← Tributary

WARNKE/NICHOLS LTD.

DELAFIELD, WI · CRD 112181 · IAPD ↗ · warnkenichols.com · 262-303-4113

$160.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — WARNKE/NICHOLS LTD. (DELAFIELD, WI) left the SEC roster (was $160.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.