← Tributary

Recruiting & transitions — August 2026

Recruiters, transition consultants, and firms hiring advisors.

223 firms opened this window in the August 2026 SEC roster: 97 new office, 76 deregistered, 25 headcount up, 17 headcount down, 8 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
CENTAURUS FINANCIAL, INC. — grew from 375 to 426 advisory reps. IAPD ↗
$9.74B RAUM · 426 reps · 714-456-1790 · centaurusfinancial.com
85
MISSION WEALTH MANAGEMENT, LP — grew from 117 to 135 advisory reps. IAPD ↗
$17.00B RAUM · 135 reps · 805-882-2360
85
ARAX ADVISORY PARTNERS — grew from 140 to 167 advisory reps. IAPD ↗
$26.52B RAUM · 167 reps · 646-777-1823 · swsllc.com
85
BLUESPRING WEALTH MANAGEMENT, LLC — grew from 31 to 47 advisory reps. IAPD ↗
$5.43B RAUM · 47 reps · 737-443-2122 · bluespringwealthcalifornia.com
85
RFG ADVISORY, LLC — grew from 162 to 178 advisory reps. IAPD ↗
$7.97B RAUM · 178 reps · 205-397-2450
85
FACET — grew from 55 to 77 advisory reps. IAPD ↗
$7.60B RAUM · 77 reps · (443)376-6222 · reddit.com
81
BLUEPRINT FINANCIAL ADVISORS — grew from 28 to 39 advisory reps. IAPD ↗
$1.41B RAUM · 39 reps · 844-200-2568 · komaracap.com
80
CITIZENS PRIVATE WEALTH — grew from 204 to 214 advisory reps. IAPD ↗
$16.63B RAUM · 214 reps · 914-846-0100 · citizensbank.com
76
ETHOS FINANCIAL GROUP, LLC — grew from 27 to 33 advisory reps. IAPD ↗
$2.14B RAUM · 33 reps · 610-822-5246
74
DIGITAL ASCENSION GROUP - WEALTH — grew from 17 to 23 advisory reps. IAPD ↗
$555.1M RAUM · 23 reps · 307-396-0295
73
15 WEALTH ADVISORS LLC — grew from 7 to 12 advisory reps. IAPD ↗
$481.5M RAUM · 12 reps · 847-735-7103 · 15wealth.com
73
WEALTH INTELLIGENTLY NAVIGATED, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$532.9M RAUM · 7 reps · (864) 375-4031
72
AERIE ADVISORY GROUP LLC — grew from 3 to 5 advisory reps. IAPD ↗
$2.52B RAUM · 5 reps · (253) 857-1616
71
THE SUM — grew from 7 to 10 advisory reps. IAPD ↗
$551.4M RAUM · 10 reps · 281-940-4859
71
SINGER WEALTH ADVISORS LLC — grew from 15 to 18 advisory reps. IAPD ↗
$910.6M RAUM · 18 reps · 561-998-9985
71
EXCEPTIONAL WEALTH & FAMILY OFFICE — grew from 2 to 5 advisory reps. IAPD ↗
$292.2M RAUM · 5 reps · 719-715-4179
70
SAND CREEK CAPITAL, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$471.2M RAUM · 10 reps · 208-356-9022 · centennialwealthmanagement.com
70
SAGEPOINT CAPITAL PARTNERS LLC — grew from 1 to 3 advisory reps. IAPD ↗
$888.3M RAUM · 3 reps · (615) 413-4340 · sagepointcp.com
69
URS ADVISORY — grew from 2 to 6 advisory reps. IAPD ↗
$200.3M RAUM · 6 reps · 561-594-0100 · ursadvisory.com
68
PEAK FINANCIAL PLANNING — grew from 4 to 7 advisory reps. IAPD ↗
$93.0M RAUM · 7 reps · (818) 600-6099 · thepeakfp.com
67
TRINITY INVESTMENT MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$126.2M RAUM · 4 reps · 817-874-2700 · trinity-invest.com
67
INSIGHT FINANCIAL SERVICES — grew from 6 to 8 advisory reps. IAPD ↗
$213.8M RAUM · 8 reps · 913-402-2020 · ifsadvisors.com
65
IWP WEALTH MANAGEMENT LLC — (DENVER, CO) left the SEC roster (was $4.32B RAUM, 14 reps). IAPD ↗
$4.32B RAUM · 14 reps · 720-328-9700
65
D'ANNUNZIO CONSULTING GROUP, LLC — (TACOMA, WA) left the SEC roster (was $1.90B RAUM, 2 reps). IAPD ↗
$1.90B RAUM · 2 reps · 253-272-1972 · dannunzioconsulting.com
65
WELLSPRING FINANCIAL PARTNERS — (TUCSON, AZ) left the SEC roster (was $1.22B RAUM, 3 reps). IAPD ↗
$1.22B RAUM · 3 reps · 520-327-1019
65
VIVALDI CAPITAL MANAGEMENT LP — (CHICAGO, IL) left the SEC roster (was $5.64B RAUM, 27 reps). IAPD ↗
$5.64B RAUM · 27 reps · 312.248.8300
63
OLSTEIN CAPITAL MANAGEMENT, L.P. — (PURCHASE, NY) left the SEC roster (was $564.1M RAUM, 6 reps). IAPD ↗
$564.1M RAUM · 6 reps · 914-269-6100 · olsteinfunds.com
63
THE HOGAN-KNOTTS FINANCIAL GROUP, INC. — (RED BANK, NJ) left the SEC roster (was $331.6M RAUM, 4 reps). IAPD ↗
$331.6M RAUM · 4 reps · 732-842-7400 · hkfg.biz
63
IMC ADVISORS, LLC — (COLUMBUS, IN) left the SEC roster (was $540.0M RAUM, 3 reps). IAPD ↗
$540.0M RAUM · 3 reps · 812-376-3331 · imcadvisors.com
63
RESOURCE FINANCIAL GROUP, LTD. — (WILMETTE, IL) left the SEC roster (was $637.4M RAUM, 2 reps). IAPD ↗
$637.4M RAUM · 2 reps · 847-256-7495 · rfgltd.com
63
NORTHSTAR FINANCIAL PLANNERS, INC. — (PLANTATION, FL) left the SEC roster (was $311.6M RAUM, 4 reps). IAPD ↗
$311.6M RAUM · 4 reps · 954-693-0030
63
ALIGN IMPACT, LLC — (DENVER, CO) left the SEC roster (was $715.4M RAUM, 11 reps). IAPD ↗
$715.4M RAUM · 11 reps · 805-243-8055
63
RED TORTOISE — (ATLANTA, GA) left the SEC roster (was $382.3M RAUM, 4 reps). IAPD ↗
$382.3M RAUM · 4 reps · (833) 666-1200
63
NAPATREE CAPITAL LLC — (WESTERLY, RI) left the SEC roster (was $260.0M RAUM, 4 reps). IAPD ↗
$260.0M RAUM · 4 reps · (401) 868-1115
63
RANSOM ADVISORY — (location n/a) left the SEC roster (was $317.9M RAUM, 1 reps). IAPD ↗
$317.9M RAUM · 1 reps · (401) 601-0185
63
JOULE FINANCIAL, LLC — (LEXINGTON, KY) left the SEC roster (was $478.6M RAUM, 6 reps). IAPD ↗
$478.6M RAUM · 6 reps · 859-881-0777 · joulefinancial.com
63
RITTER DANIHER FINANCIAL ADVISORY LLC — (CINCINNATI, OH) left the SEC roster (was $936.5M RAUM, 10 reps). IAPD ↗
$936.5M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
60
V.M. MANNING & CO., INC. — (GREENVILLE, SC) left the SEC roster (was $133.3M RAUM, 2 reps). IAPD ↗
$133.3M RAUM · 2 reps · 864-232-8231 · vmmanning.com
60
WARNKE/NICHOLS LTD. — (DELAFIELD, WI) left the SEC roster (was $160.0M RAUM, 2 reps). IAPD ↗
$160.0M RAUM · 2 reps · 262-303-4113 · warnkenichols.com
60
SUMMIT CAPITAL INC. — (location n/a) left the SEC roster (was $176.6M RAUM, 3 reps). IAPD ↗
$176.6M RAUM · 3 reps · 216-539-8444 · summit-capital.com
60
HODGE FINANCIAL SERVICES, LLC — (location n/a) left the SEC roster (was $19.7M RAUM, 1 reps). IAPD ↗
$19.7M RAUM · 1 reps · 603-336-5942
60
WATERSTONE WEALTH ADVISORS, LLC — (location n/a) left the SEC roster (was $164.9M RAUM, 1 reps). IAPD ↗
$164.9M RAUM · 1 reps · 732-873-0433
60
MERIDIAN WEALTH ADVISORS, LLC — (ALBUQUERQUE, NM) left the SEC roster (was $156.2M RAUM, 1 reps). IAPD ↗
$156.2M RAUM · 1 reps · (505) 828-2220 · wealthtender.com
60
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) left the SEC roster (was $118.0M RAUM, 2 reps). IAPD ↗
$118.0M RAUM · 2 reps · 415-949-1443
60
LPK INVESTMENT GROUP, LLP — (NEW YORK, NY) left the SEC roster (was $98.0M RAUM, 18 reps). IAPD ↗
$98.0M RAUM · 18 reps · 646-363-6433 · lpkinvestmentgroup.com
60
FOCUSED TRADING AND INVESTMENTS, INC. — (location n/a) left the SEC roster (was $10,000 RAUM, 1 reps). IAPD ↗
$10,000 RAUM · 1 reps · 919-608-1259 · focusedtrading.com
60
ATLANTIC WEALTH PARTNERS, LLC — (JUPITER, FL) left the SEC roster (was $198.1M RAUM, 4 reps). IAPD ↗
$198.1M RAUM · 4 reps · 561-632-0566 · atlanticwp.com
60
21PEAKS CAPITAL MANAGEMENT, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $618,799 RAUM, 5 reps). IAPD ↗
$618,799 RAUM · 5 reps · 833-948-6937
60
HEMISTA INC. — (BOSTON, MA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 617-817-4663
60
WEALTHGAP — (location n/a) left the SEC roster (was $40,719 RAUM, 1 reps). IAPD ↗
$40,719 RAUM · 1 reps · 917-831-0242 · ewealthgap.com
60
EARLYBIRD CENTRAL INC. — (location n/a) left the SEC roster (was $14.0M RAUM, 1 reps). IAPD ↗
$14.0M RAUM · 1 reps · (347) 469-8150 · getearlybird.io
60
UNIFIMONEY RIA, INC. — (location n/a) left the SEC roster (was $62,000 RAUM, 2 reps). IAPD ↗
$62,000 RAUM · 2 reps · 415-964-5877
60
OAKHURST CAPITAL ADVISORS, LLC — (WASHINGTON, DC) left the SEC roster (was $5.7M RAUM, 3 reps). IAPD ↗
$5.7M RAUM · 3 reps · 202-839-4910
60
ELITE RETIREMENT GROUP — (PLOVER, WI) left the SEC roster (was $168.4M RAUM, 4 reps). IAPD ↗
$168.4M RAUM · 4 reps · 715-341-8899
60
DINERAZO INC. — (NORTH MIAMI, FL) left the SEC roster (was $7,500 RAUM, 1 reps). IAPD ↗
$7,500 RAUM · 1 reps · 503-804-4654 · dinerazo.com
60
DOUBLE I INVESTMENTS, LLC — (location n/a) left the SEC roster (was $50,000 RAUM, 1 reps). IAPD ↗
$50,000 RAUM · 1 reps · 385-528-4042 · gamepick.com
60
FINTRON ADVISORS, LLC — (STAMFORD, CT) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 203-557-4458 · fintroninvest.com
60
GIBERTINI, ANTHONY — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 219-380-9363 · anthonygibertini.carrd.co
60
EARTHQUAKE — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 617-866-7489 · earth-quake.us
60
OFF CAMBER CREATIVE LLC — (PROSPECT, KY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 502-496-4316
60
SOUND ADVICE FINANCIAL INC. — (BANNOCKBURN, IL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 312-690-4163 · soundadvice.ai
60
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC — (BROOKLYN, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 6466853046
60
DECODE FINANCE LLC — (PALO ALTO, CA) left the SEC roster (was $1,000 RAUM, 1 reps). IAPD ↗
$1,000 RAUM · 1 reps · 408-500-8242 · decode.finance
60
ARCH OTC LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 954-261-3960 · arch.finance
60
MM ADVISORS, LLC — (AUBURN, AL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 334-887-7022
60
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 844-839-9100 · scoutwa.com
60
LANMAR CAPITAL MANAGEMENT — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $1.8M RAUM, 1 reps). IAPD ↗
$1.8M RAUM · 1 reps · 347-409-1302 · lanmarcapital.com
60
PECUSAVVY FINANCIAL — (EL PASO, TX) left the SEC roster — its 120-day provisional registration did not convert (was $9.1M RAUM, 1 reps). IAPD ↗
$9.1M RAUM · 1 reps · (915) 944-1850 · pecusavvyfinancial.com
55
ANDINA ADVISORS — shrank from 13 to 6 advisory reps. IAPD ↗
$1.26B RAUM · 6 reps · (435) 250 3700
55
EVERTERN WEALTH, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
$1.56B RAUM · 2 reps · 239-508-7700 · everternwealth.com
55
BALDWIN WEALTH PARTNERS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$2.33B RAUM · 14 reps · (508) 748-0800 · baldwinbrothersinc.com
55
CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS — added office(s): 8 -> 10 additional locations. IAPD ↗
$33.88B RAUM · 104 reps · 216-621-1090 · clearstead.com
55
TIMUCUAN ASSET MANAGEMENT INC — added office(s): 2 -> 3 additional locations. IAPD ↗
$3.81B RAUM · 4 reps · 904-356-1739 · timucuan.com
55
FIRST FOUNDATION ADVISORS — added office(s): 10 -> 11 additional locations. IAPD ↗
$5.06B RAUM · 28 reps · 949-476-0300
55
F L PUTNAM INVESTMENT MANAGEMENT CO. — added office(s): 13 -> 14 additional locations. IAPD ↗
$9.72B RAUM · 90 reps · 800-344-3435 · flputnam.com
55
PLANCORP, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$9.94B RAUM · 51 reps · (636) 532-7824
55
MATTER FAMILY OFFICE — added office(s): 2 -> 3 additional locations. IAPD ↗
$3.81B RAUM · 40 reps · 314-862-5190 · matterfamilyoffice.com
55
BRIGHTON JONES LLC — added office(s): 31 -> 33 additional locations. IAPD ↗
$18.88B RAUM · 156 reps · 206-258-5000 · blueprintcap.com
55
CPC ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.68B RAUM · 17 reps · 404-879-3000
55
THE WELCH GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$3.68B RAUM · 26 reps · 205-879-5001 · welchgroup.com
55
PLANTE MORAN FINANCIAL ADVISORS — added office(s): 12 -> 13 additional locations. IAPD ↗
$25.12B RAUM · 146 reps · 248-352-2500
55
ANTOLINO WEALTH ADVISORS — added office(s): 8 -> 9 additional locations. IAPD ↗
$1.42B RAUM · 11 reps · 614-442-3355
55
THE INSTITUTE — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.37B RAUM · 17 reps · 303-572-3500
55
COASTAL BRIDGE ADVISORS — added office(s): 6 -> 10 additional locations. IAPD ↗
$5.02B RAUM · 25 reps · 203-683-1530 · focusfinancialpartners.com
55
BLUESPRING WEALTH MANAGEMENT, LLC — added office(s): 4 -> 7 additional locations. IAPD ↗
$5.43B RAUM · 47 reps · 737-443-2122 · bluespringwealthcalifornia.com
55
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$4.11B RAUM · 36 reps · 310-399-6397
55
SOLTIS INVESTMENT ADVISORS, LLC — added office(s): 13 -> 19 additional locations. IAPD ↗
$12.04B RAUM · 63 reps · 435-674-1600 · soltisadvisors.com
55
STEELPEAK WEALTH, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
$4.15B RAUM · 35 reps · (818) 835-8720 · steelpeak.com
55
NORTHROCK PARTNERS, LLC — added office(s): 18 -> 24 additional locations. IAPD ↗
$12.19B RAUM · 91 reps · (612) 367-8800
55
THE PATRIOT FINANCIAL GROUP, LLC — added office(s): 21 -> 24 additional locations. IAPD ↗
$2.64B RAUM · 33 reps · 508-251-6100 · provowealth.com
55
ALPHACORE CAPITAL LLC — added office(s): 24 -> 27 additional locations. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
55
NORTHCOAST ASSET MANAGEMENT LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$11.35B RAUM · 6 reps · 844-317-5190
55
PASADENA PRIVATE WEALTH, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.62B RAUM · 8 reps · 626-993-9300 · pasadenaprivatewealth.com
55
LAKE STREET — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.16B RAUM · 6 reps · 312-766 7040 · clarity-fg.com
55
EVOKE ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$17.29B RAUM · 25 reps · 424-372-1776 · mai.capital.evoke-advisors
55
THEPARTNERS WEALTH MANAGEMENT — added office(s): 23 -> 24 additional locations. IAPD ↗
$1.18B RAUM · 36 reps · 800-324-3010 · oceanpointefg.com
55
BLUEPRINT FINANCIAL ADVISORS — added office(s): 17 -> 21 additional locations. IAPD ↗
$1.41B RAUM · 39 reps · 844-200-2568 · komaracap.com
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
55
BREAKWATER CAPITAL GROUP — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.02B RAUM · 4 reps · (551) 342-3733 · breakwatercapitalgroup.com
55
ETHOS FINANCIAL GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$2.14B RAUM · 33 reps · 610-822-5246
55
UPTICK PARTNERS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$1.06B RAUM · 25 reps · (936) 800-0800
55
TRIAD WEALTH PARTNERS, LLC — added office(s): 22 -> 28 additional locations. IAPD ↗
$1.53B RAUM · 33 reps · 785-830-0000 · vwpwealth.com
55
BASECAMP WEALTH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.08B RAUM · 4 reps · 425-553-0031 · basecampwealthadvisors.com
53
RIVERPLACE CAPITAL MANAGEMENT INC — shrank from 5 to 3 advisory reps. IAPD ↗
$267.4M RAUM · 3 reps · 904-346-3460 · riverplacecapital.com
53
CASTLE WEALTH MANAGEMENT — shrank from 6 to 3 advisory reps. IAPD ↗
$430.1M RAUM · 3 reps · 561-686-9604
53
TRUE WEALTH DESIGN, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$494.0M RAUM · 6 reps · (330) 777-0688
53
HFG WEALTH MANAGEMENT, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$505.6M RAUM · 3 reps · 832-585-0110 · hfgwm.com
53
TSFG, LLC — shrank from 13 to 7 advisory reps. IAPD ↗
$997.2M RAUM · 7 reps · 847-735-7100
53
AURORA PRIVATE WEALTH, INC. — shrank from 16 to 12 advisory reps. IAPD ↗
$374.0M RAUM · 12 reps · 973-394-0404
53
BDFS CAPITAL LLC — shrank from 9 to 7 advisory reps. IAPD ↗
$411.3M RAUM · 7 reps · 302-265-2236 · blackdiamondfs.com
53
RETIREMENT PLANNING SOLUTIONS, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
$467.0M RAUM · 5 reps · 502-499-5668
53
DARROW WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$392.4M RAUM · 4 reps · 978-369-5144
53
REDW WEALTH LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$869.2M RAUM · 9 reps · 505-998-3200
53
PINNACLE WEALTH ADVISORS — added office(s): 4 -> 5 additional locations. IAPD ↗
$549.7M RAUM · 14 reps · 503-654-5100 · thinkpinnacle.com.
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 20 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
53
FINER WEALTH MANAGEMENT, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$305.8M RAUM · 2 reps · 978-740-1011 · finer.com
53
RDA FINANCIAL NETWORK — added office(s): 15 -> 16 additional locations. IAPD ↗
$675.2M RAUM · 17 reps · 888-300-4975
53
FINANCIAL INDEPENDENCE, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$288.1M RAUM · 4 reps · 401-681-4825
53
BLUE WATER WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$472.8M RAUM · 12 reps · 503-296-8700 · bluewaterwealth.com
53
PRAIRIE WEALTH ADVISORS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$558.0M RAUM · 10 reps · 402-505-6810
53
MBE WEALTH MANAGEMENT, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$977.1M RAUM · 10 reps · 608-372-5521
53
ROSE CAPITAL ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$608.3M RAUM · 9 reps · 305-534-7673
53
EXODUS WEALTH, LLC — added office(s): 48 -> 49 additional locations. IAPD ↗
$483.6M RAUM · 51 reps · 925-791-4444 · thinkfloresfinancial.com
53
BETTERWEALTH LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$659.9M RAUM · 5 reps · 408-659-2390 · betterwealth.us
53
KINETIC INVESTMENT MANAGEMENT, INC. — added office(s): 19 -> 20 additional locations. IAPD ↗
$450.9M RAUM · 31 reps · (800) 711-4818 · kineticfinancial.com
53
ROYAL OAK FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$366.1M RAUM · 7 reps · 248-709-6134
53
THE SUM — added office(s): 0 -> 1 additional locations. IAPD ↗
$551.4M RAUM · 10 reps · 281-940-4859
53
LGG FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗
$563.9M RAUM · 2 reps · 301-312-6660 · lggfinancial.com
53
CMG WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$379.4M RAUM · 5 reps · 469-729-7084
53
AURELIUS FAMILY OFFICE, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$315.3M RAUM · 1 reps · 603-413-6060
53
ROSSBY FINANCIAL, LLC — added office(s): 15 -> 18 additional locations. IAPD ↗
$854.8M RAUM · 2 reps · 321-209-0111
53
MDRN CAPITAL — added office(s): 23 -> 24 additional locations. IAPD ↗
$338.6M RAUM · 22 reps · 410-533-9966 · go.aaroncirksena.com
53
PROSPERA CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$343.9M RAUM · 3 reps · 480-648-9369 · deterswealthmanagement.com
53
PANDORA WEALTH, INC. — added office(s): 1 -> 3 additional locations. IAPD ↗
$285.0M RAUM · 4 reps · (630) 230-6841
53
ARENA PRIVATE WEALTH — added office(s): 6 -> 7 additional locations. IAPD ↗
$404.7M RAUM · 8 reps · 312-798-9045
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$982.5M RAUM · 9 reps · (425) 504-8200 · assetone.com
53
PROSPERITY FINANCIAL GROUP, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$503.0M RAUM · 8 reps · 925-314-8500 · 401kprosperityfg.com
53
ADVISORY SOLUTIONS GROUP — added office(s): 0 -> 13 additional locations. IAPD ↗
$408.4M RAUM · 33 reps · 763-417-1700 · advisorysolutions.com
53
WEALTH INTELLIGENTLY NAVIGATED, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$532.9M RAUM · 7 reps · (864) 375-4031
50
SMITH GROUP ASSET MANAGEMENT, LLC — reported RAUM down 36% ($2.21B -> $1.41B). IAPD ↗
$1.41B RAUM · 12 reps · 214-880-4600 · cantorassetmanagement.com
50
FUNDIFY ADVISORS LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$888,512 RAUM · 3 reps · 512-645-1010 · fundify.com
50
VORPAHL WING ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$124.4M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
50
DRUM HILL CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.3M RAUM · 2 reps · 203-349-8182
50
BARTLEY FINANCIAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$151.6M RAUM · 1 reps · 603-625-9900 · truthsocial.com
50
AJF CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$178.5M RAUM · 4 reps · 212-779-0789
50
SERVANT FINANCIAL, LTD. — added office(s): 0 -> 1 additional locations. IAPD ↗
$143.6M RAUM · 1 reps · 630-264-0127
50
INSIGHT FINANCIAL SERVICES — added office(s): 0 -> 3 additional locations. IAPD ↗
$213.8M RAUM · 8 reps · 913-402-2020 · ifsadvisors.com
50
FULCRUM WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$192.8M RAUM · 3 reps · 888-304-6942 · fulcrumeq.com
50
PRAKASH INVESTMENT ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$161.5M RAUM · 2 reps · (978) 273-9747
50
ANKERSTAR WEALTH, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$152.5M RAUM · 6 reps · 512-614-0085
50
FOLIOBEYOND, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$206.6M RAUM · 3 reps · 212-397-7539 · foliobeyond.com
50
AEGIS WEALTH MANAGEMENT, INC. — added office(s): 28 -> 29 additional locations. IAPD ↗
$216.5M RAUM · 27 reps · (833) 483-8383 · oakwayfinancial.com
50
PEERLESS WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$148.7M RAUM · 3 reps · 614-824-2824
50
UMB PRIVATE WEALTH MANAGEMENT, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$124.7M RAUM · 41 reps · 816-860-7000 · umb.com
50
CLARIVOR — added office(s): 0 -> 1 additional locations. IAPD ↗
$4.4M RAUM · 1 reps · 212-810-1187
50
MINT ASSET MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$64.5M RAUM · 4 reps · 908-777-1717 · mintassetmanagement.com
50
TRG INVESTMENT ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$167.1M RAUM · 6 reps · 800-222-6016
50
GASSMAN FINANCIAL LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$112.6M RAUM · 1 reps · (603) 898-3663
50
PEAK FINANCIAL PLANNING — added office(s): 3 -> 6 additional locations. IAPD ↗
$93.0M RAUM · 7 reps · (818) 600-6099 · thepeakfp.com
50
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$147.1M RAUM · 9 reps · 864-920-3155 · bigmoneyretirement.com
50
ALTAR ROCK — added office(s): 0 -> 4 additional locations. IAPD ↗
$158.7M RAUM · 5 reps · (917) 226-0565
50
RIVERTREE WEALTH — added office(s): 2 -> 3 additional locations. IAPD ↗
$143.1M RAUM · 4 reps · (501) 500-0893 · rivertreewealth.com
50
WURZ FINANCIAL SERVICES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$117.0M RAUM · 3 reps · 859-291-9879
50
STRIVE FINANCIAL GROUP, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$246.7M RAUM · 9 reps · (317) 590-0146 · firefighterfinancialadvisor.com
50
RISE NORTH CAPITAL INVESTMENT ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$50.6M RAUM · 12 reps · (781) 519-6969
50
COMMERCIAL TRUST FINANCIAL SERVICES — added office(s): 0 -> 3 additional locations. IAPD ↗
$204.1M RAUM · 5 reps · 660-248-2223 · commercialtrustfs.com
50
YOUR IA, LLC — added office(s): 6 -> 19 additional locations. IAPD ↗
$106.6M RAUM · 15 reps · 800-823-0489 · youria.com
50
OXFORD HARRIMAN PRIVATE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 317-581-4003 · ohcpwm.com
48
GRAVITALIX FINANCIAL — reported RAUM down 27% ($542.5M -> $395.2M). IAPD ↗
$395.2M RAUM · 1 reps · 646-732-0299
45
V DELIMA INVESTMENTS INC — reported RAUM down 38% ($102.0M -> $63.3M). IAPD ↗
$63.3M RAUM · 1 reps · 305-484-2403
45
EMETH VALUE CAPITAL, LLC — reported RAUM down 70% ($193.7M -> $57.4M). IAPD ↗
$57.4M RAUM · 1 reps · 210-381-7262
60
THE MOLPUS WOODLANDS GROUP, LLC — grew from 18 to 23 advisory reps. IAPD ↗fund
$1.83B RAUM · 23 reps · 601-948-8733
55
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P. — grew from 2 to 4 advisory reps. IAPD ↗fund
$303.0M RAUM · 4 reps · (914) 361-5146 · operatorsfund.com
53
SUNFLOWER WEALTH ADVISORS LLC — (SALINA, KS) left the SEC roster (was $812.8M RAUM, 3 reps). IAPD ↗institutional
$812.8M RAUM · 3 reps · 844-882-0193
53
REGENTS PARK FUNDS, LLC — (IRVINE, CA) left the SEC roster (was $433.0M RAUM, 4 reps). IAPD ↗institutional
$433.0M RAUM · 4 reps · 949-891-0600 · regentsparkfunds.com
50
BNP PARIBAS ASSET MANAGEMENT USA, INC. — (NEW YORK, NY) left the SEC roster (was $48.44B RAUM, 68 reps). IAPD ↗fund
$48.44B RAUM · 68 reps · 212-681-3181 · bnpparibas-am.com
50
SMITH GROUP ASSET MANAGEMENT — (DALLAS, TX) left the SEC roster (was $182.2M RAUM, 10 reps). IAPD ↗institutional
$182.2M RAUM · 10 reps · 214-880-4600
50
REGATTA LOAN MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $3.33B RAUM, 0 reps). IAPD ↗fund
$3.33B RAUM · 0 reps · 212-235-0700
50
ALPHAQUEST LLC — (NEW YORK, NY) left the SEC roster (was $2.21B RAUM, 20 reps). IAPD ↗fund
$2.21B RAUM · 20 reps · (212) 838-7222
50
TWO SIGMA VENTURES, LP — (NEW YORK, NY) left the SEC roster (was $2.23B RAUM, 14 reps). IAPD ↗fund
$2.23B RAUM · 14 reps · (212) 625-5700 · twosigmaventures.com
50
8 KNOTS MANAGEMENT, LLC — (DALLAS, TX) left the SEC roster (was $2.03B RAUM, 1 reps). IAPD ↗fund
$2.03B RAUM · 1 reps · 646-379-0396
50
FINEQUITIES LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · N/A · finequities.com
50
FINANCE FRIENDS — (location n/a) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · (424) 262-8340 · financefriends.org
50
FINSIE — (BELMONT, CA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 650-262-1863
50
CLEARUP LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 617-545-5160 · clearupthis.com
50
WEALTH BUILDER FUNDS LLC — (CARY, IL) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 847-639-7830
50
MIDBRIDGE ADVISORS LP — (DENVER, CO) left the SEC roster (was $0 RAUM, 12 reps). IAPD ↗institutional
$0 RAUM · 12 reps · 303-454-5453 · midbridge.com
50
FMAC MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 212-798-6100 · fortress.com
50
HURRICANE ADVISOR SOLUTIONS — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-702-7101 · hurricaneadvisorsolutions.io
50
SPA RIA — (SANTA MONICA, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 617 817-5344
50
BERENSON CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · (212) 935 7676
48
SPUR CAPITAL PARTNERS — (BARTLESVILLE, OK) left the SEC roster (was $879.9M RAUM, 5 reps). IAPD ↗fund
$879.9M RAUM · 5 reps · 918-331-3800 · spurcap.com
48
TALARA CAPITAL MANAGEMENT, LLC — (MONTCLAIR, NJ) left the SEC roster (was $317.6M RAUM, 2 reps). IAPD ↗fund
$317.6M RAUM · 2 reps · 845-213-8224 · talaracapital.com
45
ALCION VENTURES, L.P. — (BURLINGTON, MA) left the SEC roster (was $153.8M RAUM, 3 reps). IAPD ↗fund
$153.8M RAUM · 3 reps · 617-603-1000 · alcionventures.com
45
VANSHAP CAPITAL, LLC — (ARLINGTON, VA) left the SEC roster (was $76.7M RAUM, 2 reps). IAPD ↗fund
$76.7M RAUM · 2 reps · (571) 933-6950 · vanshapcapital.com
45
HUDSON EXECUTIVE CAPITAL LP — (NEW YORK, NY) left the SEC roster (was $178.1M RAUM, 1 reps). IAPD ↗fund
$178.1M RAUM · 1 reps · 212-521-8495
45
CHANGE FORCES — (PORTOLA VALLEY, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · (202) 413-4222
45
FIDEM CREDIT ADVISORS — (PHILADELPHIA, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗fund
$0 RAUM · 5 reps · (215) 413-3170
45
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) left the SEC roster (was $114.7M RAUM, 2 reps). IAPD ↗fund
$114.7M RAUM · 2 reps · 213-688-8000
43
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED — grew from 3 to 6 advisory reps. IAPD ↗foreign
$2.00B RAUM · 6 reps · +91-22-6648-0909
43
CHICAGO ATLANTIC BDC ADVISERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$342.0M RAUM · 0 reps · 312-625-9295 · lien.chicagoatlantic.com
40
GRAHAM PARTNERS, LLC — shrank from 86 to 81 advisory reps. IAPD ↗fund
$5.00B RAUM · 81 reps · 610-408-0500 · gci-graham.com
40
CONSEQUENT CAPITAL MANAGEMENT, LLC — shrank from 6 to 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · (404) 883-2500 · consequentgroup.com
40
GREENPOINT PARTNERS — shrank from 9 to 7 advisory reps. IAPD ↗fund
$1.35B RAUM · 7 reps · 5163175972 · greenpointpartners.com
40
AXA INVESTMENT MANAGERS US INC — added office(s): 5 -> 6 additional locations. IAPD ↗fund
$79.24B RAUM · 87 reps · 212-681-3181 · bnpparibas-am.com
40
THE MOLPUS WOODLANDS GROUP, LLC — added office(s): 2 -> 5 additional locations. IAPD ↗fund
$1.83B RAUM · 23 reps · 601-948-8733
40
BOFA SECURITIES, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
38
SWS CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗fund
$413.1M RAUM · 4 reps · 212-461-6500
38
CHICAGO ATLANTIC ADVISERS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$970.3M RAUM · 30 reps · 312-625-9295
35
PINNACLE ASSET MANAGEMENT, L.P. — reported RAUM down 30% ($8.89B -> $6.23B). IAPD ↗fund
$6.23B RAUM · 10 reps · 212-750-1778 · pinnacle-lp.com
35
INVESCO — (TORONTO, ONTARIO, Canada) left the SEC roster (was $19.87B RAUM, 7 reps). IAPD ↗foreign
$19.87B RAUM · 7 reps · 1-800-874-6275
35
BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) left the SEC roster (was $3.68B RAUM, 4 reps). IAPD ↗foreign
$3.68B RAUM · 4 reps · +44-203-751-5400 · boussard-gavaudan.com
33
MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C. — reported RAUM down 31% ($1.44B -> $991.1M). IAPD ↗fund
$991.1M RAUM · 16 reps · 312-592-6111
30
KELLY PARK INVESTMENT LLC — reported RAUM down 41% ($241.5M -> $141.5M). IAPD ↗fund
$141.5M RAUM · 3 reps · 212 710 4111 · kellyparkcapital.com
30
AMVOY WEALTH — (DUBLIN, Ireland) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗foreign
$0 RAUM · 0 reps · +353 86 8225100 · amvoywealth.com
30
ALAMUT CAPITAL — (TORONTO, Canada) left the SEC roster (was $123,392 RAUM, 1 reps). IAPD ↗foreign
$123,392 RAUM · 1 reps · 647 574 4093 · alamut.capital
25
MCINROY & WOOD LIMITED — shrank from 22 to 16 advisory reps. IAPD ↗foreign
$2.39B RAUM · 16 reps · 44 01620 825867 · mcinroy-wood.co.uk
25
BAILLIE GIFFORD OVERSEAS LTD — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$144.00B RAUM · 144 reps · +44 131 275 2000
25
VONTOBEL SWISS FINANCIAL ADVISERS — added office(s): 3 -> 4 additional locations. IAPD ↗foreign
$11.94B RAUM · 60 reps · +41-58-2388111
23
ASTRA ASSET MANAGEMENT UK LIMITED — shrank from 11 to 8 advisory reps. IAPD ↗foreign
$425.8M RAUM · 8 reps · +44 (0)20 3189 9700
23
ESCHLER ASSET MANAGEMENT LLP — shrank from 31 to 25 advisory reps. IAPD ↗foreign
$588.1M RAUM · 25 reps · 447775824595
18
NIPPON VALUE INVESTORS — reported RAUM down 34% ($898.5M -> $591.3M). IAPD ↗foreign
$591.3M RAUM · 6 reps · 011-813-6692-5992 · nippon-value.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.