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REGATTA LOAN MANAGEMENT LLC

NEW YORK, NY · CRD 226518 · IAPD ↗ · 212-235-0700

$3.33BRegulatory AUM
0Advisory reps
0Employees
0Clients
0Planning clients
8Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
August 2026 — REGATTA LOAN MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $3.33B RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.