← Tributary

Recruiting & transitions — August 2025

Recruiters, transition consultants, and firms hiring advisors.

234 firms opened this window in the August 2025 SEC roster: 119 new office, 68 deregistered, 27 headcount up, 13 headcount down, 7 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
FOCUS PARTNERS WEALTH, LLC — grew from 980 to 1050 advisory reps. IAPD ↗
$95.89B RAUM · 1050 reps · (314) 725-0455
82
ONEPOINT BFG WEALTH PARTNERS — grew from 84 to 96 advisory reps. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
79
APELLA WEALTH — grew from 44 to 53 advisory reps. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
77
GAMCO ASSET MANAGEMENT INC. — grew from 39 to 46 advisory reps. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
75
THEPARTNERS WEALTH MANAGEMENT — grew from 22 to 29 advisory reps. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
73
SINGER WEALTH ADVISORS LLC — grew from 11 to 16 advisory reps. IAPD ↗
$668.7M RAUM · 16 reps · 561-998-9985 · singerwealth.com
73
DIGITAL WEALTH PARTNERS — grew from 2 to 7 advisory reps. IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
72
SANTA BARBARA MANAGEMENT — grew from 2 to 6 advisory reps. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
71
JOURNEY WEALTH MANAGEMENT — grew from 14 to 17 advisory reps. IAPD ↗
$940.7M RAUM · 17 reps · 216-468-1333 · fsmwealthadvisors.com
70
CADENT CAPITAL ADVISORS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$651.0M RAUM · 10 reps · 918-935-3450 · cadcapital.com
70
HOHIMER WEALTH MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
70
ASA ASSET MANAGEMENT LLC — grew from 1 to 6 advisory reps. IAPD ↗
$32.5M RAUM · 6 reps · 646-727-4151
69
HAMPTON ROCK WEALTH MANAGEMENT — grew from 1 to 5 advisory reps. IAPD ↗
$142.1M RAUM · 5 reps · 512-256-9272 · hamptonrock.com
68
GFG SOLUTIONS — grew from 6 to 9 advisory reps. IAPD ↗
$228.6M RAUM · 9 reps · (412) 740-7930
67
STOREHOUSE FINANCIAL LLC — grew from 3 to 5 advisory reps. IAPD ↗
$207.9M RAUM · 5 reps · 877-305-3233 · storehousefinancial.com
67
FARNAM FINANCIAL — grew from 2 to 4 advisory reps. IAPD ↗
$122.1M RAUM · 4 reps · (602) 603-4000 · farnamfinancial.com
67
PCB CAPITAL LLC — grew from 1 to 3 advisory reps. IAPD ↗
$122.5M RAUM · 3 reps · (732) 634-3620 · pcbfinancial.com
67
PUBLIC ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
$8.8M RAUM · 3 reps · 212-401-6946 · public.com
67
NEW HORIZONS WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$187.1M RAUM · 4 reps · 973-540-1066 · enjoymore30s.com
67
AGP FRANKLIN, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$195.2M RAUM · 4 reps · 615-778-9842 · aspengroveassetmanagement.com
67
BRAYPARK WEALTH MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
$24.6M RAUM · 3 reps · 714-420-9277 · brayparkwealth.com
65
ASI WEALTH MANAGEMENT & CONSULTING SERVICES — (BEND, OR) left the SEC roster (was $1.73B RAUM, 7 reps). IAPD ↗
$1.73B RAUM · 7 reps · 541-617-0898
65
TAURUS ASSET MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $1.40B RAUM, 2 reps). IAPD ↗
$1.40B RAUM · 2 reps · 212-457-9922 · taurusassetmanagement.com; https
65
MARCUM WEALTH, LLC — (CLEVELAND, OH) left the SEC roster (was $2.97B RAUM, 38 reps). IAPD ↗
$2.97B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org
65
RAPPAPORT REICHES CAPITAL MANAGEMENT, — (SKOKIE, IL) left the SEC roster (was $1.13B RAUM, 13 reps). IAPD ↗
$1.13B RAUM · 13 reps · 847-832-0030 · rrcapital.com
65
IC ADVISORY SERVICES, INC. — (BEDMINSTER, NJ) left the SEC roster (was $2.06B RAUM, 198 reps). IAPD ↗
$2.06B RAUM · 198 reps · 908-707-4422
65
EL CAPITAN ADVISORS — (SANTA BARBARA, CA) left the SEC roster (was $7.43B RAUM, 1 reps). IAPD ↗
$7.43B RAUM · 1 reps · (833) 463-5227 · elcapitanadvisors.com
65
CAROLINAS WEALTH CONSULTING LLC — (CHARLOTTE, NC) left the SEC roster (was $1.45B RAUM, 10 reps). IAPD ↗
$1.45B RAUM · 10 reps · 704-643-2455 · carolinasinvest.com
63
CUTTER & COMPANY, INC. — (BALLWIN, MO) left the SEC roster (was $937.0M RAUM, 38 reps). IAPD ↗
$937.0M RAUM · 38 reps · 636-537-8770 · mcfcapitalmanagement.com
63
JENTNER WEALTH MANAGEMENT — (AKRON, OH) left the SEC roster (was $575.1M RAUM, 5 reps). IAPD ↗
$575.1M RAUM · 5 reps · 330-668-1000
63
BLUE OAK CAPITAL LLC — (MENLO PARK, CA) left the SEC roster (was $285.4M RAUM, 1 reps). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
63
EFFICIENT FRONTIER ADVISORS LLC — (location n/a) left the SEC roster (was $419.3M RAUM, 3 reps). IAPD ↗
$419.3M RAUM · 3 reps · 860-974-0888 · efficientfrontier.com
63
MARYLAND FINANCIAL GROUP, INC. — (location n/a) left the SEC roster (was $880.3M RAUM, 37 reps). IAPD ↗
$880.3M RAUM · 37 reps · 301-251-8550 · tmg-llc.net
63
PARKSIDE ADVISORS LLC — (BERKELEY, CA) left the SEC roster (was $746.5M RAUM, 4 reps). IAPD ↗
$746.5M RAUM · 4 reps · 510-883-1350
63
COPPERWYND FINANCIAL — (SCOTTSDALE, AZ) left the SEC roster (was $720.1M RAUM, 5 reps). IAPD ↗
$720.1M RAUM · 5 reps · 480-348-2100 · copperwyndfinancial.com
63
PENINSULA WEALTH, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $676.4M RAUM, 6 reps). IAPD ↗
$676.4M RAUM · 6 reps · (415) 678-5360
63
IFS ADVISORS, INC — (SARASOTA, FL) left the SEC roster (was $256.7M RAUM, 1 reps). IAPD ↗
$256.7M RAUM · 1 reps · 941-907-8888 · investmentfinancial.net
63
C.J. LAWRENCE — (NEW YORK, NY) left the SEC roster (was $591.5M RAUM, 3 reps). IAPD ↗
$591.5M RAUM · 3 reps · 1-877-466-1783 · cjlawrence.com
63
ALPHA BETA GAMMA WEALTH MANAGEMENT — (PALM BEACH GARDENS, FL) left the SEC roster (was $267.0M RAUM, 4 reps). IAPD ↗
$267.0M RAUM · 4 reps · (561) 207-6399
63
BLUE INVESTMENT PARTNERS LLC — (DANVILLE, CA) left the SEC roster (was $342.1M RAUM, 2 reps). IAPD ↗
$342.1M RAUM · 2 reps · (925) 388-6940 · blueinvpartners.com
60
AMP WEALTH MANAGEMENT — (WHITEFISH BAY, WI) left the SEC roster (was $220.4M RAUM, 3 reps). IAPD ↗
$220.4M RAUM · 3 reps · 414-332-1011 · ampinvestment.com
60
SUN VALLEY GOLD LLC — (KETCHUM, ID) left the SEC roster (was $87.0M RAUM, 1 reps). IAPD ↗
$87.0M RAUM · 1 reps · 208-726-2327
60
INDEPENDENT PROGRESSIVE ADVISORS, LLC — (PORTLAND, OR) left the SEC roster (was $115.2M RAUM, 2 reps). IAPD ↗
$115.2M RAUM · 2 reps · 503-536-7351
60
MONEY MANAGERS, INC. — (LAS VEGAS, NV) left the SEC roster (was $53.2M RAUM, 3 reps). IAPD ↗
$53.2M RAUM · 3 reps · (725) 254-5220
60
ALERA RETIREMENT ADVISORS, LLC — (ROCHESTER, NY) left the SEC roster (was $45.7M RAUM, 3 reps). IAPD ↗
$45.7M RAUM · 3 reps · (585) 434-0646 · waterfordgroupny.com
60
FIDUCIARY WEALTH ADVISORS, LLC — (SARASOTA, FL) left the SEC roster (was $114.1M RAUM, 1 reps). IAPD ↗
$114.1M RAUM · 1 reps · (941)-914-0087 · fiduciarywealthadvisors.com
60
11 FINANCIAL — (LUFKIN, TX) left the SEC roster (was $24.0M RAUM, 6 reps). IAPD ↗
$24.0M RAUM · 6 reps · (936) 899-5629
60
HAYDEN CAPITAL — (LOS ANGELES, CA) left the SEC roster (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 5133043313
60
SHOREPATH CAPITAL MANAGEMENT LLC — (PARK CITY, UT) left the SEC roster (was $146.6M RAUM, 1 reps). IAPD ↗
$146.6M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
60
VOLARIS CAPITAL MANAGEMENT LLC — (SHORT HILLS, NJ) left the SEC roster (was $229.2M RAUM, 3 reps). IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
60
HERITAGE WEALTH PARTNERS, LLC — (DUBLIN, OH) left the SEC roster (was $176.3M RAUM, 4 reps). IAPD ↗
$176.3M RAUM · 4 reps · 614-389-2488 · hwp-oh.com
60
SILVEROAK INVESTMENTS, LLC — (location n/a) left the SEC roster (was $68.3M RAUM, 1 reps). IAPD ↗
$68.3M RAUM · 1 reps · 800-520-0605
60
FUTURE YOU WEALTH — (NEW YORK, NY) left the SEC roster (was $177.8M RAUM, 4 reps). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
60
NYTRX LLC — (location n/a) left the SEC roster (was $2.1M RAUM, 1 reps). IAPD ↗
$2.1M RAUM · 1 reps · (832) 827-3883 · nytrx.com
60
HUDSON PARK MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $57.0M RAUM, 1 reps). IAPD ↗
$57.0M RAUM · 1 reps · 212-729-7501 · hudsonparkadvisors.com
60
G.P. LEACH SECURITIES LLC — (location n/a) left the SEC roster (was $345,000 RAUM, 1 reps). IAPD ↗
$345,000 RAUM · 1 reps · (817) 939-9809 · gpleach.com
60
INVESTING ONLINE LLC — (LOS ANGELES, CA) left the SEC roster (was $1,698 RAUM, 1 reps). IAPD ↗
$1,698 RAUM · 1 reps · 310-818-3740 · investing-online.com
60
DOUBLE FINANCE INC. — (SAN FRANCISCO, CA) left the SEC roster (was $20.3M RAUM, 1 reps). IAPD ↗
$20.3M RAUM · 1 reps · 415-366-3893
60
SMART STEPS WEALTH MANAGEMENT LLC — (ST. LOUIS, MO) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com
60
THE ENSEMBLE TEAM — (SEATTLE, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (360) 726-2672 · ensembleteam.com
60
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) left the SEC roster — its 120-day provisional registration did not convert (was $83.0M RAUM, 1 reps). IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
60
MESSINA WEALTH MANAGEMENT, LLC — (DALLAS, TX) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 2 reps). IAPD ↗
$60.9M RAUM · 2 reps · 214-205-2066 · messinawealthmanagement.com
60
UPSKILL WEALTH MANAGEMENT, LLC — (CORTLAND, NY) left the SEC roster — its 120-day provisional registration did not convert (was $1.8M RAUM, 1 reps). IAPD ↗
$1.8M RAUM · 1 reps · 315-882-1770 · upskillwm.com
60
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) left the SEC roster — its 120-day provisional registration did not convert (was $39.8M RAUM, 3 reps). IAPD ↗
$39.8M RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
60
HOOT WEALTH LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · (983) 203-0215 · hootwealth.com
60
FINTURO INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 510-485-1584 · finturo.co
60
WEALTHETIC LLC — (SAN DIEGO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $13.2M RAUM, 1 reps). IAPD ↗
$13.2M RAUM · 1 reps · (858) 750-1618 · wealthetic.com
60
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — (BARRINGTON, IL) left the SEC roster — its 120-day provisional registration did not convert (was $44.6M RAUM, 2 reps). IAPD ↗
$44.6M RAUM · 2 reps · 847-780-2980 · bnwealth.com
60
EXPONENT WEALTH — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (801) 494-4235
60
40 NORTH WEALTH LLC — (AURORA, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 402 917 3345
55
CENTAURUS FINANCIAL, INC. — shrank from 432 to 375 advisory reps. IAPD ↗
$7.34B RAUM · 375 reps · 714-456-1790 · centaurusfinancial.com
55
THE PATRIOT FINANCIAL GROUP, LLC — shrank from 48 to 30 advisory reps. IAPD ↗
$2.41B RAUM · 30 reps · 508-251-6100 · myhaydenwealth.com
55
JANUS HENDERSON INVESTORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$274.67B RAUM · 143 reps · (303) 333-3863
55
GAMCO ASSET MANAGEMENT INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 11 -> 12 additional locations. IAPD ↗
$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com
55
TCI WEALTH ADVISORS, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$4.53B RAUM · 40 reps · 520-733-1477
55
MASLOW WEALTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.07B RAUM · 15 reps · 512-610-6930
55
COMPASS CAPITAL MANAGEMENT INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
55
CONSOLIDATED PORTFOLIO REVIEW CORP — added office(s): 25 -> 26 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · delanceywealth.com
55
AA FINANCIAL ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
55
THE RETIREMENT PLANNING GROUP, LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
$3.02B RAUM · 28 reps · 913-498-8898
55
VERSANT CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.24B RAUM · 13 reps · 602-635-3760
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · familyofficepartners.com
55
PARALLEL ADVISORS, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$8.74B RAUM · 64 reps · 866-627-6984
55
FIRST PACIFIC ADVISORS, LP — added office(s): 11 -> 12 additional locations. IAPD ↗
$26.70B RAUM · 20 reps · 800-982-4372 · fpag.fpa.com
55
BIP WEALTH, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$3.36B RAUM · 27 reps · 404-495-5230
55
PURE FINANCIAL ADVISORS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$8.02B RAUM · 64 reps · 866-876-7873
55
FORUM FINANCIAL MANAGEMENT, LP — added office(s): 49 -> 50 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
55
ARCHFORD CAPITAL STRATEGIES, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
55
MOTLEY FOOL WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$2.18B RAUM · 26 reps · 844-408-4390
55
NORTHROCK PARTNERS, LLC — added office(s): 9 -> 16 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
55
RMR WEALTH BUILDERS, INC. — added office(s): 23 -> 24 additional locations. IAPD ↗
$2.20B RAUM · 44 reps · (201) 836-2460
55
MCADAM LLC — added office(s): 70 -> 71 additional locations. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
55
APELLA WEALTH — added office(s): 19 -> 23 additional locations. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
55
ISTHMUS PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.30B RAUM · 8 reps · 608-729-0949
55
ONE WEALTH MAP, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660 · hhtba.net
55
EVOKE ADVISORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$27.70B RAUM · 32 reps · 424-372-1776 · evokeadvisors.com
55
T.ROWE PRICE INVESTMENT MANAGEMENT, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
$207.09B RAUM · 107 reps · 410-345-2000 · troweprice.com
55
HOMRICH BERG — added office(s): 9 -> 10 additional locations. IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 28 -> 29 additional locations. IAPD ↗
$9.90B RAUM · 146 reps · 813-709-8800 · concurrentny.com
55
ARIS INVESTING — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.12B RAUM · 3 reps · 3129102502 · arisinvesting.com
55
TOPSAIL WEALTH MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.03B RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com
53
NVEST FINANCIAL, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$523.4M RAUM · 5 reps · 207-985-8585
53
NIXON CAPITAL LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$337.5M RAUM · 2 reps · 512.354.2491 · nixoncapital.com
53
ERTS WEALTH ADVISORS, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$630.4M RAUM · 3 reps · (906) 228-5564 · baroberts.com
53
WESTERN FINANCIAL CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
$282.5M RAUM · 2 reps · 619-544-0260
53
TOBIAS FINANCIAL ADVISORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$892.2M RAUM · 8 reps · 954-424-1660
53
WHELAN FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$674.6M RAUM · 7 reps · 559-228-8002 · whelanfinancial.com
53
RUGGAARD & ASSOCIATES — added office(s): 2 -> 3 additional locations. IAPD ↗
$346.9M RAUM · 6 reps · (330) 487-5888
53
RAINEY & RANDALL WEALTH ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$820.4M RAUM · 4 reps · 727-344-7711 · raineyrandall.com
53
CAMBRIDGE FINANCIAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$538.9M RAUM · 6 reps · 520-531-0550 · cambridgefinancialgroup.com
53
NORTHEAST PLANNING ASSOCIATES, INC. — added office(s): 32 -> 33 additional locations. IAPD ↗
$327.7M RAUM · 63 reps · (603) 471-0900 · paulhbrock.com
53
DAI WEALTH, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$267.4M RAUM · 32 reps · 404-531-7080 · goodcounselwealth.com
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 23 -> 26 additional locations. IAPD ↗
$890.0M RAUM · 52 reps · 248-414-1562 · re-transition.com
53
VISIONARY HORIZONS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$291.4M RAUM · 13 reps · 865-675-8496 · visionaryhorizons.com
53
BLUEPRINT INVESTING LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$346.6M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
53
PARADIEM, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$466.2M RAUM · 8 reps · 985-727-0770
53
A.G. CAMPBELL ADVISORY, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$345.0M RAUM · 5 reps · 410-779-1239 · agcadvisory.com
53
TRUNORTH CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$530.6M RAUM · 4 reps · 8774690446 · trunorthcapital.com
53
KERBERROSE WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$909.8M RAUM · 12 reps · 715.526.9400
53
SCHULZ WEALTH, LTD. — added office(s): 1 -> 2 additional locations. IAPD ↗
$363.2M RAUM · 2 reps · 817-405-4014 · schulzwealth.com
53
KINETIC INVESTMENT MANAGEMENT, INC. — added office(s): 14 -> 16 additional locations. IAPD ↗
$348.2M RAUM · 18 reps · (800) 711-4818
53
WALLACE HART CAPITAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$255.6M RAUM · 4 reps · 859-300-3030
53
FINANCIAL SERVICES OF AMERICA ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$396.2M RAUM · 24 reps · (800) 977-9292 · fsa1.com
53
TALON PRIVATE WEALTH, LLC — added office(s): 12 -> 13 additional locations. IAPD ↗
$876.9M RAUM · 8 reps · (352) 751-3200 · guardingyournestegg.com
53
JOURNEY WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$940.7M RAUM · 17 reps · 216-468-1333 · fsmwealthadvisors.com
53
HOHIMER WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
53
LANDING POINT FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$263.5M RAUM · 5 reps · 440-365-9100
53
THEPARTNERS WEALTH MANAGEMENT — added office(s): 18 -> 20 additional locations. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
53
MARIDEA WEALTH MANAGEMENT — added office(s): 8 -> 12 additional locations. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · hartshornegroup.com
53
LEGACY EDGE ADVISORS — added office(s): 2 -> 4 additional locations. IAPD ↗
$896.2M RAUM · 14 reps · 516-447-4200
53
TIEMPO CAPITAL PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$508.0M RAUM · 4 reps · 786-885-2120 · tiempocapital.com
53
PROSPERA CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$337.3M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
53
BRADY MARTZ WEALTH SOLUTIONS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$599.4M RAUM · 4 reps · 701-223-1717
53
PITCAIRN — added office(s): 9 -> 11 additional locations. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
50
MORNINGSTAR INVESTMENT SERVICES LLC — shrank from 29 to 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 312-696-6000
50
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$118.0M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com
50
WEALTHKARE.COM, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$119.1M RAUM · 6 reps · 814-542-5433 · unlockretirement.seminarsoncall.com
50
REGAL ADVISORY SERVICES, INC. — added office(s): 11 -> 12 additional locations. IAPD ↗
$113.5M RAUM · 15 reps · 877-488-6537 · regaladvisoryservices.com
50
PURTILL FINANCIAL LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
$190.4M RAUM · 4 reps · (440) 484-5340 · purtillfinancial.com
50
BANTA ASSET MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗
$114.6M RAUM · 3 reps · 949-673-9944 · bantaassetmanagement.com
50
EASTSOUND CAPITAL ADVISORS, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$167.7M RAUM · 5 reps · 360-317-4688
50
RPM CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$78.4M RAUM · 1 reps · 203-992-1100 · rpmcapitalmgt.com
50
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — added office(s): 11 -> 12 additional locations. IAPD ↗
$243.2M RAUM · 11 reps · (888) 256-6855
50
INVARIANT INVESTMENT MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$135.9M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
50
SOUNDHAVEN CAPITAL MANAGEMENT — added office(s): 0 -> 2 additional locations. IAPD ↗
$159.4M RAUM · 2 reps · 818-292-1474 · soundhavencapital.com
50
MODERN CAPITAL GROUP LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$42.5M RAUM · 2 reps · 212-531-5600 · modern.net
50
GREAT PATH PLANNING — added office(s): 1 -> 2 additional locations. IAPD ↗
$144.3M RAUM · 2 reps · 845-397-7284 · greatpath.com
50
RELEVE FINANCIAL GROUP — added office(s): 5 -> 6 additional locations. IAPD ↗
$222.8M RAUM · 5 reps · 612-801-5440
50
CRAFT WEALTH SERVICES — added office(s): 4 -> 5 additional locations. IAPD ↗
$92.0M RAUM · 8 reps · 813-394-0984
50
DBA SEASIDE FINANCIAL & INSURANCE SERVICES — added office(s): 0 -> 2 additional locations. IAPD ↗
$73.3M RAUM · 5 reps · (760) 433-4632 · seasideadvisory.com
50
BENCHMARK FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$100.3M RAUM · 3 reps · 302-635-9760
50
CAVU WEALTH MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwealthmanagement.com
50
CIMARRON WEALTH MANAGEMENT, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$230.5M RAUM · 5 reps · 970-249-9882
50
KENNONDALE CAPITAL MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$100.4M RAUM · 3 reps · (804) 350-3368 · kennondale.com
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$240.0M RAUM · 7 reps · 972-786-6527 · opgadvisors.com
50
MAGNIFINA, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$53.9M RAUM · 1 reps · 800-732-0818
50
FARNAM FINANCIAL — added office(s): 1 -> 3 additional locations. IAPD ↗
$122.1M RAUM · 4 reps · (602) 603-4000 · farnamfinancial.com
50
GROWSTRONG WEALTH STRATEGIES — added office(s): 1 -> 2 additional locations. IAPD ↗
$103.3M RAUM · 3 reps · 866-535-2774
50
RPR FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$128.8M RAUM · 3 reps · 913-274-1452 · rprfinancial.com
50
CHRISTENSEN GROUP FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$18.5M RAUM · 5 reps · 952-653-1000 · christensengroup.com
50
ALPHA ZERO LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$183.2M RAUM · 7 reps · (561) 576-2599 · alphazerowealth.com
50
STRUCTURAL SOLUTIONS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$118.2M RAUM · 2 reps · 917-836-0339
50
SLP WEALTH — added office(s): 12 -> 13 additional locations. IAPD ↗
$29.2M RAUM · 13 reps · (910) 315-0973
50
ECHELONS CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com
50
BACKBONE PLANNING PARTNERS LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$91.5M RAUM · 2 reps · 702569716 · backboneplanning.com
50
NECTARINE — added office(s): 23 -> 24 additional locations. IAPD ↗
$0 RAUM · 23 reps · (858) 779-0115 · hellonectarine.com
50
ALTITUDE CAPITAL MANAGEMENT LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
50
EXPRESSIVE WEALTH LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$131.1M RAUM · 7 reps · 847-595-8812 · expressivewealth.com
50
KILTER GROUP — added office(s): 5 -> 6 additional locations. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
50
HOLISTIC FINANCE LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 808-746-7774 · holisticfinance.com
50
PIVOT CAPITAL PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 888-585-9981 · pivotcapitalllc.com
50
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 775-800-1801 · sanchezgaunt.com
50
MILESTONE FINANCIAL ASSOCIATES, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · 6104218777
48
AVIVAR CAPITAL, LLC — reported RAUM down 43% ($513.8M -> $290.4M). IAPD ↗
$290.4M RAUM · 16 reps · 818-681-6833
45
ATLASMARK FINANCIAL, INC. — reported RAUM down 73% ($822.2M -> $224.3M). IAPD ↗
$224.3M RAUM · 1 reps · 512-270-2900 · atlasmark.com
45
CAPSTONE WEALTH ADVISORS, LLC — reported RAUM down 68% ($720.9M -> $230.4M). IAPD ↗
$230.4M RAUM · 3 reps · 503-967-1980 · capstonewealthadvisors.com
63
EVERVIEW PARTNERS, L.P. — grew from 1 to 11 advisory reps. IAPD ↗fund
$926.4M RAUM · 11 reps · (212)242-5800 · everviewcap.com
61
SMA CAPITAL LLC — grew from 4 to 7 advisory reps. IAPD ↗institutional
$314.4M RAUM · 7 reps · (860) 839-0074 · smacap.com
60
BLACK LAKE INVESTMENTS LLC — grew from 1 to 3 advisory reps. IAPD ↗institutional
$800.8M RAUM · 3 reps · 215.913.2782 · blacklakeinvestments.com
58
HKW MANAGEMENT, LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 317-590-7401
55
COLUMBIA WANGER ASSET MANAGEMENT, LLC — (CHICAGO, IL) left the SEC roster (was $5.83B RAUM, 8 reps). IAPD ↗institutional
$5.83B RAUM · 8 reps · 312-634-9200 · columbiathreadneedleus.com
53
TIS ADVISORS — (OVERLAND PARK, KS) left the SEC roster (was $718.7M RAUM, 1 reps). IAPD ↗institutional
$718.7M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
53
DRI CAPITAL (US), INC. — (SHORT HILLS, NJ) left the SEC roster (was $520.1M RAUM, 6 reps). IAPD ↗institutional
$520.1M RAUM · 6 reps · 908-577-2968
53
DECADE RENEWABLE PARTNERS LP — (HOUSTON, TX) left the SEC roster (was $500.0M RAUM, 3 reps). IAPD ↗institutional
$500.0M RAUM · 3 reps · 281-715-0720
52
CENTERSTAR ASSET MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗fund
$115.1M RAUM · 7 reps · 312-256-9627 · centerstaram.com
52
SECONDMARKET FINANCIAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗fund
$29.9M RAUM · 3 reps · 646-968-7000 · vimeo.com
50
THE STAGWELL GROUP LLC — (MIAMI BEACH, FL) left the SEC roster (was $1.08B RAUM, 3 reps). IAPD ↗fund
$1.08B RAUM · 3 reps · (202) 478-4916
50
ECOFIN ADVISORS, LLC — (OVERLAND PARK, KS) left the SEC roster (was $94.5M RAUM, 1 reps). IAPD ↗institutional
$94.5M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
50
POP VENTURE ADVISERS LLC — (NEW YORK, NY) left the SEC roster (was $100,000 RAUM, 1 reps). IAPD ↗institutional
$100,000 RAUM · 1 reps · 917-693-2798
50
FIN FINANCIAL LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-545-7427 · finnyai.com
50
CIBRA CAPITAL LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 442037256245
50
MPACT CAPITAL — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 917-348-8649 · mpactcap.com
48
LATTICE CAPITAL MANAGEMENT LLC — (KIRKLAND, WA) left the SEC roster (was $539.8M RAUM, 5 reps). IAPD ↗fund
$539.8M RAUM · 5 reps · 425 828-4300 · latticecm.com
48
BOULDER HILL CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $390.7M RAUM, 5 reps). IAPD ↗fund
$390.7M RAUM · 5 reps · 212-466-6927
48
CUTTER CAPITAL MANAGEMENT — (NEW YORK, NY) left the SEC roster (was $493.4M RAUM, 5 reps). IAPD ↗fund
$493.4M RAUM · 5 reps · 646-989-4200
45
PRAESIDIAN CAPITAL MANAGEMENT II, LLC — (OKLAHOMA CITY, OK) left the SEC roster (was $62.7M RAUM, 7 reps). IAPD ↗fund
$62.7M RAUM · 7 reps · 212-520-2600 · praesidian.com
45
VERISTAR CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $70.2M RAUM, 3 reps). IAPD ↗fund
$70.2M RAUM · 3 reps · 929-564-5500
45
HARRISON STREET PRIVATE WEALTH LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$4.59B RAUM · 8 reps · 877-200-1878 · harrisonstpw.com
45
HPS ADVISORS, LLC — added office(s): 19 -> 20 additional locations. IAPD ↗institutional
$17.64B RAUM · 346 reps · 212-287-6767
43
SMA CAPITAL LLC — added office(s): 1 -> 3 additional locations. IAPD ↗institutional
$314.4M RAUM · 7 reps · (860) 839-0074 · smacap.com
40
AETHER INVESTMENT PARTNERS, LLC — shrank from 8 to 2 advisory reps. IAPD ↗fund
$1.28B RAUM · 2 reps · 720-961-4190 · aetherip.sharesecurely.com
40
TFG ASSET MANAGEMENT L.P. — shrank from 59 to 47 advisory reps. IAPD ↗fund
$15.24B RAUM · 47 reps · 212-359-7300
40
BRIDGEWATER ASSOCIATES, LP — added office(s): 1 -> 4 additional locations. IAPD ↗fund
$136.49B RAUM · 254 reps · 203-226-3030
40
CF PRIVATE EQUITY, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
40
LIGHTHOUSE INVESTMENT PARTNERS, LLC — added office(s): 19 -> 21 additional locations. IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
40
HPS INVESTMENT PARTNERS, LLC — added office(s): 19 -> 20 additional locations. IAPD ↗fund
$155.79B RAUM · 346 reps · 212-287-6767
40
QUINBROOK INFRASTRUCTURE PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.87B RAUM · 10 reps · 646 574 8303 · quinbrook.com
40
CINCTIVE CAPITAL MANAGEMENT LP — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$3.10B RAUM · 43 reps · 332.208.6800 · cinctive.com
40
CALPA ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 1 reps · 310-418-1683
40
HKW MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 317-590-7401
38
MW ADVISOR, LLC — shrank from 95 to 19 advisory reps. IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
38
ALTERNA CAPITAL PARTNERS LLC — added office(s): 0 -> 3 additional locations. IAPD ↗fund
$363.3M RAUM · 3 reps · 203-210-7333 · alternacapital.com
38
HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗fund
$660.6M RAUM · 7 reps · 317-590-7401
38
GREY ROCK ENERGY MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$363.0M RAUM · 10 reps · 214-396-2850 · grey-rock.com
38
AGIS MANAGEMENT LLC — added office(s): 7 -> 8 additional locations. IAPD ↗fund
$588.1M RAUM · 16 reps · 617-350-9894 · agiscapital.com
38
MANNA TREE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$736.6M RAUM · 8 reps · 970-837-3027
38
GREY ROCK MANAGEMENT PARTNERS IV, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$703.4M RAUM · 10 reps · 214-396-2850 · grey-rock.com
38
AIP CAPITAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$360.0M RAUM · 12 reps · 203-487-8200 · aipcapital.com
35
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — reported RAUM down 55% ($448.2M -> $201.0M). IAPD ↗institutional
$201.0M RAUM · 7 reps · 1 212 231-1000 · macquarie.com
35
VANGUARD ASSET MANAGEMENT, LIMITED — (LONDON, United Kingdom) left the SEC roster (was $482.96B RAUM, 73 reps). IAPD ↗foreign
$482.96B RAUM · 73 reps · 44 203 7535600 · vanguardinvestor.co.uk
35
VANGUARD INVESTMENTS AUSTRALIA LIMITED — (MELBOURNE VIC, Australia) left the SEC roster (was $92.43B RAUM, 55 reps). IAPD ↗foreign
$92.43B RAUM · 55 reps · 61 3 8888 3888
35
ARKHOUSE — shrank from 8 to 5 advisory reps. IAPD ↗fund
$53.1M RAUM · 5 reps · 212-465-1301 · arkhousefund.com
33
HEARTWOOD FUNDS — reported RAUM down 44% ($521.8M -> $292.2M). IAPD ↗fund
$292.2M RAUM · 1 reps · 347-541-2579 · heartwoodfunds.com
33
22V ASSET MANAGEMENT — reported RAUM down 26% ($483.7M -> $357.3M). IAPD ↗fund
$357.3M RAUM · 6 reps · 917-224-2277 · 22vam.com
33
NEW SILK ROAD INVESTMENT PTE LTD — (SINGAPORE, Singapore) left the SEC roster (was $615.1M RAUM, 9 reps). IAPD ↗foreign
$615.1M RAUM · 9 reps · 65 6593 6136
30
BLOOMSBURY ASSET MANAGEMENT LLP — (LONDON, United Kingdom) left the SEC roster (was $4.3M RAUM, 1 reps). IAPD ↗foreign
$4.3M RAUM · 1 reps · 447548705859
25
COLCHESTER GLOBAL INVESTORS — shrank from 7 to 5 advisory reps. IAPD ↗foreign
$23.95B RAUM · 5 reps · 011-44207-292-6920
25
OCTOPUS ENERGY GENERATION — shrank from 74 to 55 advisory reps. IAPD ↗foreign
$6.40B RAUM · 55 reps · 0808 164 1088
25
PRIME QUADRANT — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$1.05B RAUM · 4 reps · 212-365-7400
23
TOSCAFUND ASSET MANAGEMENT — shrank from 23 to 11 advisory reps. IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100
20
IFPS — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 3 reps · 443-450-4543 · ifpsonline.com
20
ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966
18
TOSCAFUND ASSET MANAGEMENT — reported RAUM down 34% ($1.40B -> $929.9M). IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.