s): 12 -> 13 additional locations. IAPD ↗
$40.1M RAUM · 14 reps · 724-934-8128
50
BROWNLEE WEALTH MANAGEMENT — added office(s): 3 -> 5 additional locations. IAPD ↗
$212.0M RAUM · 3 reps · 281-377-3170 · brownleewealthmanagement.com
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
50
CLEARVIEW WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$175.4M RAUM · 2 reps · 503-400-7800 · cwa2020.com
50
SYNERGY INVESTMENT MANAGEMENT LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$101.6M RAUM · 10 reps · 321-203-4458
50
MARYGOLD & CO. ADVISORY SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$30,725 RAUM · 1 reps · (937) 481-1211
50
ABICH FINANCIAL WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$150.1M RAUM · 4 reps · (571) 577-9968
50
INTEGRITY FINANCIAL ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$103.6M RAUM · 8 reps · 978-338-4830 · integrityfa.com
50
HAMILTON CAPITAL PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$215.9M RAUM · 3 reps · 678-802-4974
50
THEPARTNERS WEALTH MANAGEMENT — added office(s): 6 -> 11 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · centralcoastfm.com
50
DISCIPLINE WEALTH SOLUTIONS, INC. — added office(s): 3 -> 5 additional locations. IAPD ↗
$93.0M RAUM · 8 reps · 864-322-6046 · stahlneckergroup.com
50
PEAK RETIREMENT PLANNING, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$151.9M RAUM · 6 reps · (614) 500-4121 · peakretirementplanning.com
50
SPARTA WEALTH PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
$219.5M RAUM · 4 reps · 704-575-1148
50
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$230.4M RAUM · 5 reps · 608-784-9100 · s-gwealth.com
50
VIABLE — added office(s): 0 -> 1 additional locations. IAPD ↗
$124.9M RAUM · 2 reps · 215-370-9067 · viableplans.com
50
ENCOMPASS MORE ASSET MANAGEMENT LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
50
LONGWALL FAMILY OFFICE — added office(s): 5 -> 6 additional locations. IAPD ↗
$207.4M RAUM · 5 reps · 203-209-2785
50
ROSSBY FINANCIAL, LLC — added office(s): 3 -> 9 additional locations. IAPD ↗
$107.3M RAUM · 8 reps · 321-209-0111
50
MARIDEA WEALTH MANAGEMENT — added office(s): 5 -> 7 additional locations. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · marideawealth.com
50
SLP WEALTH — added office(s): 14 -> 15 additional locations. IAPD ↗
$9.0M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
50
STIRLINGSHIRE INVESTMENTS — added office(s): 0 -> 22 additional locations. IAPD ↗
$69.2M RAUM · 28 reps · 877-600-7026
50
COUNTERWEIGHT PRIVATE WEALTH — added office(s): 0 -> 2 additional locations. IAPD ↗
$137.0M RAUM · 2 reps · 919-726-6124
50
WAYSTONE ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$111.0M RAUM · 2 reps · (425) 484-0045 · waystoneadvisors.com
50
RBT WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 4 reps · 845-567-9000
50
OUTRUNNER CAPITAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$172.0M RAUM · 3 reps · 512-649-3192 · outrunnercapital.com
50
A&M PRIVATE WEALTH PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · 561-437-6738
45
DESERT ROSE CAPITAL MANAGEMENT, INC. — reported RAUM down 32% ($117.2M -> $79.6M). IAPD ↗
$79.6M RAUM · 8 reps · 208 297-2710
45
ONEWEALTH — reported RAUM down 63% ($343.8M -> $127.8M). IAPD ↗
$127.8M RAUM · 2 reps · (561) 289-8105 · investmentadvisoryservices.com
45
ZEST — reported RAUM down 40% ($170.9M -> $102.7M). IAPD ↗
$102.7M RAUM · 1 reps · 305-376-0317
70
CAPITAL CLIENT GROUP, INC. — grew from 494 to 655 advisory reps. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
70
LIGHTHOUSE INVESTMENT PARTNERS, LLC — grew from 124 to 171 advisory reps. IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
70
GAUGE CAPITAL — grew from 35 to 61 advisory reps. IAPD ↗fund
$3.34B RAUM · 61 reps · 682-334-5800
70
JAIN GLOBAL LLC — grew from 35 to 103 advisory reps. IAPD ↗fund
$5.91B RAUM · 103 reps · 212-671-4011 · jainglobal.com
67
CF PRIVATE EQUITY, INC. — grew from 30 to 42 advisory reps. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
63
FISHER RETIREMENT SOLUTIONS LLC — grew from 1 to 4 advisory reps. IAPD ↗institutional
$4.90B RAUM · 4 reps · 650-350-5254
63
AGILE INVESTMENT MANAGEMENT, LLC — grew from 1 to 6 advisory reps. IAPD ↗institutional
$540.0M RAUM · 6 reps · 917-969-8982
62
BRIGHAM MANAGEMENT, LLC — grew from 9 to 18 advisory reps. IAPD ↗fund
$855.7M RAUM · 18 reps · 512-871-1001 · brighamexploration.com
61
WHITEBARK INVESTORS — grew from 1 to 4 advisory reps. IAPD ↗institutional
$333.3M RAUM · 4 reps · 212-468-5131
60
PALISADE INFRASTRUCTURE — grew from 2 to 4 advisory reps. IAPD ↗institutional
$354.4M RAUM · 4 reps · (914) 886 7452 · palisadeinfrastructure.com
60
MAIN CAPITAL PARTNERS NORTH AMERICA LLC — grew from 4 to 6 advisory reps. IAPD ↗institutional
$370.8M RAUM · 6 reps · 617-207-4175
59
NASSAU GLOBAL CREDIT LLC — grew from 14 to 18 advisory reps. IAPD ↗fund
$8.39B RAUM · 18 reps · (646) 630-8376 · ngc.nfg.com
58
RCF ASSET MANAGEMENT GROUP 3, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (310) 598-7070 · rangesummit.com
58
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7073 · rangesummit.com
58
RCF ASSET MANAGEMENT GROUP 4, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7070 · rangesummit.com
55
IFM INVESTORS PTY LTD — grew from 114 to 189 advisory reps. IAPD ↗foreign
$143.91B RAUM · 189 reps · 61 1300 651 607
53
GREE CAPITAL PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗fund
$172.1M RAUM · 7 reps · 415-302-1431 · gfrfund.com
53
RSC ASSET MANAGEMENT GROUP, LLC — grew from 2 to 5 advisory reps. IAPD ↗fund
$155.3M RAUM · 5 reps · (310) 598-7073 · rangesummit.com
52
POLUS CAPITAL MANAGEMENT LIMITED — grew from 23 to 35 advisory reps. IAPD ↗foreign
$4.28B RAUM · 35 reps · 44-20-7259-4800 · poluscapital.com
52
SCIENCE & TECHNOLOGY PARTNERS, L.P. — grew from 1 to 3 advisory reps. IAPD ↗fund
$227.3M RAUM · 3 reps · 212-306-2600 · sandtpartners.com
50
CORNERSTONE CAPITAL CORP. — (NEW YORK, NY) left the SEC roster (was $82.7M RAUM, 1 reps). IAPD ↗institutional
$82.7M RAUM · 1 reps · 212-641-3200
50
ROSEMOUNT CAPITAL LLC — (NEW YORK, NY) left the SEC roster (was $82.7M RAUM, 1 reps). IAPD ↗institutional
$82.7M RAUM · 1 reps · 212-641-3200
50
FOUR WOOD CAPITAL ADVISORS — (MONTCLAIR, NJ) left the SEC roster (was $125.0M RAUM, 0 reps). IAPD ↗institutional
$125.0M RAUM · 0 reps · 212-300-7006 · fourwoodcapital.com
50
NGC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $2.24B RAUM, 8 reps). IAPD ↗fund
$2.24B RAUM · 8 reps · (646) 630-8376 · ngc.nfg.com
50
DUALITY GROUP — (MIAMI, FL) left the SEC roster (was $1.36B RAUM, 9 reps). IAPD ↗fund
$1.36B RAUM · 9 reps · 646-690-9960 · dualitygroup.com
50
SHIKHARA INVESTMENT MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 646-809-5433 · shikhara.com
50
POP VENTURE ADVISERS LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-693-2798
48
NEW FALMOUTH, LLC — (SHAKER HEIGHTS, OH) left the SEC roster (was $519.1M RAUM, 0 reps). IAPD ↗fund
$519.1M RAUM · 0 reps · 216-491-3990 · corient.com
48
AMHERST ADVISORY & MANAGEMENT LLC — (AUSTIN, TX) left the SEC roster (was $418.8M RAUM, 1 reps). IAPD ↗fund
$418.8M RAUM · 1 reps · 512-342-3080
48
B-29 ADVISORS, LLC — (ADDISON, TX) left the SEC roster (was $348.1M RAUM, 5 reps). IAPD ↗fund
$348.1M RAUM · 5 reps · (940) 612-5341
48
SAHANA CAPITAL MANAGEMENT LP — (GREENWICH, CT) left the SEC roster (was $708.8M RAUM, 4 reps). IAPD ↗fund
$708.8M RAUM · 4 reps · (203) 489-7092 · sahanacapital.com
45
1623 CAPITAL LLC — (ALEXANDRIA, VA) left the SEC roster (was $202.2M RAUM, 2 reps). IAPD ↗fund
$202.2M RAUM · 2 reps · 703-832-8232
45
MCP ADVISERS, LLC — (ATLANTA, GA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 404-239-2222
45
A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C. — (NEW YORK, NY) left the SEC roster (was $1.9M RAUM, 2 reps). IAPD ↗fund
$1.9M RAUM · 2 reps · 212-529-4550 · apgilfoyle.com
45
GRAND ALLIANCE ASSET MANAGEMENT LTD. — grew from 22 to 27 advisory reps. IAPD ↗foreign
$2.21B RAUM · 27 reps · (852) 3852 6351 · gaamhk.com
45
VALLEY VIEW CONSULTING LLC — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$14.13B RAUM · 6 reps · (540)297-3419 · valleyviewconsultingllc.com
45
SIMPLIFY ASSET MANAGEMENT INC. — added office(s): 10 -> 11 additional locations. IAPD ↗institutional
$4.66B RAUM · 13 reps · 646-585-0476 · simplify.us
45
MERIDIEM CAPITAL PARTNERS LP — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.26B RAUM · 10 reps · (469) 317-2120 · meridiemcapital.com
44
IVYROCK ASSET MANAGEMENT (HK) LIMITED — grew from 3 to 7 advisory reps. IAPD ↗foreign
$1.02B RAUM · 7 reps · +852 2620 0482
43
PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS — shrank from 11 to 8 advisory reps. IAPD ↗institutional
$268.1M RAUM · 8 reps · (248) 603-5001 · pmreia.com
42
AIKYA INVESTMENT MANAGEMENT LIMITED — grew from 9 to 11 advisory reps. IAPD ↗foreign
$1.58B RAUM · 11 reps · +44 20 3965 4392 · aikya.co.uk
40
U.S. GLOBAL INVESTORS, INC. — reported RAUM down 34% ($2.37B -> $1.56B). IAPD ↗institutional
$1.56B RAUM · 6 reps · 210-308-1234 · usfunds.com
40
QIC — shrank from 22 to 16 advisory reps. IAPD ↗fund
$6.30B RAUM · 16 reps · 212-224-8900 · qic.com
40
PARADICE INVESTMENT MANAGEMENT LLC — shrank from 9 to 5 advisory reps. IAPD ↗fund
$1.40B RAUM · 5 reps · 720-751-2100 · paradice.com
40
LEDGER ILS MANAGERS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗institutional
$102.1M RAUM · 2 reps · 202-365-3175
40
KING RIVER CAPITAL MANAGEMENT PTY LTD — grew from 8 to 10 advisory reps. IAPD ↗foreign
$425.6M RAUM · 10 reps · 61 417 637 684
40
CAPITAL CLIENT GROUP, INC. — added office(s): 8 -> 10 additional locations. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
40
TOWERS WATSON INVESTMENT SERVICES, INC. — added office(s): 13 -> 14 additional locations. IAPD ↗fund
$51.37B RAUM · 201 reps · 312-288-7700 · wtwco.com
40
CF PRIVATE EQUITY, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
40
FRONTIER PARTNERS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 0 reps · 847-509-9860 · frontierpartners.com
40
TUDOR INVESTMENT CORPORATION — added office(s): 9 -> 10 additional locations. IAPD ↗fund
$63.59B RAUM · 183 reps · 203-863-6700 · tudorfunds.com
40
QUONA CAPITAL MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.12B RAUM · 13 reps · 202-706-5886 · crunchbase.com
40
RCF ASSET MANAGEMENT GROUP 3, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · (310) 598-7070 · rangesummit.com
40
READYSTATE ASSET MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$5.58B RAUM · 16 reps · 312-471-8600
40
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7073 · rangesummit.com
40
CORIENT IA LLC — added office(s): 9 -> 10 additional locations. IAPD ↗fund
$4.60B RAUM · 45 reps · (786) 530-4306
40
RCF ASSET MANAGEMENT GROUP 4, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 310-598-7070 · rangesummit.com
38
FRONTEGRA ASSET MANAGEMENT INC — reported RAUM down 39% ($716.8M -> $439.7M). IAPD ↗institutional
$439.7M RAUM · 3 reps · 847-509-9860
38
RDST CAPITAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$712.6M RAUM · 5 reps · 206.332.1227 · readestreet.com
38
GDA LUMA CAPITAL MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$331.9M RAUM · 13 reps · 917-312-6701 · gdaluma.com
35
AQUILA INVESTMENT MANAGEMENT LLC — reported RAUM down 73% ($615.9M -> $166.4M). IAPD ↗institutional
$166.4M RAUM · 4 reps · 212-697-6666 · aquilafunds.com
35
FRANKLIN PARK — reported RAUM down 56% ($19.70B -> $8.63B). IAPD ↗fund
$8.63B RAUM · 29 reps · 610-822-0500 · franklinparkllc.com
35
PARADICE INVESTMENT MANAGEMENT LLC — reported RAUM down 51% ($2.86B -> $1.40B). IAPD ↗fund
$1.40B RAUM · 5 reps · 720-751-2100 · paradice.com
35
LEDGER ILS MANAGERS, LLC — reported RAUM down 67% ($309.4M -> $102.1M). IAPD ↗institutional
$102.1M RAUM · 2 reps · 202-365-3175
35
2XIDEAS — reported RAUM down 68% ($253.1M -> $80.7M). IAPD ↗institutional
$80.7M RAUM · 4 reps · 929 577 6260
35
ONEX CANADA ASSET MANAGEMENT INC. — (TORONTO ON, Canada) left the SEC roster (was $2.19B RAUM, 16 reps). IAPD ↗foreign
$2.19B RAUM · 16 reps · 416-681-6000 · onex.com
35
INNOCAP INVESTMENT MANAGEMENT INC. — (MONTREAL, Canada) left the SEC roster (was $2.59B RAUM, 6 reps). IAPD ↗foreign
$2.59B RAUM · 6 reps · 514-412-1052 · innocap.com
35
CREDIT VALUE PARTNERS, LLC — shrank from 6 to 2 advisory reps. IAPD ↗fund
$161.5M RAUM · 2 reps · 203-893-4700
35
CHANGE GLOBAL INVESTMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$208.0M RAUM · 6 reps · 360-844-5826 · changegi.com
35
RSC ASSET MANAGEMENT GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$155.3M RAUM · 5 reps · (310) 598-7073 · rangesummit.com
30
CREDIT VALUE PARTNERS, LLC — reported RAUM down 39% ($263.9M -> $161.5M). IAPD ↗fund
$161.5M RAUM · 2 reps · 203-893-4700
30
SCOTT INVESTMENT PARTNERS — (HENLEY-ON-THAMES, United Kingdom) left the SEC roster (was $51.8M RAUM, 4 reps). IAPD ↗foreign
$51.8M RAUM · 4 reps · +44 (0) 1491 412 172 · scottinvestment.com
25
PLATINUM ASSET MANAGEMENT — shrank from 34 to 27 advisory reps. IAPD ↗foreign
$8.45B RAUM · 27 reps · 61 2 9255 7576 · platinum.com.au
25
QIC INVESTMENTS NO. 1 PTY LTD — shrank from 34 to 26 advisory reps. IAPD ↗foreign
$5.13B RAUM · 26 reps · 011-617-3360-3922
25
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED — shrank from 13 to 10 advisory reps. IAPD ↗foreign
$8.51B RAUM · 10 reps · 011-612-92557600 · caledoniafund.com
25
ANTIPODES PARTNERS LIMITED — shrank from 36 to 31 advisory reps. IAPD ↗foreign
$6.30B RAUM · 31 reps · +612 8970 7718 · antipodespartners.com
25
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — shrank from 40 to 27 advisory reps. IAPD ↗foreign
$6.80B RAUM · 27 reps · 4402080668340 · coolabahcapital.com
25
J O HAMBRO CAPITAL MANAGEMENT LIMITED — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$25.22B RAUM · 45 reps · +44 20 7747 5678
23
BRILLIANCE ASSET MANAGEMENT LIMITED — shrank from 6 to 4 advisory reps. IAPD ↗foreign
$686.6M RAUM · 4 reps · +852 38502633 · brilliancecap.com
20
QIC INVESTMENTS NO. 1 PTY LTD — reported RAUM down 38% ($8.23B -> $5.13B). IAPD ↗foreign
$5.13B RAUM · 26 reps · 011-617-3360-3922
20
ARDEA INVESTMENT MANAGEMENT — reported RAUM down 37% ($15.02B -> $9.47B). IAPD ↗foreign
$9.47B RAUM · 24 reps · 61 2 9994 7000 · ardea.com.au
20
ORASIS CAPITAL — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$97.0M RAUM · 2 reps · 00971558695487 · orasis-capital.com
18
BRILLIANCE ASSET MANAGEMENT LIMITED — reported RAUM down 34% ($1.03B -> $686.6M). IAPD ↗foreign
$686.6M RAUM · 4 reps · +852 38502633 · brilliancecap.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.