← Tributary

Recruiting & transitions — June 2025

Recruiters, transition consultants, and firms hiring advisors.

177 firms opened this window in the June 2025 SEC roster: 81 new office, 54 deregistered, 26 headcount up, 11 headcount down, 5 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

83
ALPHACORE CAPITAL LLC — grew from 29 to 42 advisory reps. IAPD ↗
$6.06B RAUM · 42 reps · 858-875-4100
83
SANCTUARY ADVISORS, LLC — grew from 332 to 345 advisory reps. IAPD ↗
$27.70B RAUM · 345 reps · 317-975-7729 · mercer-wm.com
80
ROBINHOOD ASSET MANAGEMENT — grew from 6 to 47 advisory reps. IAPD ↗
$158.7M RAUM · 47 reps · 650-940-2700 EXT 31450
78
CS MCKEE — grew from 12 to 20 advisory reps. IAPD ↗
$10.31B RAUM · 20 reps · 412-566-1234 · csmckee.com
76
BAILARD, INC. — grew from 36 to 42 advisory reps. IAPD ↗
$6.54B RAUM · 42 reps · 650-571-5800
75
BRADLEY FOSTER & SARGENT INC — grew from 25 to 30 advisory reps. IAPD ↗
$7.68B RAUM · 30 reps · 860-527-8050 · bfsinvest.com
73
BERMAN MCALEER — grew from 11 to 14 advisory reps. IAPD ↗
$1.60B RAUM · 14 reps · 410-560-9960
71
BRAND ASSET MANAGEMENT GROUP, INC. — grew from 10 to 13 advisory reps. IAPD ↗
$930.4M RAUM · 13 reps · 636-532-7333
71
COMPASS FINANCIAL ADVISORY SERVICES, LLC — grew from 4 to 7 advisory reps. IAPD ↗
$443.8M RAUM · 7 reps · (386) 673-5191 · compassfinancial.us
70
INVESTMENT MANAGEMENT ASSOCIATES — grew from 2 to 4 advisory reps. IAPD ↗
$572.7M RAUM · 4 reps · 303-796-8333
70
THREE ARCH WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
$503.0M RAUM · 4 reps · (949) 400-7107 · threearchwealth.com
69
BALANCE WEALTH — grew from 4 to 8 advisory reps. IAPD ↗
$187.6M RAUM · 8 reps · (216) 965-5045 · balancewealth.com
69
STEADTRUST — grew from 1 to 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 972-876-8422 · concordfinancialgroup.com
68
INFLECTION CAPITAL MANAGEMENT, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$188.5M RAUM · 5 reps · 415-805-8682
67
LEWIS ASSET MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
$214.3M RAUM · 5 reps · 925-284-4033 · lewisam.com
67
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 3 to 5 advisory reps. IAPD ↗
$164.2M RAUM · 5 reps · 866-785-5350 · retirewithlonestar.com
67
CAMBIENT FAMILY OFFICE, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (616) 330-2270
65
CALLAN CAPITAL, LLC — (LA JOLLA, CA) left the SEC roster (was $2.33B RAUM, 8 reps). IAPD ↗
$2.33B RAUM · 8 reps · 858-551-3800
65
FOUNDRY PARTNERS, LLC — (CLEVELAND, OH) left the SEC roster (was $2.05B RAUM, 10 reps). IAPD ↗
$2.05B RAUM · 10 reps · 612-376-2800 · foundrypartnersllc.com
65
TRANSFORM WEALTH, LLC — (GREENWOOD VILLAGE, CO) left the SEC roster (was $3.38B RAUM, 18 reps). IAPD ↗
$3.38B RAUM · 18 reps · 303-741-2560 · transformwealth.com
63
TAYLOR SECURITIES, INC. — (BRENTWOOD, TN) left the SEC roster (was $283.8M RAUM, 4 reps). IAPD ↗
$283.8M RAUM · 4 reps · 615-372-1356 · taylorwealthsolutions.com
63
SELWAY ASSET MANAGEMENT, INC. — (BOISE, ID) left the SEC roster (was $315.2M RAUM, 3 reps). IAPD ↗
$315.2M RAUM · 3 reps · 208-343-7556 · selwayinvest.com
63
BEACH INVESTMENT COUNSEL, INC — (WEST CONSHOHOCKEN, PA) left the SEC roster (was $981.7M RAUM, 6 reps). IAPD ↗
$981.7M RAUM · 6 reps · 610-940-1111
63
NBS FINANCIAL SERVICES, INC. — (WESTLAKE VILLAGE, CA) left the SEC roster (was $273.3M RAUM, 5 reps). IAPD ↗
$273.3M RAUM · 5 reps · 805.497.2497 · nbscompanies.com
63
WOLF GROUP CAPITAL ADVISORS — (FAIRFAX, VA) left the SEC roster (was $526.8M RAUM, 11 reps). IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
63
RIGGS CAPITAL MANAGEMENT, LLC — (AMERICAN FORK, UT) left the SEC roster (was $306.8M RAUM, 6 reps). IAPD ↗
$306.8M RAUM · 6 reps · 801-221-7923 · riggscapmgt.com
63
EVEREST CONSULTANTS, LLC — (SYRACUSE, NY) left the SEC roster (was $633.1M RAUM, 3 reps). IAPD ↗
$633.1M RAUM · 3 reps · 315-234-8173 · everestconsultants.net
63
MILLER EQUITY CAPITAL ADVISORS — (IRVING, TX) left the SEC roster (was $402.5M RAUM, 4 reps). IAPD ↗
$402.5M RAUM · 4 reps · (972) 490-4345 · mecadvisors.com
63
GENEX CONSULTING — (KIRKWOOD, MO) left the SEC roster (was $635.0M RAUM, 18 reps). IAPD ↗
$635.0M RAUM · 18 reps · 314-590-5900
63
BRAY CAPITAL ADVISORS, LLC — (NAPLES, FL) left the SEC roster (was $413.4M RAUM, 3 reps). IAPD ↗
$413.4M RAUM · 3 reps · 239-451-6008 · braycapitaladvisors.com
63
COOK WEALTH, LLC — (RALEIGH, NC) left the SEC roster (was $529.4M RAUM, 11 reps). IAPD ↗
$529.4M RAUM · 11 reps · (919) 784-9100
63
BOULEVARD FAMILY WEALTH — (BEVERLY HILLS, CA) left the SEC roster (was $933.0M RAUM, 3 reps). IAPD ↗
$933.0M RAUM · 3 reps · 877-556-5550 · boulevardfw.com
63
UNIONVIEW WEALTH PARTNERS — (SEATTLE, WA) left the SEC roster (was $291.5M RAUM, 3 reps). IAPD ↗
$291.5M RAUM · 3 reps · 206-708-1048 · unionviewwealthpartners.com
60
TRENT CAPITAL MANAGEMENT INC — (GREENSBORO, NC) left the SEC roster (was $140.9M RAUM, 1 reps). IAPD ↗
$140.9M RAUM · 1 reps · 336-282-9302
60
CROW FINANCIAL ADVISORS — (ALBUQUERQUE, NM) left the SEC roster (was $143.7M RAUM, 2 reps). IAPD ↗
$143.7M RAUM · 2 reps · 505-243-2281
60
BERSOT CAPITAL MANAGEMENT, LLC — (TIBURON, CA) left the SEC roster (was $186.2M RAUM, 2 reps). IAPD ↗
$186.2M RAUM · 2 reps · (415) 797-6925 · bersotcm.com
60
NAVIGEN WEALTH MANAGEMENT — (GREEN BAY, WI) left the SEC roster (was $187.8M RAUM, 2 reps). IAPD ↗
$187.8M RAUM · 2 reps · 920-676-3334 · navigenwealth.com
60
RH BUCHANAN — (ANCHORAGE, AK) left the SEC roster (was $165.2M RAUM, 2 reps). IAPD ↗
$165.2M RAUM · 2 reps · (907) 225-0833 · rhbuchanan.com
60
CABRERA, ENIER J — (location n/a) left the SEC roster (was $1.0M RAUM, 1 reps). IAPD ↗
$1.0M RAUM · 1 reps · 00584241162990
60
ADVANTAGE WEALTH ADVISORS — (ALAMO, CA) left the SEC roster (was $136.4M RAUM, 6 reps). IAPD ↗
$136.4M RAUM · 6 reps · (925) 837-1600 · advantagewealth.com
60
NABERS WEALTH LLC — (SCOTTSDALE, AZ) left the SEC roster (was $21.8M RAUM, 1 reps). IAPD ↗
$21.8M RAUM · 1 reps · 480-401-1787 · naberswealth.com
60
TAPP ENGINE ADVISORS LLC — (QUINCY, MA) left the SEC roster (was $15 RAUM, 2 reps). IAPD ↗
$15 RAUM · 2 reps · 617-221-6545
60
JACKSON & ASSOCIATES, INC. — (ALBUQUERQUE, NM) left the SEC roster (was $119.8M RAUM, 2 reps). IAPD ↗
$119.8M RAUM · 2 reps · 505-944-8404 · jacksonrfw.com
60
RADIANT GLOBAL INVESTORS LLC — (location n/a) left the SEC roster (was $53.3M RAUM, 4 reps). IAPD ↗
$53.3M RAUM · 4 reps · 925-899-3600
60
BRICKSTONE ADVISORS — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $1.6M RAUM, 1 reps). IAPD ↗
$1.6M RAUM · 1 reps · 954-944-9072 · brickstoneadvisors.com
60
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
60
STOCK MARK3T — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (214) 310-0333 · stockmark3t.com
60
SAAY FINANCE — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (647) 801-4618 · saay.finance
60
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (424) 522-2524 · mavroscapitalgroup.com
60
TRUSS — (SAN FRANCISCO, CA) left the SEC roster (was $1,000 RAUM, 1 reps). IAPD ↗
$1,000 RAUM · 1 reps · (415) 649-9317 · trusspayments.com
55
KEEL POINT, LLC — shrank from 45 to 39 advisory reps. IAPD ↗
$3.46B RAUM · 39 reps · 256-704-5111
55
CLEVELAND WEALTH, LLC — shrank from 6 to 2 advisory reps. IAPD ↗
$1.01B RAUM · 2 reps · (216) 810-5900 · clevelandwealth.com
55
BALDWIN WEALTH PARTNERS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$2.51B RAUM · 14 reps · (508) 748-0800 · baldwin-llc.com
55
BRADLEY FOSTER & SARGENT INC — added office(s): 6 -> 8 additional locations. IAPD ↗
$7.68B RAUM · 30 reps · 860-527-8050 · bfsinvest.com
55
SAVANT WEALTH MANAGEMENT — added office(s): 42 -> 43 additional locations. IAPD ↗
$29.65B RAUM · 178 reps · 815-227-0300 · savantwealth.com
55
EAGLE GLOBAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.46B RAUM · 10 reps · 713-952-3550 · eagleglobal.com
55
INTELLICENTS INVESTMENT SOLUTIONS INC — added office(s): 9 -> 10 additional locations. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
55
PRIVATE CLIENT SERVICES, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$1.05B RAUM · 50 reps · 502-451-0600
55
WALDRON PRIVATE WEALTH — added office(s): 2 -> 3 additional locations. IAPD ↗
$4.52B RAUM · 41 reps · 412-221-1005
55
PARALLEL ADVISORS, LLC — added office(s): 17 -> 18 additional locations. IAPD ↗
$8.74B RAUM · 64 reps · 866-627-6984 · paralleladvisors.com
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 89 -> 90 additional locations. IAPD ↗
$1.31B RAUM · 83 reps · 352-750-1637
55
COMPASS ION ADVISORS, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$1.33B RAUM · 15 reps · (610) 228-2200 · ionadv.com
55
REVISOR WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$2.06B RAUM · 7 reps · 330-864-9516
55
MCADAM LLC — added office(s): 68 -> 70 additional locations. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323
55
SUMMIT FINANCIAL WEALTH ADVISORS — added office(s): 3 -> 5 additional locations. IAPD ↗
$1.42B RAUM · 12 reps · 337-232-1141
55
ALPHACORE CAPITAL LLC — added office(s): 7 -> 12 additional locations. IAPD ↗
$6.06B RAUM · 42 reps · 858-875-4100
55
FIRST PACIFIC FINANCIAL, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.51B RAUM · 18 reps · (360) 254-2585 · fp-financial.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 25 -> 27 additional locations. IAPD ↗
$3.95B RAUM · 40 reps · 205-982-5515 · cornerstone360advisors.com
55
CS MCKEE — added office(s): 0 -> 1 additional locations. IAPD ↗
$10.31B RAUM · 20 reps · 412-566-1234 · csmckee.com
55
CW ADVISORS, LLC — added office(s): 22 -> 26 additional locations. IAPD ↗
$9.30B RAUM · 62 reps · (617) 428-7600 · cwadvisorsgroup.com
55
TURTLE CREEK WEALTH ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.71B RAUM · 19 reps · 214-214-3110
55
UNITED ADVISOR GROUP — added office(s): 23 -> 24 additional locations. IAPD ↗
$1.09B RAUM · 43 reps · 888.242.4912 · thestrategicfinancial.com
53
WORLD EQUITY GROUP, INC. — shrank from 60 to 52 advisory reps. IAPD ↗
$944.8M RAUM · 52 reps · 847-342-1700 · worldequitygroup.com
53
BROOKER WEALTH MANAGEMENT — shrank from 7 to 4 advisory reps. IAPD ↗
$592.4M RAUM · 4 reps · 510-638-1815 · brooker-cpa.com
53
NAVELLIER & ASSOCIATES INC — shrank from 4 to 2 advisory reps. IAPD ↗
$882.8M RAUM · 2 reps · 775-785-2300 · navellier.com
53
GUERRA WEALTH ADVISORS — shrank from 10 to 8 advisory reps. IAPD ↗
$260.0M RAUM · 8 reps · 305-448-1011 · guerrawealth.com
53
CORNERSTONE ADVISORS LLC — shrank from 9 to 5 advisory reps. IAPD ↗
$276.9M RAUM · 5 reps · 501-943-7132
53
BRAND ASSET MANAGEMENT GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$930.4M RAUM · 13 reps · 636-532-7333
53
SK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 4 additional locations. IAPD ↗
$555.3M RAUM · 4 reps · 401-331-1575 · skwealth.com
53
ROEHL & YI INVESTMENT ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$857.8M RAUM · 11 reps · 541-683-2085 · roehl-yi.com
53
INVESTMENT ADVISORY GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$994.4M RAUM · 5 reps · 781-826-1235 · maritimewealthadvisors.com
53
INTEGRIS WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$635.1M RAUM · 11 reps · 831-333-1717
53
SHARPER & GRANITE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$318.3M RAUM · 4 reps · 310-426-2909 · sharpergranite.com
53
TORREY GROWTH & INCOME ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$322.2M RAUM · 2 reps · 760-274-2744 · torreygrowth.com
53
THE MARSHALL FINANCIAL GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$593.0M RAUM · 11 reps · (410) 563-1190
53
ESSEX PRIVATE WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$293.6M RAUM · 4 reps · (978) 887-5981 · huntwicke.com
53
CMH WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$774.0M RAUM · 5 reps · (603) 379-8161
53
BLACK CORAL FINANCIAL ADVISORS, LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$936.0M RAUM · 6 reps · 973-352-8600 · blackcoralfa.com
53
INTEGRATED FINANCIAL STRATEGIES, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$455.0M RAUM · 6 reps · 704-643-5000 · ifsinvest.com
53
OAK GROVE CAPITAL, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$616.2M RAUM · 2 reps · 412-515-8899
53
VIZCAYA CAPITAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$529.8M RAUM · 5 reps · 305-602-5725 · vizcayacapital.com
53
SUMMIT FINANCIAL — added office(s): 0 -> 3 additional locations. IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600
53
LIFEGUIDE FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$455.6M RAUM · 14 reps · (717) 796-1700
53
XYPN INVEST — added office(s): 25 -> 26 additional locations. IAPD ↗
$321.0M RAUM · 27 reps · (360) 301-7579
53
ROYAL OAK FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$309.2M RAUM · 7 reps · 248-709-6134
53
VEERY CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$802.0M RAUM · 6 reps · (302) 660-3350 · veerycapital.com
53
CONVERGENCE FINANCIAL — added office(s): 10 -> 11 additional locations. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
53
BROOKLYN INVESTMENT GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$522.7M RAUM · 6 reps · 617-319-7229
53
WEST WEALTH GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$472.1M RAUM · 9 reps · 949-682-9105
53
49 FINANCIAL — added office(s): 9 -> 10 additional locations. IAPD ↗
$871.4M RAUM · 128 reps · 214-563-1190
53
AMERITY WEALTH MANAGEMENT, LLC — added office(s): 15 -> 17 additional locations. IAPD ↗
$277.3M RAUM · 16 reps · (863) 683-1750 · ameritywm.com
53
BKM WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$582.0M RAUM · 5 reps · 262-955-7147 · bkmwm.com
53
EVERNEST FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$761.2M RAUM · 4 reps · 317-556-1015 · evernestfa.com
53
PARKWOODS WEALTH PARTNERS, LLC — added office(s): 4 -> 7 additional locations. IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
53
UNITING WEALTH PARTNERS — added office(s): 4 -> 5 additional locations. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
50
STRATEGIC FINANCIAL PLANNING, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$191.5M RAUM · 2 reps · 972-403-1234
50
LIONSBRIDGE WEALTH MANAGEMENT LLC — shrank from 3 to 0 advisory reps. IAPD ↗
$132.3M RAUM · 0 reps · 904-897-0390 · lbwm.net
50
LIFECOURSE CAPITAL, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$159.3M RAUM · 4 reps · 256-489-4400 · lccapital.net
50
FEDERMANN FINANCIAL ADVISORS INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$89.3M RAUM · 2 reps · 631-981-1904 · fedadvisors.com
50
VISTICA WEALTH ADVISORS, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$131.6M RAUM · 4 reps · 760-854-4003
50
MONEY MANAGERS, INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$53.2M RAUM · 3 reps · (725) 254-5220
50
TANDEM WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$223.4M RAUM · 7 reps · 602-297-8600
50
INVESTALL, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$53.1M RAUM · 9 reps · 212-995-9191
50
ARI GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$125.8M RAUM · 4 reps · (212) 419-0400 · arinvgroup.com
50
KISSLING FINANCIAL SERVICES, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$112.8M RAUM · 1 reps · 724-667-1617 · kisslingfinancial.com
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$240.0M RAUM · 6 reps · 972-786-6527 · opgadvisors.com
50
ELYSIUM WEALTH MANAGEMENT, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗
$159.2M RAUM · 8 reps · 801-735-8407 · saltwealthpartners.com
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 13 -> 14 additional locations. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
50
LUMIDA WEALTH MANAGEMENT LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$83.1M RAUM · 1 reps · (833) 512-5111 · podcasts.google.com
50
ROBINHOOD ASSET MANAGEMENT — added office(s): 1 -> 5 additional locations. IAPD ↗
$158.7M RAUM · 47 reps · 650-940-2700 EXT 31450
50
RIGDEN CAPITAL STRATEGIES — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 3 reps · 303-351-1618 · rigdencapital.com
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$47.7M RAUM · 14 reps · 832-657-7735 · catalystfg.com
50
BALANCE WEALTH — added office(s): 2 -> 8 additional locations. IAPD ↗
$187.6M RAUM · 8 reps · (216) 965-5045 · balancewealth.com
50
TERRAFIRMA WEALTH PARTNERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
50
BEATRICE ADVISORS LP — added office(s): 0 -> 1 additional locations. IAPD ↗
$64.6M RAUM · 2 reps · 212-688-1261
50
INFLECTION CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$188.5M RAUM · 5 reps · 415-805-8682
50
FIVE ELEVEN FAMILY OFFICE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$131.4M RAUM · 4 reps · 917-685-1360 · five11partners.com
50
W&S ADVISORY SERVICES, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 0 reps · 513-362-8176 · meetfabric.com
50
PENDULUM WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 9 reps · 630-861-6143 · pendulum.partners
48
TINGEY ADVISORS INC — reported RAUM down 38% ($619.0M -> $385.0M). IAPD ↗
$385.0M RAUM · 3 reps · 801-352-8166 · tingeyadvisors.com
45
ARISTOTLE CREDIT PARTNERS, LLC — reported RAUM down 64% ($225.0M -> $81.1M). IAPD ↗
$81.1M RAUM · 2 reps · 949-681-2100
70
MARSHALL WACE NORTH AMERICA L.P. — grew from 89 to 109 advisory reps. IAPD ↗fund
$33.00B RAUM · 109 reps · 212-235-2800 · mwam.com
65
SENIORS HOUSING FUND MANAGER LLC — grew from 12 to 24 advisory reps. IAPD ↗fund
$799.8M RAUM · 24 reps · 419-247-2800
62
ANCALA PARTNERS LLC — grew from 2 to 4 advisory reps. IAPD ↗institutional
$3.12B RAUM · 4 reps · 212-364-5110 · ancala.com
61
REDDING RIDGE ASSET MANAGEMENT LLC — grew from 33 to 39 advisory reps. IAPD ↗fund
$29.81B RAUM · 39 reps · (877) 256-7726
60
CORINTHIA GLOBAL MANAGEMENT — grew from 6 to 13 advisory reps. IAPD ↗fund
$275.0M RAUM · 13 reps · +1 (980) 418-2215 · corinthiagm.com
57
PACT — grew from 4 to 8 advisory reps. IAPD ↗fund
$520.0M RAUM · 8 reps · 646-650-8024 · pactcapitalpartners.com
57
EYRE STREET CAPITAL — grew from 1 to 5 advisory reps. IAPD ↗fund
$344.9M RAUM · 5 reps · 771-772-8856
55
SOUTHERN RIDGES CAPITAL (USA) LLC — (NEW YORK, NY) left the SEC roster (was $1.68B RAUM, 10 reps). IAPD ↗institutional
$1.68B RAUM · 10 reps · +1 332 910 5167
53
PARADOXIOM CAPITAL — (STAMFORD, CT) left the SEC roster (was $489.3M RAUM, 3 reps). IAPD ↗institutional
$489.3M RAUM · 3 reps · 267-975-4728
53
SQ CAPITAL LLC — grew from 6 to 9 advisory reps. IAPD ↗fund
$125.7M RAUM · 9 reps · 646-435-3720 · sqcapital.com
50
CARDINAL INVESTMENT ADVISORS, L.L.C. — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 40 reps). IAPD ↗institutional
$0 RAUM · 40 reps · 312-212-4000 · cia-llc.com
50
PLEXUS FINANCIAL SERVICES, LLC — (DEER PARK, IL) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 847-307-6222
50
ASCRIBE CAPITAL LLC — (NEW YORK CITY, NY) left the SEC roster (was $1.09B RAUM, 4 reps). IAPD ↗fund
$1.09B RAUM · 4 reps · 212-476-8000
50
AS BIRCH GROVE LP — (NEW YORK, NY) left the SEC roster (was $6.04B RAUM, 18 reps). IAPD ↗fund
$6.04B RAUM · 18 reps · 212-753-7510
50
WEALTHSHIELD LLC — (CARY, NC) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 919-948-4453 · wealthshield.co
50
GLP CAPITAL PARTNERS LLC — (SANTA MONICA, CA) left the SEC roster (was $9.42B RAUM, 30 reps). IAPD ↗fund
$9.42B RAUM · 30 reps · 213-819-9450 · gcp.com
50
WAGN ADVISORY SERVICES, LLC — (MISSION, KS) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 513-295-6777
50
IRRADIANT PARTNERS, LP — (SANTA MONICA, CA) left the SEC roster (was $13.03B RAUM, 28 reps). IAPD ↗fund
$13.03B RAUM · 28 reps · 424-222-8380
50
VEGTECH LLC — (location n/a) left the SEC roster (was $6.2M RAUM, 3 reps). IAPD ↗institutional
$6.2M RAUM · 3 reps · 310-892-1110 · vegtechinvest.com
50
CARO INVESTORS — (CHEVY CHASE, MD) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 571.679.3476 · caroinvestors.com
50
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
50
PRUNE — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 855-778-6367 · prune.com
48
TCA FUND MANAGEMENT GROUP — (AVENTURA, FL) left the SEC roster (was $496.8M RAUM, 15 reps). IAPD ↗fund
$496.8M RAUM · 15 reps · 786-323-1650 · tcaglobalfund.com
47
WFM ASIA (BVI) LIMITED — grew from 0 to 7 advisory reps. IAPD ↗foreign
$3.20B RAUM · 7 reps · 852-2581-2500 · wfmasia.com
45
LOMBARD — (DALY CITY, CA) left the SEC roster (was $224.0M RAUM, 6 reps). IAPD ↗fund
$224.0M RAUM · 6 reps · 415-397-5900 · lombardinvestments.com
45
AON ADVANTAGE FUNDS LLC — (CHICAGO, IL) left the SEC roster (was $148.7M RAUM, 8 reps). IAPD ↗fund
$148.7M RAUM · 8 reps · 312-381-0132 · aon.com
45
IPCC ADVISOR, LP — (SANTA MONICA, CA) left the SEC roster (was $191.3M RAUM, 28 reps). IAPD ↗fund
$191.3M RAUM · 28 reps · 424-222-8380
45
PF ADVISORS LLC — (LAKEWOOD, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 720-751-4795 · petrofunders.com
45
BAMCO, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$38.17B RAUM · 44 reps · 212-583-2000 · baroncapitalgroup.com
40
SIGULER GUFF ADVISERS LLC — added office(s): 11 -> 12 additional locations. IAPD ↗fund
$16.87B RAUM · 66 reps · 212-332-5100 · sigulerguff.com
40
ZAIS GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$5.41B RAUM · 21 reps · 732-530-3610 · zaisesg.net
40
AFFINIUS CAPITAL — added office(s): 7 -> 8 additional locations. IAPD ↗fund
$10.99B RAUM · 279 reps · 212-605-1000 · affiniuscapital.com
40
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$2.08B RAUM · 36 reps · (310) 400-8800 · whitestaram.com
40
SUMMITTX CAPITAL, L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$8.25B RAUM · 39 reps · 817-769-1578 · summittxcapital.com
40
ELDRIDGE GP1 ADVISERS — added office(s): 1 -> 3 additional locations. IAPD ↗institutional
$0 RAUM · 20 reps · (212) 895-2000 · eldridge.com
38
MAKARORA — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$353.3M RAUM · 13 reps · 646-647-4133
35
TRANSWESTERN CAPITAL ADVISORS, LLC — reported RAUM down 36% ($116.0M -> $74.1M). IAPD ↗institutional
$74.1M RAUM · 1 reps · 800-997-0718 · transwestcap.com
35
LMR PARTNERS LLC — reported RAUM down 48% ($147.55B -> $77.25B). IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
35
NOVAWAVE CAPITAL — added office(s): 0 -> 5 additional locations. IAPD ↗fund
$90.0M RAUM · 6 reps · 781-710-3455 · novawavecapital.com
33
TAIYO PACIFIC PARTNERS L.P. — reported RAUM down 45% ($1.72B -> $946.0M). IAPD ↗fund
$946.0M RAUM · 19 reps · 425-896-5300 · taiyofunds.com
30
STOCK MARKETS INSTITUTE — (MOSCOW, Russia) left the SEC roster (was $4.0M RAUM, 2 reps). IAPD ↗foreign
$4.0M RAUM · 2 reps · +1 941 306 1819 · beneficious.com
30
BRITE ADVISORS PTY LTD — (SYDNEY, Australia) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 61408028205 · brite-advisors.com
25
VALUE PARTNERS HONG KONG LIMITED — shrank from 30 to 24 advisory reps. IAPD ↗foreign
$4.08B RAUM · 24 reps · 852 28809263 · valuepartners-group.com
25
PORTMAN SQUARE CAPITAL LLP — shrank from 8 to 6 advisory reps. IAPD ↗foreign
$3.36B RAUM · 6 reps · 44 203 627 6800 · portmansquarecapital.com
23
AUBREY CAPITAL MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$963.6M RAUM · 11 reps · +44 131 226 2083
20
ALETHEIA ANALYST NETWORK LIMITED — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$0 RAUM · 21 reps · 852 25347432 · aletheia-capital.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.