← Tributary

Recruiting & transitions — September 2024

Recruiters, transition consultants, and firms hiring advisors.

200 firms opened this window in the September 2024 SEC roster: 98 new office, 53 deregistered, 33 headcount up, 10 headcount down, 6 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
COLDSTREAM WEALTH MANAGEMENT — grew from 125 to 141 advisory reps. IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
85
THE COLONY GROUP, LLC — grew from 630 to 660 advisory reps. IAPD ↗
$21.47B RAUM · 660 reps · 617-723-8200
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 122 to 138 advisory reps. IAPD ↗
$11.29B RAUM · 138 reps · 312-334-7300
77
503 CAPITAL PARTNERS, LLC — grew from 1 to 10 advisory reps. IAPD ↗
$382.0M RAUM · 10 reps · 913-279-0177 · 503capitalpartners.com
76
ORBA WEALTH ADVISORS, LLC — grew from 8 to 16 advisory reps. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
76
TRB WEALTH MANAGEMENT, LLC — grew from 8 to 14 advisory reps. IAPD ↗
$1.19B RAUM · 14 reps · 832-810-3565 · trb.bank
75
BOULAY FINANCIAL ADVISORS, LLC — grew from 22 to 27 advisory reps. IAPD ↗
$2.13B RAUM · 27 reps · 952-893-9320
75
SANCTUARY ADVISORS, LLC — grew from 314 to 319 advisory reps. IAPD ↗
$22.02B RAUM · 319 reps · 317-975-7729
73
EQUITA FINANCIAL NETWORK, INC. — grew from 8 to 13 advisory reps. IAPD ↗
$283.1M RAUM · 13 reps · 800.604.0176
72
WEALTHCARE CAPITAL PARTNERS, LLC — grew from 1 to 8 advisory reps. IAPD ↗
$160.6M RAUM · 8 reps · 804.644.4711
71
INVESTOR FAN — grew from 7 to 10 advisory reps. IAPD ↗
$255.4M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
71
WHITAKER-MYERS WEALTH MANAGERS, LTD. — grew from 10 to 13 advisory reps. IAPD ↗
$513.0M RAUM · 13 reps · (330) 345-5000 · whitaker-myers.com
70
FAMILY LEGACY, INC. — grew from 10 to 12 advisory reps. IAPD ↗
$300.1M RAUM · 12 reps · (864) 233-0808 · familylegacyinc.com
70
LAUREL WEALTH ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$860.4M RAUM · 6 reps · 704-927-4379
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. — grew from 6 to 8 advisory reps. IAPD ↗
$702.7M RAUM · 8 reps · 616-361-9308 · hnwealthadvisors.com
70
INTEGRAL WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
$497.1M RAUM · 5 reps · 209-633-3101
70
OASIS WEALTH PLANNING ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
$254.4M RAUM · 7 reps · (615) 933-3314 · oasiswealthplanning.com
70
FORTITUDE FAMILY OFFICE — grew from 7 to 9 advisory reps. IAPD ↗
$505.2M RAUM · 9 reps · (602) 834-0089
70
EIGHT 31 FINANCIAL, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$350.5M RAUM · 4 reps · 432-282-0251
70
TC43 LLC — grew from 6 to 8 advisory reps. IAPD ↗
$311.7M RAUM · 8 reps · 917-363-7217
69
XYPN INVEST — grew from 10 to 14 advisory reps. IAPD ↗
$133.3M RAUM · 14 reps · (360) 301-7579 · newleaffinancialguidance.com
68
TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT — grew from 9 to 12 advisory reps. IAPD ↗
$169.5M RAUM · 12 reps · 317-350-4255 · tsnwealth.com
68
MORALIS TECHNOLOGIES, LLC — grew from 7 to 10 advisory reps. IAPD ↗
$17.2M RAUM · 10 reps · 833-730-3700 · aquinaswealth.com
67
COLE WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$143.1M RAUM · 5 reps · 480-275-6354 · colewealthmanagement.com
67
WYZE WEALTH ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$219.0M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
65
TRIAD ADVISORS, LLC — (ATLANTA, GA) left the SEC roster (was $1.11B RAUM, 89 reps). IAPD ↗
$1.11B RAUM · 89 reps · 800-720-4003 · mc2wealthsolutions.com
65
ARNERICH MASSENA, INC. — (PORTLAND, OR) left the SEC roster (was $1.73B RAUM, 9 reps). IAPD ↗
$1.73B RAUM · 9 reps · 503-239-0475 · am-a.com
65
STRATEGIC WEALTH PARTNERS — (DEERFIELD, IL) left the SEC roster (was $3.48B RAUM, 22 reps). IAPD ↗
$3.48B RAUM · 22 reps · (224) 632-1600
65
HIGHMORE GROUP — (NEW YORK, NY) left the SEC roster (was $2.83B RAUM, 6 reps). IAPD ↗
$2.83B RAUM · 6 reps · 212-255-2221
65
RELATIVE VALUE PARTNERS, LLC — (NORTHBROOK, IL) left the SEC roster (was $2.57B RAUM, 16 reps). IAPD ↗
$2.57B RAUM · 16 reps · 847-513-6300 · rvpllc.com
65
CORNERSTONE WEALTH STRATEGIES, INC. — (KENNEWICK, WA) left the SEC roster (was $1.01B RAUM, 10 reps). IAPD ↗
$1.01B RAUM · 10 reps · 509-396-0588
63
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC — (PORTLAND, OR) left the SEC roster (was $990.9M RAUM, 471 reps). IAPD ↗
$990.9M RAUM · 471 reps · 971-353-7800 · dcarbiener.stewardpartnersis.com
63
TRANSITIONS WEALTH MANAGEMENT, LLC — (DENVER, CO) left the SEC roster (was $478.4M RAUM, 5 reps). IAPD ↗
$478.4M RAUM · 5 reps · 303-221-4867 · transitionswm.com
63
GREYLIN INVESTMENT MANAGEMENT — (location n/a) left the SEC roster (was $641.7M RAUM, 1 reps). IAPD ↗
$641.7M RAUM · 1 reps · 540-661-0191
63
FINANCIAL MANAGEMENT SERVICES — (location n/a) left the SEC roster (was $280.3M RAUM, 1 reps). IAPD ↗
$280.3M RAUM · 1 reps · 214-505-1170 · financialmgmtsvcs.com
63
SCHMIDT FINANCIAL GROUP, INC. — (KIRKLAND, WA) left the SEC roster (was $475.2M RAUM, 3 reps). IAPD ↗
$475.2M RAUM · 3 reps · 425-893-9195 · schmidtadvantage.com
63
W.P. STEWART ASSET MANAGEMENT LTD. — (NASHVILLE, TN) left the SEC roster (was $266.0M RAUM, 0 reps). IAPD ↗
$266.0M RAUM · 0 reps · 615-622-0000
63
VANTAGE FINANCIAL PARTNERS LIMITED — (ARLINGTON HEIGHTS, IL) left the SEC roster (was $572.4M RAUM, 9 reps). IAPD ↗
$572.4M RAUM · 9 reps · 847-590-9191
63
DERBEND ASSET MANAGEMENT — (PEACHTREE CITY, GA) left the SEC roster (was $290.1M RAUM, 4 reps). IAPD ↗
$290.1M RAUM · 4 reps · 770-631-4007
63
SOCIUS FAMILY OFFICE, LLC — (FORT LAUDERDALE, FL) left the SEC roster (was $915.0M RAUM, 7 reps). IAPD ↗
$915.0M RAUM · 7 reps · 561-404-0484 · socius.com
63
BYRON FINANCIAL, LLC — (CHARLOTTE, NC) left the SEC roster (was $600.2M RAUM, 2 reps). IAPD ↗
$600.2M RAUM · 2 reps · 704-442-4402 · byronfin.com
63
FINANCIAL LIFE FOCUS, LLC — (PHILADELPHIA, PA) left the SEC roster (was $379.4M RAUM, 7 reps). IAPD ↗
$379.4M RAUM · 7 reps · (973) 533-0666 · financial-lifefocus.com
63
RAIN CAPITAL MANAGEMENT — (LAKE OSWEGO, OR) left the SEC roster (was $379.0M RAUM, 3 reps). IAPD ↗
$379.0M RAUM · 3 reps · 503-822-1700 · raincapital.com
63
SOLANO WEALTH MANAGEMENT, INC. — (FAIRFIELD, CA) left the SEC roster (was $322.3M RAUM, 4 reps). IAPD ↗
$322.3M RAUM · 4 reps · 707-435-8400 · solanowealth.com
63
WEALTH MANAGEMENT SOLUTIONS — (EXTON, PA) left the SEC roster (was $388.9M RAUM, 4 reps). IAPD ↗
$388.9M RAUM · 4 reps · 610-524-7031 · wmsplan.com
63
EMFO, LLC — (WESTON, FL) left the SEC roster (was $501.7M RAUM, 7 reps). IAPD ↗
$501.7M RAUM · 7 reps · 954-385-9624 · emeraldfamilyoffice.com
63
RATIO WEALTH GROUP LLC — (DENVER, CO) left the SEC roster (was $577.2M RAUM, 6 reps). IAPD ↗
$577.2M RAUM · 6 reps · 720-420-4863 · ratiowealthgroup.com
63
TMD WEALTH MANAGEMENT — (SCOTTSDALE, AZ) left the SEC roster (was $780.8M RAUM, 6 reps). IAPD ↗
$780.8M RAUM · 6 reps · 602-279-2020
60
CANON CAPITAL INVESTMENT ADVISORY — (HARLEYSVILLE, PA) left the SEC roster (was $210.5M RAUM, 7 reps). IAPD ↗
$210.5M RAUM · 7 reps · 215-723-4881 · canoncapital.com
60
LEGACY ASSET MANAGEMENT, INC. — (HOUSTON, TX) left the SEC roster (was $161.7M RAUM, 3 reps). IAPD ↗
$161.7M RAUM · 3 reps · 713-355-7171
60
TLS ADVISORY SERVICES, INC. — (TOWSON, MD) left the SEC roster (was $154.6M RAUM, 0 reps). IAPD ↗
$154.6M RAUM · 0 reps · 410-825-1295 · tlsadvisoryservices.com
60
JASMIJN CAPITAL MANAGEMENT, LLC — (HIGHLAND, UT) left the SEC roster (was $69.9M RAUM, 2 reps). IAPD ↗
$69.9M RAUM · 2 reps · 303-991-6409 · agiliswealth.com
60
ADAMS FINANCIAL CONCEPTS, LLC — (SEATTLE, WA) left the SEC roster (was $60.4M RAUM, 2 reps). IAPD ↗
$60.4M RAUM · 2 reps · 206-903-1019 · adamsfinancialconcepts.com
60
COLUMN CAPITAL ADVISORS, LLC — (INDIANAPOLIS, IN) left the SEC roster (was $0 RAUM, 22 reps). IAPD ↗
$0 RAUM · 22 reps · 317-663-6500
60
VUEFOLIO, INC — (location n/a) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 650-813-9624 · vuefolio.com
60
ACUITY WEALTH MANAGEMENT ADVISORS — (LEXINGTON, KY) left the SEC roster (was $101.4M RAUM, 1 reps). IAPD ↗
$101.4M RAUM · 1 reps · 859-492-7405
60
MARTORELL CAPITAL PARTNERS, LLC — (GREENWICH, CT) left the SEC roster (was $18.0M RAUM, 1 reps). IAPD ↗
$18.0M RAUM · 1 reps · 619-708-2752 · martorellcapitalpartners.com
60
WESTFIELD FINANCIAL PLANNING — (WESTFIELD, NJ) left the SEC roster (was $190.8M RAUM, 2 reps). IAPD ↗
$190.8M RAUM · 2 reps · 908-379-2706 · twitter.com.markfswinglecfp
60
RETURN ADVISORS INC — (location n/a) left the SEC roster (was $49.0M RAUM, 1 reps). IAPD ↗
$49.0M RAUM · 1 reps · 917-495-5376
60
VERIDIEN GLOBAL INVESTORS LLC — (DARIEN, CT) left the SEC roster (was $23.2M RAUM, 3 reps). IAPD ↗
$23.2M RAUM · 3 reps · 888-318-0133 · veridienglobalinvestors.com
60
HIGHLANDS INVESTMENT MANAGEMENT — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 786 910-6009 · wm-advisors.com
60
SEMLER ADVISING — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 6097423254 · semleradvising.com
60
DLK INVESTMENT ADVISORS, LLC — (MERCER ISLAND, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 206.203.0010
60
CORAL REEF ADVISORS LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $52.7M RAUM, 2 reps). IAPD ↗
$52.7M RAUM · 2 reps · 904-582-5449
60
EMBARCADERO CAPITAL ADVISORS — (LAGUNA HILLS, CA) left the SEC roster — its 120-day provisional registration did not convert (was $40.0M RAUM, 2 reps). IAPD ↗
$40.0M RAUM · 2 reps · 949-371-9796 · embarcaderocapitaladvisors.com
60
CONSTANT — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 332-900-7227 · useconstant.com
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — added office(s): 7 -> 8 additional locations. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 10 -> 14 additional locations. IAPD ↗
$6.17B RAUM · 60 reps · 800-344-3435
55
COLDSTREAM WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
55
BEACON POINTE ADVISORS, LLC — added office(s): 26 -> 52 additional locations. IAPD ↗
$31.28B RAUM · 296 reps · 949-718-1600
55
PERIGON WEALTH MANAGEMENT, LLC — added office(s): 41 -> 44 additional locations. IAPD ↗
$6.94B RAUM · 77 reps · (877) 977-2555
55
PROSPERITY - AN EISNERAMPER COMPANY — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
55
MOUNT YALE INVESTMENT ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$2.19B RAUM · 20 reps · 303-382-2880
55
PYA WALTMAN CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.03B RAUM · 9 reps · 865-693-6301
55
THE COLONY GROUP, LLC — added office(s): 34 -> 92 additional locations. IAPD ↗
$21.47B RAUM · 660 reps · 617-723-8200
55
THE PATRIOT FINANCIAL GROUP, LLC — added office(s): 27 -> 28 additional locations. IAPD ↗
$2.12B RAUM · 50 reps · 508-251-6100
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 29 -> 35 additional locations. IAPD ↗
$11.29B RAUM · 138 reps · 312-334-7300
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 27 -> 29 additional locations. IAPD ↗
$1.79B RAUM · 39 reps · 205-313-9142
55
VIDENT ASSET MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$8.99B RAUM · 6 reps · 404-267-1501 · videntam.com
55
CRESSET ASSET MANAGEMENT, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$52.51B RAUM · 133 reps · 312-429-2400 · cressetpartners.com
55
STEPHENS GROUP ASSET MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.14B RAUM · 4 reps · 501-246-7500 · sgassetmgt.com
55
ROBERTSON STEPHENS — added office(s): 23 -> 24 additional locations. IAPD ↗
$4.93B RAUM · 51 reps · 415-500-6810 · divorceplanningofaustin.com
55
SUMMIT FINANCIAL, LLC — added office(s): 40 -> 47 additional locations. IAPD ↗
$8.02B RAUM · 73 reps · 973-285-3600
55
EVOKE ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$26.69B RAUM · 27 reps · 424-372-1775 · evokewealth.com
55
CYNDEO WEALTH PARTNERS — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.00B RAUM · 11 reps · (727) 472-3700 · cyndeowp.com
55
JOURNEY STRATEGIC WEALTH LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$3.07B RAUM · 12 reps · (201) 905-0070 · journeysw.com
55
ARS WEALTH ADVISORS — added office(s): 1 -> 3 additional locations. IAPD ↗
$1.27B RAUM · 13 reps · 727-322-7681 · focusfinancialpartners.com
55
MODERN WEALTH MANAGEMENT, LLC — added office(s): 9 -> 14 additional locations. IAPD ↗
$2.07B RAUM · 36 reps · 913-393-1000 · modwm.com
55
SYNTRINSIC LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
53
MITCHELL CAPITAL MANAGEMENT CO — shrank from 8 to 6 advisory reps. IAPD ↗
$762.7M RAUM · 6 reps · 913-428-3222 · mitchcap.com
53
ALPHAQ ADVISORS — shrank from 6 to 2 advisory reps. IAPD ↗
$332.5M RAUM · 2 reps · 407-982-4550 · alphaqadvisors.com
53
TRUE WEALTH DESIGN, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
$561.1M RAUM · 7 reps · (330) 777-0688
53
EATON FINANCIAL GROUP — shrank from 9 to 2 advisory reps. IAPD ↗
$432.8M RAUM · 2 reps · 954-575-9323
53
RICHMOND INVESTMENT SERVICES LLC — shrank from 22 to 11 advisory reps. IAPD ↗
$365.8M RAUM · 11 reps · 262-242-4200
53
THE ADVISORY GROUP OF SAN FRANCISCO, LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$831.4M RAUM · 4 reps · 415-977-1200
53
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$453.1M RAUM · 3 reps · 860-430-9766
53
VOISARD ASSET MANAGEMENT GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$379.8M RAUM · 5 reps · 616-988-5778
53
FINANCIAL & TAX ARCHITECTS, LLC — added office(s): 17 -> 18 additional locations. IAPD ↗
$409.9M RAUM · 23 reps · 314-858-1122 · scoutfinancialgroup.com
53
COLTON GROOME FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$350.8M RAUM · 9 reps · 828-252-1816 · coltongroome.com
53
WOMACK WEALTH MANAGEMENT, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$329.8M RAUM · 5 reps · 888-314-5554
53
INVESTOR FAN — added office(s): 8 -> 9 additional locations. IAPD ↗
$255.4M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
53
FORMIDABLE ASSET MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$886.8M RAUM · 12 reps · 513-655-5566 · formidableam.com
53
OMNIA FAMILY WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$759.7M RAUM · 5 reps · 305-602-9080
53
B.O.S.S. RETIREMENT ADVISORS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055 · getmorewithboss.com
53
BROWN EDWARDS WEALTH STRATEGIES — added office(s): 11 -> 12 additional locations. IAPD ↗
$272.2M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com
53
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — added office(s): 20 -> 21 additional locations. IAPD ↗
$270.2M RAUM · 19 reps · 860.973.3214
53
EQUITA FINANCIAL NETWORK, INC. — added office(s): 1 -> 13 additional locations. IAPD ↗
$283.1M RAUM · 13 reps · 800.604.0176
53
OASIS WEALTH PLANNING ADVISORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$254.4M RAUM · 7 reps · (615) 933-3314 · oasiswealthplanning.com
53
TCP ASSET MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$641.8M RAUM · 19 reps · 614-761-9378 · tcpasset.com
53
WHITAKER-MYERS WEALTH MANAGERS, LTD. — added office(s): 22 -> 23 additional locations. IAPD ↗
$513.0M RAUM · 13 reps · (330) 345-5000 · whitaker-myers.com
53
INVICTA FINANCIAL GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$251.0M RAUM · 10 reps · 928-344-8000 · invictafg.com
53
TRIVIUM POINT ADVISORY, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$716.2M RAUM · 14 reps · (203) 221-3085
53
SIGNAL ADVISORS WEALTH, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$465.3M RAUM · 5 reps · 1-866-774-4625
53
TOWER WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$307.9M RAUM · 3 reps · (570) 524-7200
53
CEDRUS LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$651.1M RAUM · 17 reps · 720-724-2170 · cedrusfinancial.com
53
SAVVY — added office(s): 10 -> 11 additional locations. IAPD ↗
$401.3M RAUM · 10 reps · 833-745-6789
53
TWIN PEAKS WEALTH ADVISORS — added office(s): 2 -> 8 additional locations. IAPD ↗
$318.5M RAUM · 7 reps · (650) 200-0308 · twinpwa.com
53
UNITED ADVISOR GROUP — added office(s): 18 -> 22 additional locations. IAPD ↗
$578.8M RAUM · 28 reps · 888.242.4912 · uagria.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$250.9M RAUM · 21 reps · 614-846-6000
53
CURIO WEALTH, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$330.7M RAUM · 6 reps · 410-449-2599 · curiowealth.com
53
NAPLES WEALTH PLANNING — added office(s): 0 -> 1 additional locations. IAPD ↗
$466.7M RAUM · 12 reps · 239-330-4183 · napleswealthplanning.com
53
HS WEALTH PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$366.5M RAUM · 3 reps · 505-717-1680 · hswealthpartners.com
53
ONE WEALTH CAPITAL MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$270.6M RAUM · 6 reps · 855-663-9584
50
ORIGIN INVESTMENT ADVISORY LLC — shrank from 72 to 52 advisory reps. IAPD ↗
$896,331 RAUM · 52 reps · 6172273825 · useorigin.com
50
PALOUSE CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$228.6M RAUM · 3 reps · (509)624-5591 · palousecap.com
50
FARROW FINANCIAL INC — added office(s): 0 -> 3 additional locations. IAPD ↗
$227.9M RAUM · 1 reps · 802-728-4287 · farrowfinancial.com
50
JDM FINANCIAL GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$245.2M RAUM · 3 reps · (310) 479-4122 · jdmfinance.com
50
C.W. O'CONNER WEALTH ADVISORS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$214.7M RAUM · 3 reps · 770-368-9919 · cwoconner.com
50
ALLEN CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$179.3M RAUM · 4 reps · 503-292-1041 · allencapital.com
50
KRUSEN CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$213.6M RAUM · 2 reps · 561-370-7439 · krusencapital.com
50
CONTINUUM WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$207.1M RAUM · 4 reps · 518-583-4050
50
WORTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$179.3M RAUM · 11 reps · 704-731-0121 · coachnetworth.com
50
TOTAL WEALTH PLANNING AND MANAGEMENT, INC. — added office(s): 7 -> 8 additional locations. IAPD ↗
$178.3M RAUM · 9 reps · (866) 568-0003
50
HANSEN & ASSOCIATES FINANCIAL GROUP INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$204.5M RAUM · 2 reps · (916) 706-1234
50
MODERN CAPITAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$30.1M RAUM · 1 reps · 212-531-5600 · modern.net
50
11 FINANCIAL — added office(s): 17 -> 19 additional locations. IAPD ↗
$12.4M RAUM · 6 reps · (936) 899-5629
50
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY — added office(s): 0 -> 1 additional locations. IAPD ↗
$164.1M RAUM · 12 reps · 866-929-3258 · walserwealth.com
50
NICHOLAS WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$203.1M RAUM · 6 reps · 404-890-5606
50
GUGGENHEIM WEALTH SOLUTIONS, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 0 reps · 310-576-1270 · guggenheimpartners.com
50
FOUR FINANCIAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$119.8M RAUM · 6 reps · 734-272-4322
50
RIDGELINE WEALTH ADVISORS, LLC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$117.7M RAUM · 3 reps · 919-782-0494 · ridgelinewealthadvisors.com
50
BAYBRIDGE CAPITAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$169.4M RAUM · 4 reps · (888) 440-2224 · baybridgecg.com
50
GIBSON WEALTH ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$140.1M RAUM · 2 reps · 214-347-7475 · gibsonwealthadvisors.com
50
XYPN INVEST — added office(s): 10 -> 14 additional locations. IAPD ↗
$133.3M RAUM · 14 reps · (360) 301-7579 · newleaffinancialguidance.com
50
SCHOLAR FINANCIAL ADVISING, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$0 RAUM · 7 reps · (336) 360-6833 · scholarfinancialadvising.com
50
PORTUS WEALTH ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$136.6M RAUM · 3 reps · 704-936-0084 · portusadvisors.com
50
BROWNLEE WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$212.0M RAUM · 3 reps · 281-377-3170 · brownleewealthmanagement.com
50
CHIRON CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$223.7M RAUM · 3 reps · 850-775-1939 · chironcapital.com
50
WEALTHSPAN INVESTMENT MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.2M RAUM · 3 reps · 616-655-1696
50
THEPARTNERS WEALTH MANAGEMENT — added office(s): 3 -> 6 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · centralcoastfm.com
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 12 -> 13 additional locations. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · buildyourblueprint.com
50
DISCIPLINE WEALTH SOLUTIONS, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$93.0M RAUM · 3 reps · 864-322-6046 · stahlneckergroup.com
50
ONEASCENT FAMILY OFFICES — added office(s): 2 -> 3 additional locations. IAPD ↗
$93.8M RAUM · 2 reps · (205) 313-9142 · sovereignfamilyoffice.co
50
BULL HARBOR CAPITAL LLC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.9M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com
50
FOGUTH WEALTH MANAGEMENT, LLC. — added office(s): 7 -> 9 additional locations. IAPD ↗
$237.0M RAUM · 10 reps · (810) 522-5650
50
DIGITAL WEALTH PARTNERS — added office(s): 0 -> 4 additional locations. IAPD ↗
$0 RAUM · 2 reps · 307-214-0780
50
MKT AND ASSOCIATES LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.0M RAUM · 1 reps · 253-252-2359
50
HAMPTON ROCK WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 512-256-9272
45
ACCELERATED WEALTH ADVISORS LLC — reported RAUM down 29% ($303.8M -> $216.9M). IAPD ↗
$216.9M RAUM · 4 reps · 719-466-5631
45
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM down 40% ($114.2M -> $69.0M). IAPD ↗
$69.0M RAUM · 4 reps · 702-906-0940
45
BESPOKE ADVISORY — reported RAUM down 70% ($372.6M -> $111.0M). IAPD ↗
$111.0M RAUM · 4 reps · 877-777-6845 · bespokeadvisory.io
72
DURATION CAPITAL PARTNERS LLC — grew from 2 to 14 advisory reps. IAPD ↗institutional
$3.34B RAUM · 14 reps · (646) 303-7130 · durationcapitalpartners.com
65
DIAMETER PRINCIPAL FINANCE LLC — grew from 39 to 46 advisory reps. IAPD ↗institutional
$622.9M RAUM · 46 reps · 212-665-1400 · diametercap.com
63
SIMPLIFY ASSET MANAGEMENT INC. — grew from 10 to 13 advisory reps. IAPD ↗institutional
$4.66B RAUM · 13 reps · 646-585-0476 · simplify.us
62
SIXTH STREET ADVISERS, LLC — grew from 277 to 284 advisory reps. IAPD ↗fund
$70.98B RAUM · 284 reps · 469-621-3001
61
DIAMETER CAPITAL PARTNERS LP — grew from 50 to 56 advisory reps. IAPD ↗fund
$18.31B RAUM · 56 reps · 212-655-1400 · diametercap.com
56
AGELLUS CAPITAL, LLC — grew from 2 to 5 advisory reps. IAPD ↗fund
$410.0M RAUM · 5 reps · 314-408-5600
55
ABRDN ETFS ADVISORS LLC — (PHILADELPHIA, PA) left the SEC roster (was $1.04B RAUM, 2 reps). IAPD ↗institutional
$1.04B RAUM · 2 reps · 215-405-5700 · abrdn.com
55
SEGANTII CAPITAL MANAGEMENT (USA) LLC — (NEW YORK CITY, NY) left the SEC roster (was $11.10B RAUM, 12 reps). IAPD ↗institutional
$11.10B RAUM · 12 reps · +1 212 818 8900
53
YOUR OCIO — (SANTA MONICA, CA) left the SEC roster (was $315.1M RAUM, 1 reps). IAPD ↗institutional
$315.1M RAUM · 1 reps · 310-471-0640
52
EMBLEM GROUP, L.P. — grew from 2 to 4 advisory reps. IAPD ↗fund
$191.9M RAUM · 4 reps · 781-208-2409 · emblem.investments
50
HCAP ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $128.9M RAUM, 4 reps). IAPD ↗institutional
$128.9M RAUM · 4 reps · 212-906-3589 · harvestcapitalcredit.com
50
SUBVERSIVE CAPITAL ADVISOR LLC — (location n/a) left the SEC roster (was $31.1M RAUM, 2 reps). IAPD ↗institutional
$31.1M RAUM · 2 reps · 212-461-4825
50
BAR POINT MANAGEMENT LIMITED PARTNERSHIP — (BOSTON, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 617-466-7749
50
GLADE ARCH CAPITAL LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 646-948-1900 · gladearchlp.com
48
V3 CAPITAL MANAGEMENT, L.P. — (WHITE PLAINS, NY) left the SEC roster (was $639.4M RAUM, 4 reps). IAPD ↗fund
$639.4M RAUM · 4 reps · 212-421-7548 · v3capmgmt.com
48
COMMONWEALTH ASSET MANAGEMENT LP — (LOS ANGELES, CA) left the SEC roster (was $911.6M RAUM, 6 reps). IAPD ↗fund
$911.6M RAUM · 6 reps · 424-363-0170 · cwamgroup.com
48
PHAEACIAN PARTNERS LLC — (EL SEGUNDO, CA) left the SEC roster (was $640.6M RAUM, 6 reps). IAPD ↗fund
$640.6M RAUM · 6 reps · 203-604-1550 · phaeacianpartners.com
45
BHZ CAPITAL MANAGEMENT, LP — (SAN JOSE, CA) left the SEC roster (was $153.0M RAUM, 4 reps). IAPD ↗fund
$153.0M RAUM · 4 reps · 408-998-5438 · bhzcapital.com
45
ASCENDANCE ASSET MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗fund
$0 RAUM · 3 reps · 646-206-4119
45
DURATION CAPITAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$3.34B RAUM · 14 reps · (646) 303-7130 · durationcapitalpartners.com
43
AQUILA INVESTMENT MANAGEMENT LLC — shrank from 10 to 5 advisory reps. IAPD ↗institutional
$615.9M RAUM · 5 reps · 212-697-6666 · aquilafunds.com
43
PL3 CAPITAL LP — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$300.7M RAUM · 1 reps · 917-484-0819
43
SOPHRON CAPITAL MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$251.7M RAUM · 2 reps · 212-970-9451
40
GOLDBERG LINDSAY & CO. LLC — shrank from 41 to 34 advisory reps. IAPD ↗fund
$9.41B RAUM · 34 reps · 212-651-1100 · lindsaygoldbergllc.com
40
PGIA — shrank from 3 to 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 312-702-0696 · perpetual.com
40
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 9 to 11 advisory reps. IAPD ↗foreign
$632.0M RAUM · 11 reps · 65 6297 6811 · asia.smd-am.com
40
III CAPITAL MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$39.51B RAUM · 8 reps · 561-544-4600 · iiicm.com
40
HQ CAPITAL PRIVATE EQUITY LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$7.77B RAUM · 21 reps · 212-863-2300
40
I SQUARED CAPITAL ADVISORS (US) LLC — added office(s): 0 -> 8 additional locations. IAPD ↗fund
$47.87B RAUM · 196 reps · (786) 693-5700 · isquaredcapital.com
40
KENNEDY LEWIS MANAGEMENT LP — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$8.97B RAUM · 38 reps · 212-782-3480
40
CAPROCK PARTNERS MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.68B RAUM · 15 reps · 949-342-8000 · caprock-partners.com
40
KRANE CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$15.2M RAUM · 5 reps · 212-933-0393 · kranecapitalmanagement.com
40
MIDBRIDGE ADVISORS LP — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 12 reps · 303-454-5453
38
AQUILA INVESTMENT MANAGEMENT LLC — reported RAUM down 70% ($2.09B -> $615.9M). IAPD ↗institutional
$615.9M RAUM · 5 reps · 212-697-6666 · aquilafunds.com
38
TORONADO PARTNERS LLC — shrank from 5 to 1 advisory reps. IAPD ↗fund
$335.9M RAUM · 1 reps · 415-969-8681
38
INCA INVESTMENTS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$486.0M RAUM · 7 reps · 305-722-4300 · incainvestments.com
38
VINCI PARTNERS USA — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$357.6M RAUM · 3 reps · 1 646 559 8000 · vincipartners.com
18
KEEL CAPITAL AB — reported RAUM down 29% ($713.6M -> $503.4M). IAPD ↗foreign
$503.4M RAUM · 6 reps · 46 84122245 · keelcapital.se
15
XY INVESTMENTS — reported RAUM down 70% ($107.0M -> $31.9M). IAPD ↗foreign
$31.9M RAUM · 1 reps · +852 3511 6033 · xy-inv.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.