Recruiting & transitions — December 2024
Recruiters, transition consultants, and firms hiring advisors.
208 firms opened this window in the December 2024 SEC roster: 91 new office, 65 deregistered, 28 headcount up, 13 headcount down, 11 aum down.
85
STATE FARM INVESTMENT MANAGEMENT CORP. — grew from 22 to 110 advisory reps. IAPD ↗
85
WAVERLY ADVISORS, LLC — grew from 119 to 139 advisory reps. IAPD ↗
85
VANDERBILT ADVISORY SERVICES — grew from 107 to 124 advisory reps. IAPD ↗
85
THE COLONY GROUP, LLC — grew from 688 to 730 advisory reps. IAPD ↗
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 138 to 184 advisory reps. IAPD ↗
80
BAHL & GAYNOR INC — grew from 36 to 46 advisory reps. IAPD ↗
75
VESTGEN ADVISORS, LLC — grew from 13 to 20 advisory reps. IAPD ↗
73
SERENUS WEALTH ADVISORS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
72
RVW WEALTH LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
HOOPOE ADVISORS — grew from 5 to 9 advisory reps. IAPD ↗
72
UNITING WEALTH PARTNERS — grew from 0 to 7 advisory reps. IAPD ↗
70
MIDWEST HERITAGE FINANCIAL ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
70
KEYVANTAGE WEALTH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
69
TURNER FINANCIAL GROUP, INC. — grew from 4 to 8 advisory reps. IAPD ↗
68
THECE WEALTH MANAGEMENT — grew from 1 to 4 advisory reps. IAPD ↗
67
NORTON CAPITAL MANAGEMENT, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
VISION RETIREMENT — grew from 3 to 5 advisory reps. IAPD ↗
67
ROUTE 20 PRIVATE WEALTH INC. — grew from 2 to 4 advisory reps. IAPD ↗
65
CHARLES D. HYMAN & COMPANY — (PONTE VEDRA BEACH, FL) left the SEC roster (was $2.20B RAUM, 2 reps). IAPD ↗
65
ENSEMBLE CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $1.66B RAUM, 10 reps). IAPD ↗
65
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC — (NEW YORK, NY) left the SEC roster (was $11.28B RAUM, 14 reps). IAPD ↗
65
FINANCIAL DIMENSIONS GROUP, INC. — (ARDEN HILLS, MN) left the SEC roster (was $2.60B RAUM, 49 reps). IAPD ↗
65
SBC WEALTH MANAGEMENT — (INDIANAPOLIS, IN) left the SEC roster (was $1.01B RAUM, 7 reps). IAPD ↗
65
DIVERSIFIED, LLC — (WILMINGTON, DE) left the SEC roster (was $1.55B RAUM, 22 reps). IAPD ↗
65
HOYLECOHEN, LLC — (SAN DIEGO, CA) left the SEC roster (was $3.43B RAUM, 28 reps). IAPD ↗
65
BUCKINGHAM STRATEGIC WEALTH, LLC — (ST LOUIS, MO) left the SEC roster (was $29.51B RAUM, 312 reps). IAPD ↗
65
ARBOR POINT ADVISORS — (LAVISTA, NE) left the SEC roster (was $6.93B RAUM, 208 reps). IAPD ↗
65
GREY STREET CAPITAL, LLC — (CHICAGO, IL) left the SEC roster (was $2.03B RAUM, 8 reps). IAPD ↗
65
CH INVESTMENT PARTNERS, LLC — (DALLAS, TX) left the SEC roster (was $5.10B RAUM, 24 reps). IAPD ↗
63
M&R CAPITAL MANAGEMENT INC — (SUMMIT, NJ) left the SEC roster (was $522.3M RAUM, 4 reps). IAPD ↗
63
ETFIDEA, LLC — (SYRACUSE, NY) left the SEC roster (was $392.9M RAUM, 4 reps). IAPD ↗
63
BAY POINT WEALTH — (ANNAPOLIS, MD) left the SEC roster (was $399.2M RAUM, 4 reps). IAPD ↗
63
RIVER CAPITAL ADVISORS, LC — (JACKSONVILLE, FL) left the SEC roster (was $293.6M RAUM, 5 reps). IAPD ↗
63
KINGFISHER CAPITAL, LLC — (CHARLOTTE, NC) left the SEC roster (was $606.8M RAUM, 6 reps). IAPD ↗
63
GREYTOWN ADVISORS — (MIAMI, FL) left the SEC roster (was $846.7M RAUM, 5 reps). IAPD ↗
63
CLARIFY WEALTH MANAGEMENT — (CINCINNATI, OH) left the SEC roster (was $410.0M RAUM, 8 reps). IAPD ↗
63
WALDEN WEALTH PARTNERS LLC — (BEACHWOOD, OH) left the SEC roster (was $333.0M RAUM, 2 reps). IAPD ↗
63
CLEAR ROCK ADVISORS, LLC — (KERRVILLE, TX) left the SEC roster (was $429.9M RAUM, 6 reps). IAPD ↗
63
CHESME CAPITAL MANAGEMENT — (DEWITT, MI) left the SEC roster (was $648.6M RAUM, 3 reps). IAPD ↗
63
BROWNLIE & BRADEN ADVISORS, LLC — (DALLAS, TX) left the SEC roster (was $329.2M RAUM, 13 reps). IAPD ↗
63
SHORE MORGAN YOUNG WEALTH STRATEGIES — (NEW ALBANY, OH) left the SEC roster (was $615.0M RAUM, 10 reps). IAPD ↗
63
VESTBRIDGE ADVISORS, INC — (EGG HARBOR TOWNSHIP, NJ) left the SEC roster (was $300.8M RAUM, 5 reps). IAPD ↗
63
SYSTM WEALTH SOLUTIONS — (CHICAGO, IL) left the SEC roster (was $839.2M RAUM, 0 reps). IAPD ↗
63
LANDMARK WEALTH MANAGEMENT GROUP — (LAKE ELMO, MN) left the SEC roster (was $824.4M RAUM, 12 reps). IAPD ↗
60
WHEAT GIVENS FINANCIAL, LLC — (MCKINNEY, TX) left the SEC roster (was $144.1M RAUM, 2 reps). IAPD ↗
60
FOUR PONDS FINANCIAL PLANNING — (MASHPEE, MA) left the SEC roster (was $150.2M RAUM, 4 reps). IAPD ↗
60
ATRATO ASSET MANAGEMENT LLC — (location n/a) left the SEC roster (was $52.4M RAUM, 1 reps). IAPD ↗
60
SPOTLIGHT ASSET GROUP — (OAKBROOK TERRACE, IL) left the SEC roster (was $205.1M RAUM, 3 reps). IAPD ↗
60
NEW AMSTERDAM WEALTH PLANNING — (location n/a) left the SEC roster (was $44.4M RAUM, 1 reps). IAPD ↗
60
RILEY PRIVATE CLIENT LLC — (SOUTHLAKE, TX) left the SEC roster (was $64.9M RAUM, 1 reps). IAPD ↗
60
VITALSTONE FINANCIAL, LLC — (SHAVANO PARK, TX) left the SEC roster (was $199.7M RAUM, 4 reps). IAPD ↗
60
MYWALLST ADVISORY LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
60
INHERENT WEALTH FUND, LLC — (PALM DESERT, CA) left the SEC roster (was $700,000 RAUM, 1 reps). IAPD ↗
60
RICH DEWITT WEALTH MANAGEMENT LLC — (CHATTANOOGA, TN) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
BLUE BEAR FINANCIAL, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
DA WEALTH ADVISORS — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
AVIATOR WEALTH GROUP — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
DEFINED PURPOSE CAPITAL LLC — (BERKELEY HEIGHTS, NJ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
55
KIMELMAN & BAIRD, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
55
BARES CAPITAL MANAGEMENT, INC. — shrank from 9 to 7 advisory reps. IAPD ↗
55
HALBERT HARGROVE — added office(s): 9 -> 15 additional locations. IAPD ↗
55
HBKS WEALTH ADVISORS — added office(s): 12 -> 13 additional locations. IAPD ↗
55
WAVERLY ADVISORS, LLC — added office(s): 25 -> 28 additional locations. IAPD ↗
55
VANDERBILT ADVISORY SERVICES — added office(s): 25 -> 43 additional locations. IAPD ↗
55
PINKERTON RETIREMENT SPECIALISTS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
TORTOISE INVESTMENT MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
55
J. SAFRA ASSET MANAGEMENT CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗
55
HBW ADVISORY SERVICES LLC — added office(s): 47 -> 50 additional locations. IAPD ↗
55
PURE FINANCIAL ADVISORS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
55
SENDERO WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — added office(s): 10 -> 19 additional locations. IAPD ↗
55
BTG PACTUAL ASSET MANAGEMENT US , LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
55
VIVALDI CAPITAL MANAGEMENT LP — added office(s): 4 -> 5 additional locations. IAPD ↗
55
RMR WEALTH BUILDERS, INC. — added office(s): 24 -> 25 additional locations. IAPD ↗
55
KEYSTONE FINANCIAL GROUP, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
55
COMPOUND PLANNING — added office(s): 40 -> 44 additional locations. IAPD ↗
55
GLOBAL STRATEGIC INVESTMENT SOLUTIONS — added office(s): 0 -> 2 additional locations. IAPD ↗
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 35 -> 40 additional locations. IAPD ↗
55
THE FIDUCIARY ALLIANCE — added office(s): 15 -> 18 additional locations. IAPD ↗
55
CRESSET ASSET MANAGEMENT, LLC — added office(s): 22 -> 25 additional locations. IAPD ↗
55
CX INSTITUTIONAL, LLC — added office(s): 8 -> 11 additional locations. IAPD ↗
55
PMA ASSET MANAGEMENT, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
55
QUOTIENT WEALTH PARTNERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
55
IFC ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — shrank from 41 to 17 advisory reps. IAPD ↗
53
ACT ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
53
MGO PRIVATE WEALTH, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
HEDONOVA ADVISORS LLC — shrank from 16 to 11 advisory reps. IAPD ↗
53
FINANCIAL CONSULATE — added office(s): 3 -> 13 additional locations. IAPD ↗
53
NORTHSTAR ASSET MANAGEMENT INC — added office(s): 0 -> 3 additional locations. IAPD ↗
53
CAMARDA WEALTH ADVISORY GROUP — added office(s): 5 -> 7 additional locations. IAPD ↗
53
PLANNING DIRECTIONS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
53
MARIN WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SEVEN SPRINGS WEALTH GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
53
HOPWOOD FINANCIAL SERVICES, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
53
PERENNIAL ADVISORS GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
NVEST FINANCIAL, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
53
FINANCIAL PERSPECTIVES — added office(s): 0 -> 3 additional locations. IAPD ↗
53
Q3 ASSET MANAGEMENT CORPORATION — added office(s): 2 -> 3 additional locations. IAPD ↗
53
STRATEGIC FINANCIAL CONCEPTS, LLC — added office(s): 24 -> 25 additional locations. IAPD ↗
53
SECURE ASSET MANAGEMENT, L.L.C. — added office(s): 20 -> 21 additional locations. IAPD ↗
53
JACKSON WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
DENTIST ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
53
IRONVIEW CAPITAL MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
53
VISIONARY HORIZONS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
53
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SMART MONEY GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 18 -> 19 additional locations. IAPD ↗
53
CONVERGENCE FINANCIAL — added office(s): 8 -> 9 additional locations. IAPD ↗
53
MIDWEST HERITAGE FINANCIAL ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
53
ATTESSA CAPITAL LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
53
ELK RIVER WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
53
SERENITY INVESTMENT ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
53
OLDE WEALTH MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
53
MOTIVE WEALTH ADVISORS, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
53
VESTGEN ADVISORS, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
53
LRI INVESTMENTS — added office(s): 1 -> 3 additional locations. IAPD ↗
53
HEDONOVA ADVISORS LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
50
BARES CAPITAL MANAGEMENT, INC. — reported RAUM down 57% ($2.72B -> $1.17B). IAPD ↗
50
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
50
GUARDIAN WEALTH ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
FAMILY FINANCIAL — shrank from 4 to 2 advisory reps. IAPD ↗
50
SCHAEFFER FINANCIAL LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
50
PARKWORTH WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TURNER FINANCIAL GROUP, INC. — added office(s): 3 -> 5 additional locations. IAPD ↗
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
MAYA ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
PROSPETTIVA FINANCIAL — added office(s): 3 -> 4 additional locations. IAPD ↗
50
CLARITY INVESTMENTS + PLANNING LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
TRITON FINANCIAL GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
50
NOVUS ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
50
TENCAP WEALTH COACHING — added office(s): 10 -> 11 additional locations. IAPD ↗
50
SHORE POINT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
50
TRANSCEND ADVISOR GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
AVAIL INVESTMENT PARTNERS, LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
50
AXIM PLANNING & WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
50
BASE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
50
RETIREMENT FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
ACCELERATE RETIREMENT — added office(s): 10 -> 11 additional locations. IAPD ↗
50
MDRN CAPITAL — added office(s): 8 -> 9 additional locations. IAPD ↗
50
APERTURE ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 16 -> 18 additional locations. IAPD ↗
50
BLUE JEAN FINANCIAL LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
50
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
50
UNITING WEALTH PARTNERS — added office(s): 1 -> 4 additional locations. IAPD ↗
50
BEACON CAPITAL ADVISORY GROUP — added office(s): 0 -> 3 additional locations. IAPD ↗
50
PCM ENCORE, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
48
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — reported RAUM down 78% ($1.31B -> $287.8M). IAPD ↗
45
CLOCKWISE CAPITAL LLC — reported RAUM down 80% ($330.1M -> $67.3M). IAPD ↗
45
KEY WEALTH ADVISORS LLC — reported RAUM down 87% ($71.5M -> $9.3M). IAPD ↗
62
60
56
55
MINOT CAPITAL, LP — (BROOMFIELD, CO) left the SEC roster (was $2.13B RAUM, 2 reps). IAPD ↗institutional
55
POLLEN STREET CAPITAL (US) LLC — (AUSTIN, TX) left the SEC roster (was $1.01B RAUM, 2 reps). IAPD ↗institutional
55
TRASIMENE CAPITAL MANAGEMENT, LLC — (LAS VEGAS, NV) left the SEC roster (was $2.17B RAUM, 2 reps). IAPD ↗institutional
55
55
55
54
53
52
50
AQUILA INVESTMENT MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
50
ATALAYA CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $9.34B RAUM, 64 reps). IAPD ↗fund
50
APTITUDE INVESTMENT MANAGEMENT LP — (SEATTLE, WA) left the SEC roster (was $6.07B RAUM, 7 reps). IAPD ↗fund
50
50
CONCINNITY ADVISORS, LP — (location n/a) left the SEC roster (was $203.3M RAUM, 4 reps). IAPD ↗institutional
50
LAFAYETTE ADVISORS LLC — (NORFOLK, VA) left the SEC roster (was $41.5M RAUM, 5 reps). IAPD ↗institutional
50
ASPIRATION FUND ADVISER, LLC — (MARINA DEL REY, CA) left the SEC roster (was $147.0M RAUM, 1 reps). IAPD ↗institutional
50
FOUNDATIONAL RETIREMENT SOLUTIONS LLC — (location n/a) left the SEC roster (was $138.2M RAUM, 2 reps). IAPD ↗institutional
50
GOSHEN ROCK CAPITAL, LLC — (WAYNE, PA) left the SEC roster (was $116.5M RAUM, 3 reps). IAPD ↗institutional
50
50
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
50
3A PARTNERS, LLC — (COLUMBUS, OH) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
48
25 CAPITAL PARTNERS, LLC — (CHARLOTTE, NC) left the SEC roster (was $401.2M RAUM, 6 reps). IAPD ↗fund
48
BOW CAPITAL MANAGEMENT, LLC — (MENLO PARK, CA) left the SEC roster (was $591.4M RAUM, 5 reps). IAPD ↗fund
48
48
CGI INVESTMENT MANAGEMENT LLC — (CORAL GABLES, FL) left the SEC roster (was $950.6M RAUM, 8 reps). IAPD ↗fund
48
ANNAPURNA CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) left the SEC roster (was $267.2M RAUM, 4 reps). IAPD ↗fund
45
MITCHELL PORTFOLIO MANAGEMENT, L.P. — (COSTA MESA, CA) left the SEC roster (was $163.0M RAUM, 2 reps). IAPD ↗fund
45
COTTON CREEK CAPITAL MANAGEMENT, LLC — (DALLAS, TX) left the SEC roster (was $1.2M RAUM, 2 reps). IAPD ↗fund
45
YARRA SQUARE PARTNERS LP — (NEW YORK, NY) left the SEC roster (was $145.9M RAUM, 3 reps). IAPD ↗fund
45
43
40
40
40
40
40
40
38
38
38
38
37
35
35
THOMASLLOYD CLIMATE SOLUTIONS LLC — reported RAUM down 84% ($946.0M -> $148.0M). IAPD ↗institutional
35
MANIYAR CAPITAL ADVISORS UK LTD. — (LONDON, United Kingdom) left the SEC roster (was $1.52B RAUM, 14 reps). IAPD ↗foreign
35
35
33
30
30
30
GRAYHAWK WEALTH US INC. — (CALGARY, ALBERTA, Canada) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗foreign
15
15
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.