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LASHLEY WEALTH MANAGEMENT

SARASOTA, FL · CRD 328154 · IAPD ↗ · 913 338-2400

$61.8MRegulatory AUM
1Advisory reps
1Employees
5Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
October 2024 — LASHLEY WEALTH MANAGEMENT (SARASOTA, FL) left the SEC roster — its 120-day provisional registration did not convert (was $61.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
May 2024 — LASHLEY WEALTH MANAGEMENT now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
April 2024 — LASHLEY WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.