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FOCUSED TRADING AND INVESTMENTS, INC.

· CRD 289387 · IAPD ↗ · focusedtrading.com · 919-608-1259

$10,000Regulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — FOCUSED TRADING AND INVESTMENTS, INC. (location n/a) left the SEC roster (was $10,000 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.