← Tributary

Recruiting & transitions — July 2025

Recruiters, transition consultants, and firms hiring advisors.

279 firms opened this window in the July 2025 SEC roster: 116 new office, 61 deregistered, 52 headcount up, 28 headcount down, 22 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
COLDSTREAM WEALTH MANAGEMENT — grew from 141 to 165 advisory reps. IAPD ↗
$12.44B RAUM · 165 reps · 425-283-1600
85
STEPSTONE GROUP LP — grew from 164 to 193 advisory reps. IAPD ↗
$95.63B RAUM · 193 reps · 858-558-9700 · vimeo.com
85
FOCUS PARTNERS WEALTH, LLC — grew from 945 to 980 advisory reps. IAPD ↗
$95.89B RAUM · 980 reps · (314) 725-0455
84
ARAX ADVISORY PARTNERS — grew from 38 to 52 advisory reps. IAPD ↗
$7.32B RAUM · 52 reps · 303-633-5900 · simondavisinc.com
78
NINETY ONE NORTH AMERICA, INC. — grew from 29 to 37 advisory reps. IAPD ↗
$38.74B RAUM · 37 reps · 1 917 206 5188 · ninetyone.com
76
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 137 to 143 advisory reps. IAPD ↗
$9.90B RAUM · 143 reps · 813-709-8800 · cornerstonepw.com
76
OASIS ADVISORS — grew from 11 to 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 715-843-5518
75
TOCQUEVILLE ASSET MANAGEMENT LP — grew from 36 to 41 advisory reps. IAPD ↗
$9.66B RAUM · 41 reps · 212-698-0800
75
LUTHER KING CAPITAL MANAGEMENT CORPORATION — grew from 67 to 72 advisory reps. IAPD ↗
$30.15B RAUM · 72 reps · 817-332-3235 · lkcm.com
75
ACORN FINANCIAL ADVISORY SERVICES, INC. — grew from 12 to 17 advisory reps. IAPD ↗
$1.23B RAUM · 17 reps · (703) 293-3100 · olddominionira.com
75
SANCTUARY ADVISORS, LLC — grew from 345 to 350 advisory reps. IAPD ↗
$27.70B RAUM · 350 reps · 317-975-7729 · newspringwealthpartners.com
73
MADISON ADVISORY SERVICES, INC. — grew from 11 to 16 advisory reps. IAPD ↗
$428.9M RAUM · 16 reps · 914-328-8558 · madisonplanning.net
72
THE WEALTH ALLIANCE, LLC — grew from 9 to 11 advisory reps. IAPD ↗
$1.91B RAUM · 11 reps · (631) 670-0682
72
WEDMONT PRIVATE CAPITAL — grew from 5 to 7 advisory reps. IAPD ↗
$2.37B RAUM · 7 reps · 6108858200
72
STEADTRUST — grew from 5 to 9 advisory reps. IAPD ↗
$438.9M RAUM · 9 reps · 972-876-8422 · concordfinancialgroup.com
70
ASCENSION CAPITAL ADVISORS, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$634.3M RAUM · 7 reps · 713-952-6900 · ascensioncapital.com
70
WEAVER CAPITAL MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$434.1M RAUM · 3 reps · 678-341-1333
67
ZENITH WEALTH PARTNERS — grew from 6 to 8 advisory reps. IAPD ↗
$102.1M RAUM · 8 reps · (484) 278-1559
65
CORRIGAN FINANCIAL INC — (MIDDLETOWN, RI) left the SEC roster (was $1.15B RAUM, 12 reps). IAPD ↗
$1.15B RAUM · 12 reps · 401-849-9313 · corriganfinancialinc.com
65
BUFFINGTON MOHR MCNEAL — (BOISE, ID) left the SEC roster (was $1.05B RAUM, 10 reps). IAPD ↗
$1.05B RAUM · 10 reps · 208-338-5551 · bmmria.com
65
MONTEREY PRIVATE WEALTH, INC. — (MONTEREY, CA) left the SEC roster (was $1.10B RAUM, 8 reps). IAPD ↗
$1.10B RAUM · 8 reps · (831) 372-3426
65
POPLAR FOREST CAPITAL LLC — (PASADENA, CA) left the SEC roster (was $1.28B RAUM, 6 reps). IAPD ↗
$1.28B RAUM · 6 reps · 626-304-6000 · poplarforestllc.com
65
PRIVATE PORTFOLIO PARTNERS, LLC — (PARAMUS, NJ) left the SEC roster (was $1.05B RAUM, 19 reps). IAPD ↗
$1.05B RAUM · 19 reps · 201-939-6644 · fairway-wealth.com
65
ADERO PARTNERS, LLC — (WALNUT CREEK, CA) left the SEC roster (was $4.38B RAUM, 24 reps). IAPD ↗
$4.38B RAUM · 24 reps · 650-252-0550
65
SPECTRUM WEALTH MANAGEMENT — (INDIANAPOLIS, IN) left the SEC roster (was $1.15B RAUM, 6 reps). IAPD ↗
$1.15B RAUM · 6 reps · 317-663-5600
63
DREHER INVESTMENT SERVICES, INC. — (SAN ANGELO, TX) left the SEC roster (was $272.0M RAUM, 5 reps). IAPD ↗
$272.0M RAUM · 5 reps · 325-486-8600 · dreherinvestmentservices.com
63
PARSONS CAPITAL MANAGEMENT, LLC — (NEW HOPE, PA) left the SEC roster (was $803.8M RAUM, 2 reps). IAPD ↗
$803.8M RAUM · 2 reps · 908-730-0011 · parsonscapitalmanagement.com
63
MICHAEL A. DUBIS FINANCIAL PLANNING, LLC — (MIDDLETON, WI) left the SEC roster (was $272.5M RAUM, 1 reps). IAPD ↗
$272.5M RAUM · 1 reps · 608-827-6755 · michaeldubis.com
63
SALZINGER SHEAFF BROCK, LLC — (INDIANAPOLIS, IN) left the SEC roster (was $317.1M RAUM, 4 reps). IAPD ↗
$317.1M RAUM · 4 reps · 317-705-5700 · salzingersheaffbrock.com
63
BLUEPOINTE CAPITAL MANAGEMENT, LLC — (MENLO PARK, CA) left the SEC roster (was $838.1M RAUM, 4 reps). IAPD ↗
$838.1M RAUM · 4 reps · 650-293-4545
63
HORAN CAPITAL ADVISORS, LLC — (CINCINNATI, OH) left the SEC roster (was $595.9M RAUM, 5 reps). IAPD ↗
$595.9M RAUM · 5 reps · 513-745-0707
63
LPF ADVISORS, LLC — (SARASOTA, FL) left the SEC roster (was $277.5M RAUM, 4 reps). IAPD ↗
$277.5M RAUM · 4 reps · (941) 907-0101 · waypointadvisors.com
63
PROQUILITY PRIVATE WEALTH PARTNERS, LLC — (location n/a) left the SEC roster (was $355.6M RAUM, 2 reps). IAPD ↗
$355.6M RAUM · 2 reps · 702-941-7860
63
MAXWELL WEALTH — (PLEASANTON, CA) left the SEC roster (was $290.0M RAUM, 3 reps). IAPD ↗
$290.0M RAUM · 3 reps · 925-523-3288
63
KEELAN CAPITAL — (location n/a) left the SEC roster (was $561.4M RAUM, 2 reps). IAPD ↗
$561.4M RAUM · 2 reps · 404-421-8000 · keelancap.com
60
PENSION PLANNING SOLUTIONS, INC. — (GREENSBORO, NC) left the SEC roster (was $9.1M RAUM, 1 reps). IAPD ↗
$9.1M RAUM · 1 reps · 336-389-9922 · pensionplanningsolutions.com
60
MERIDIAN CAPITAL MANAGEMENT GROUP, INC. — (UNIONTOWN, OH) left the SEC roster (was $182.3M RAUM, 2 reps). IAPD ↗
$182.3M RAUM · 2 reps · 330-899-0135 · mercapgroup.com
60
WIN TEAM ADVISORY SERVICES — (IRVINE, CA) left the SEC roster (was $56.6M RAUM, 3 reps). IAPD ↗
$56.6M RAUM · 3 reps · 949-336-7300 · win-team.org
60
PILLAR WEALTH MANAGEMENT, LLC — (location n/a) left the SEC roster (was $221.1M RAUM, 2 reps). IAPD ↗
$221.1M RAUM · 2 reps · 925-407-0320 · pillarwm.com
60
OLYMPIC WEALTH MANAGEMENT LLC — (BOTHELL, WA) left the SEC roster (was $209.4M RAUM, 1 reps). IAPD ↗
$209.4M RAUM · 1 reps · (425) 485-4700 · olympicwm.com
60
AOG WEALTH MANAGEMENT — (RESTON, VA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 703-757-8020 · aogwealth.com
60
MYLES WEALTH MANAGEMENT, LLC — (FLORIDA, NY) left the SEC roster (was $97.1M RAUM, 1 reps). IAPD ↗
$97.1M RAUM · 1 reps · 845-651-3070 · myleswealthmanagement.com
60
NEW POTOMAC PARTNERS LLC — (NORTH BETHESDA, MD) left the SEC roster (was $59.3M RAUM, 2 reps). IAPD ↗
$59.3M RAUM · 2 reps · 240-253-4280 · newpotomacpartners.com
60
SABRIENT SYSTEMS, LLC — (location n/a) left the SEC roster (was $0 RAUM, 7 reps). IAPD ↗
$0 RAUM · 7 reps · 805-730-7777
60
TRIO ADVISORS, INC. — (location n/a) left the SEC roster (was $47.1M RAUM, 2 reps). IAPD ↗
$47.1M RAUM · 2 reps · 646-529-1495
60
SPARI, INC. — (DENVER, CO) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 785-537-6225 · spari.info
60
MEDIA WEALTH — (WALNUT CREEK, CA) left the SEC roster (was $142.3M RAUM, 3 reps). IAPD ↗
$142.3M RAUM · 3 reps · 650-252-0550
60
KOMOREBI GLOBAL — (location n/a) left the SEC roster (was $69.4M RAUM, 1 reps). IAPD ↗
$69.4M RAUM · 1 reps · 786-302-0667 · komorebi-global.com
60
ROSENBLATT GLOBAL ADVISORS — (NEW YORK, NY) left the SEC roster (was $1.0M RAUM, 2 reps). IAPD ↗
$1.0M RAUM · 2 reps · 212-607-3100 · rbltga.com
60
CALLAHAN FINANCIAL PLANNING — (TREYNOR, IA) left the SEC roster (was $86.3M RAUM, 3 reps). IAPD ↗
$86.3M RAUM · 3 reps · (800) 991-5195 · callahanfp.com
60
ANEW ADVISORS, LLC — (WAUWATOSA, WI) left the SEC roster (was $67.8M RAUM, 2 reps). IAPD ↗
$67.8M RAUM · 2 reps · 414-704-2875
60
SNC WEALTH MANAGEMENT LLC — (PLAINSBORO, NJ) left the SEC roster (was $21.0M RAUM, 1 reps). IAPD ↗
$21.0M RAUM · 1 reps · 908-510-3072
60
VESTO ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $65.4M RAUM, 2 reps). IAPD ↗
$65.4M RAUM · 2 reps · 856-219-4026 · getvesto.com
60
JOHNSON ADVISORS — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 4053349763 · johnsonadvisors.godaddysites.com
60
EDEN INTELLIGENCE FINANCIAL — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $3.4M RAUM, 1 reps). IAPD ↗
$3.4M RAUM · 1 reps · 206-747-0960
60
WIMER INVESTMENT MANAGEMENT — (location n/a) left the SEC roster (was $69.0M RAUM, 1 reps). IAPD ↗
$69.0M RAUM · 1 reps · 7327639237
60
AIML TRADING PARTNERS — (COLD SPRING HARBOR, NY) left the SEC roster (was $35.0M RAUM, 1 reps). IAPD ↗
$35.0M RAUM · 1 reps · (631) 944-5699
60
MORA FINANCIAL — (SANTA ANA, CA) left the SEC roster (was $150 RAUM, 1 reps). IAPD ↗
$150 RAUM · 1 reps · 949-287-8068 · mora.com
60
ANGLIN INVESTMENT PARTNERS, LLC — (ATLANTA, GA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 912-655-5481 · anglinpartners.com
60
AP INVESTMENT MANAGEMENT — (MOUNTAIN VIEW, CA) left the SEC roster — its 120-day provisional registration did not convert (was $27.9M RAUM, 1 reps). IAPD ↗
$27.9M RAUM · 1 reps · 650-618-1091
55
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST — shrank from 168 to 157 advisory reps. IAPD ↗
$164.32B RAUM · 157 reps · 215-255-2300 · macquarie.com
55
SCHOOLCRAFT CAPITAL LLC — shrank from 8 to 5 advisory reps. IAPD ↗
$1.23B RAUM · 5 reps · 303-625-6868 · schoolcraftcapital.com
55
CANOPY WEALTH MANAGEMENT — shrank from 13 to 7 advisory reps. IAPD ↗
$1.47B RAUM · 7 reps · 608-662-9018 · canopy-wealth.com
55
SMITH SHELLNUT WILSON — added office(s): 6 -> 7 additional locations. IAPD ↗
$8.02B RAUM · 15 reps · 601-605-1776 · ssw1776.com
55
COBBLESTONE CAPITAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.93B RAUM · 23 reps · 585-473-3333 · cobblestonecap.com
55
COLDSTREAM WEALTH MANAGEMENT — added office(s): 7 -> 8 additional locations. IAPD ↗
$12.44B RAUM · 165 reps · 425-283-1600
55
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. — added office(s): 10 -> 11 additional locations. IAPD ↗
$43.42B RAUM · 99 reps · 800-621-4421 · mesirowfinancial.com
55
CONSOLIDATED PORTFOLIO REVIEW CORP — added office(s): 24 -> 25 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · delanceywealth.com
55
CARY STREET PARTNERS — added office(s): 23 -> 24 additional locations. IAPD ↗
$8.26B RAUM · 81 reps · (804) 340-8100
55
SIMON QUICK ADVISORS, LLC — added office(s): 5 -> 7 additional locations. IAPD ↗
$7.07B RAUM · 57 reps · 973-525-1000 · simonquickadvisors.com
55
ARAX ADVISORY PARTNERS — added office(s): 9 -> 15 additional locations. IAPD ↗
$7.32B RAUM · 52 reps · 303-633-5900 · simondavisinc.com
55
L & S ADVISORS, INC — added office(s): 0 -> 2 additional locations. IAPD ↗
$1.05B RAUM · 15 reps · 310-893-6060 · lsadvisors.com
55
STEPSTONE GROUP LP — added office(s): 9 -> 10 additional locations. IAPD ↗
$95.63B RAUM · 193 reps · 858-558-9700 · vimeo.com
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 90 -> 91 additional locations. IAPD ↗
$1.31B RAUM · 83 reps · 352-750-1637
55
FORUM FINANCIAL MANAGEMENT, LP — added office(s): 48 -> 49 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
55
BALLENTINE PARTNERS — added office(s): 3 -> 4 additional locations. IAPD ↗
$12.01B RAUM · 88 reps · 781-314-1300
55
FOURSTAR WEALTH ADVISORS, LLC — added office(s): 25 -> 26 additional locations. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · financialadvisorsworkshop.com
55
1900 WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.27B RAUM · 12 reps · 210-736-7770 · jeffersonbank.com
55
PATTON ALBERTSON MILLER GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$1.54B RAUM · 16 reps · 423-414-2100 · focusfinancialpartners.com
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 33 -> 34 additional locations. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
55
THE FIDUCIARY ALLIANCE — added office(s): 20 -> 21 additional locations. IAPD ↗
$1.92B RAUM · 38 reps · 864-385-7999
55
VIDENT ASSET MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$12.09B RAUM · 8 reps · 404-267-1501 · videntam.com
55
ALERA INVESTMENT ADVISORS, LLC — added office(s): 14 -> 16 additional locations. IAPD ↗
$3.57B RAUM · 53 reps · (847) 457-3000 · aleragroup.com
55
LEGACY CAPITAL WEALTH PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.32B RAUM · 16 reps · 501-376-7878 · legacycapitalwp.com
55
CANOPY WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.47B RAUM · 7 reps · 608-662-9018 · canopy-wealth.com
55
AMERICANA PARTNERS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$6.08B RAUM · 26 reps · 713-429-5552
55
WEDMONT PRIVATE CAPITAL — added office(s): 3 -> 4 additional locations. IAPD ↗
$2.37B RAUM · 7 reps · 6108858200
55
WEALTHPLAN INVESTMENT MANAGEMENT LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$1.57B RAUM · 14 reps · 402-691-0200
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$3.94B RAUM · 19 reps · 513-838-2520 · music.amazon.com
55
PORTSIDE WEALTH GROUP, LLC — added office(s): 35 -> 36 additional locations. IAPD ↗
$1.13B RAUM · 41 reps · 385-412-1222
53
HEROLD ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$489.7M RAUM · 8 reps · 212-371-3950 · heroldlantern.com
53
SANTORI & PETERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$389.7M RAUM · 4 reps · 412-373-6904
53
AZA CAPITAL MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$314.0M RAUM · 8 reps · 312-429-0880
53
NEUMANN CAPITAL MANAGEMENT — added office(s): 3 -> 4 additional locations. IAPD ↗
$568.5M RAUM · 4 reps · 650-548-9200 · neumanncm.portal.tamaracinc.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$297.9M RAUM · 0 reps · 314-963-9336 · saxonyadvisors.com
53
UNITED FINANCIAL PLANNING GROUP LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$305.4M RAUM · 5 reps · (631) 234-0871
53
CYPRESS FINANCIAL PLANNING — added office(s): 2 -> 3 additional locations. IAPD ↗
$395.0M RAUM · 6 reps · (856) 720-0029 · cypressplanning.com
53
LODESTONE WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$306.2M RAUM · 3 reps · 509-413-2386 · lodestonewm.com
53
ETESIAN WEALTH ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$426.8M RAUM · 6 reps · 503-387-3615
53
KING WEALTH MANAGEMENT GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$931.3M RAUM · 7 reps · 518-306-5640 · kingwealthmanagementgroup.com
53
WALKNER CONDON FINANCIAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$732.8M RAUM · 13 reps · 608-234-4127 · walknercondon.com
53
SEQUENT PLANNING, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
$394.7M RAUM · 70 reps · 402-953-3544
53
BOYUM WEALTH ARCHITECTS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · myboyum.com
53
FSA INVESTMENT GROUP, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$709.5M RAUM · 13 reps · (850) 696-1550 · fsa-ig.com
53
MOSAIC ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$499.4M RAUM · 16 reps · 713-980-4100
53
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$971.6M RAUM · 8 reps · (973) 525-4901
53
ROSE CAPITAL ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$663.6M RAUM · 7 reps · 305-534-7673 · rosecapitaladvisors.com
53
OASIS WEALTH PLANNING ADVISORS — added office(s): 6 -> 7 additional locations. IAPD ↗
$267.8M RAUM · 6 reps · (615) 933-3314 · oasiswealthplanning.com
53
SUMMIT WEALTH AND RETIREMENT PARTNERS — added office(s): 2 -> 3 additional locations. IAPD ↗
$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com
53
FINANCIAL SERVICES OF AMERICA ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$396.2M RAUM · 24 reps · (800) 977-9292 · fsa1.com
53
DUNHILL FINANCIAL — added office(s): 3 -> 4 additional locations. IAPD ↗
$322.9M RAUM · 8 reps · (561) 685-2381 · dunhillfinancial.com
53
ASTORIA PORTFOLIO ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$698.8M RAUM · 7 reps · 212-381-6185
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 19 -> 21 additional locations. IAPD ↗
$882.7M RAUM · 17 reps · (888) 765-8180
53
ORBA WEALTH ADVISORS, LLC — added office(s): 13 -> 15 additional locations. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
53
HOXTON WEALTH USA LLC — added office(s): 6 -> 12 additional locations. IAPD ↗
$470.0M RAUM · 37 reps · 737-249-9620
53
SERENITY INVESTMENT ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$376.0M RAUM · 5 reps · 312-734-1415 · yelp.com
53
UNIQUE WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$766.5M RAUM · 11 reps · 813-816-2030 · uniquewealth.com
53
ORG PARTNERS — added office(s): 11 -> 12 additional locations. IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
53
THEPARTNERS WEALTH MANAGEMENT — added office(s): 17 -> 18 additional locations. IAPD ↗
$454.5M RAUM · 22 reps · 800-324-3010 · twsfinancialplanning.com
53
ENCOMPASS MORE ASSET MANAGEMENT LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
53
GOLDEN STATE EQUITY PARTNERS, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$880.4M RAUM · 25 reps · 866-273-1563 · heartmtwm.com
53
ROSSBY FINANCIAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
53
GRATUS WEALTH ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$690.7M RAUM · 6 reps · 757-909-5505 · gratuswealthadvisors.com
53
MAY HILL CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$380.7M RAUM · 3 reps · 617-800-0388 · mayhillwealth.com
50
SUN VALLEY GOLD LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$87.0M RAUM · 1 reps · 208-726-2327
50
OAKVIEW CAPITAL MANAGEMENT, L.P. — shrank from 3 to 1 advisory reps. IAPD ↗
$29.6M RAUM · 1 reps · 214-999-1175 · oakviewcm.com
50
KEELEY-TETON ADVISORS, LLC — shrank from 11 to 1 advisory reps. IAPD ↗
$12.0M RAUM · 1 reps · (312) 786-5000 · tetonadv.com
50
COLORADO WEALTH GROUP LLC — shrank from 9 to 6 advisory reps. IAPD ↗
$235.3M RAUM · 6 reps · 720-729-2500
50
ALLIO ADVISORS — shrank from 3 to 1 advisory reps. IAPD ↗
$68,310 RAUM · 1 reps · (845) 475-7905 · alliocapital.com
50
SLP WEALTH — shrank from 15 to 12 advisory reps. IAPD ↗
$29.2M RAUM · 12 reps · (910) 315-0973
50
STERLING WEALTH ADVISORS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$187.6M RAUM · 1 reps · 954-771-1313 · sterlingwealthadvisors.com
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$227.6M RAUM · 10 reps · (949) 261-7726
50
CAITLIN JOHN, LLC — added office(s): 14 -> 15 additional locations. IAPD ↗
$183.4M RAUM · 20 reps · 810-355-1325 · caitlinjohn.com
50
SANKALA GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$116.1M RAUM · 4 reps · 720-310-0605
50
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$137.6M RAUM · 2 reps · 415.287-5100 · nollmac.com
50
RUTHERFORD INVESTMENT MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$216.4M RAUM · 4 reps · 503-452-1210 · rutherfordinvestment.com
50
CAERUS INVESTMENT ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.6M RAUM · 2 reps · 650-906-7666
50
Q3 ADVISORS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
50
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$80.4M RAUM · 4 reps · (317) 706-4748
50
CENTENNIAL ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$169.8M RAUM · 6 reps · (512) 265-5000 · iwanttoretirewell.com
50
PROXY WEALTH ADVISORS LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$90.0M RAUM · 11 reps · 646-289-5075 · proxywealth.com
50
KENNONDALE CAPITAL MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$100.4M RAUM · 2 reps · (804) 350-3368 · kennondale.com
50
CORNERSTONE WEALTH ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$110.2M RAUM · 4 reps · 760-476-1376 · cwainvestors.com
50
FREEDOM FAMILY OFFICE, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$143.5M RAUM · 3 reps · (855) 540-0400 · freedomfamilyoffice.com
50
MOMENT PRIVATE WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.7M RAUM · 4 reps · (636) 591-1050 · momentprivatewealth.com
50
BOOSTER, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$239.8M RAUM · 2 reps · 410-216-1551 · booster401k.com
50
WINCAP FINANCIAL LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
50
ALPHA ZERO LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$183.2M RAUM · 7 reps · (561) 576-2599 · alphazerowealth.com
50
TABLEAUX WEALTH — added office(s): 2 -> 4 additional locations. IAPD ↗
$154.3M RAUM · 5 reps · 413-264-2400
50
AXIM PLANNING & WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$119.3M RAUM · 1 reps · 937-291-2060 · aximwealth.com
50
RIGDEN CAPITAL STRATEGIES — added office(s): 1 -> 2 additional locations. IAPD ↗
$104.1M RAUM · 4 reps · 303-351-1618 · rigdencapital.com
50
BROADSTREET FAMILY OFFICE LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$21.5M RAUM · 6 reps · (914) 427-8036 · broadstreetfamilyoffice.com
50
BERLIN WEALTH GROUP ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.4M RAUM · 2 reps · +1 310 696 3704 · berlin-wealthadvisors.com
50
BLUE JEAN FINANCIAL LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488 · bluejeanfinancial.com
50
ZERO DAY CAPITAL ENTERPRISES LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
$38.2M RAUM · 14 reps · 702 271 3265 · zerodaycapital.com
50
CATOCTIN RIDGE WEALTH PARTNER — added office(s): 0 -> 1 additional locations. IAPD ↗
$102.3M RAUM · 2 reps · 301-304-6004 · burhonfg.com
50
VALOIR WEALTH LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$44.1M RAUM · 1 reps · (786) 505-2845
50
ALONGSIDE, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
50
STORGATE, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$149.2M RAUM · 2 reps · (917) 690-7972 · storgate.com
50
OASIS ADVISORS — added office(s): 3 -> 8 additional locations. IAPD ↗
$0 RAUM · 22 reps · 715-843-5518
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$0 RAUM · 7 reps · (603) 498-1854
50
DISHMI CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · (213) 373-1949 · dishmicap.com
45
CAPITAL CONSULTING & ASSET MANAGEMENT — reported RAUM down 35% ($282.2M -> $182.2M). IAPD ↗
$182.2M RAUM · 3 reps · 402-477-2500 · ccam.net
45
BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLC — reported RAUM down 33% ($50.6M -> $34.0M). IAPD ↗
$34.0M RAUM · 2 reps · 212-850-1127 · brydenabrams.com
45
OAKVIEW CAPITAL MANAGEMENT, L.P. — reported RAUM down 88% ($250.8M -> $29.6M). IAPD ↗
$29.6M RAUM · 1 reps · 214-999-1175 · oakviewcm.com
45
KEELEY-TETON ADVISORS, LLC — reported RAUM down 99% ($1.02B -> $12.0M). IAPD ↗
$12.0M RAUM · 1 reps · (312) 786-5000 · tetonadv.com
45
BRUDERMAN PRIVATE WEALTH — reported RAUM down 45% ($121.5M -> $66.3M). IAPD ↗
$66.3M RAUM · 4 reps · 516-930-4250 · brudermanprivatewealth.com
75
ROYALTY PHARMA MANAGER, LLC — grew from 0 to 43 advisory reps. IAPD ↗institutional
$16.44B RAUM · 43 reps · 212.883.0200 · royaltypharma.com
70
HAMILTON LANE — grew from 225 to 257 advisory reps. IAPD ↗fund
$138.30B RAUM · 257 reps · 610-934-2222
70
STEPSTONE GROUP REAL ESTATE LP — grew from 64 to 79 advisory reps. IAPD ↗fund
$16.36B RAUM · 79 reps · 858-558-9700 · vimeo.com
70
ROYALTY PHARMA SUB-MANAGER, LLC — grew from 0 to 43 advisory reps. IAPD ↗fund
$17.63B RAUM · 43 reps · 212-883-0200
62
SB INVESTMENT ADVISERS (US) INC. — grew from 104 to 111 advisory reps. IAPD ↗fund
$60.92B RAUM · 111 reps · 650-562-8211
61
APAX PARTNERS US, LLC — grew from 81 to 89 advisory reps. IAPD ↗fund
$415.7M RAUM · 89 reps · 212-753-6300
61
DRI CAPITAL (US), INC. — grew from 3 to 6 advisory reps. IAPD ↗institutional
$520.1M RAUM · 6 reps · 908-577-2968
60
MAM AMERICAS, INC. — grew from 123 to 128 advisory reps. IAPD ↗fund
$3.17B RAUM · 128 reps · 212-231-1000
59
3I CORPORATION — grew from 19 to 23 advisory reps. IAPD ↗fund
$2.63B RAUM · 23 reps · 1 212 848 1400 · 3i.com
58
LEGALIST — grew from 13 to 16 advisory reps. IAPD ↗fund
$1.03B RAUM · 16 reps · 415-570-7878
58
FORWARD CONSUMER PARTNERS, LLC — grew from 6 to 11 advisory reps. IAPD ↗fund
$425.0M RAUM · 11 reps · 203-485-4700 · forwardconsumerpartners.com
57
RECKONER CAPITAL MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗institutional
$28.7M RAUM · 8 reps · 212-597-2500 · reckoner.com
56
POLAR CAPITAL (AMERICA) CORPORATION — grew from 3 to 6 advisory reps. IAPD ↗fund
$505.6M RAUM · 6 reps · 203-604-1550 · polarcapital.co.uk
56
GARNET CREDIT MANAGEMENT LLC — grew from 3 to 6 advisory reps. IAPD ↗fund
$552.4M RAUM · 6 reps · 212-970-6601 · garnetcredit.com
55
ROKOS CAPITAL MANAGEMENT LLP — grew from 43 to 62 advisory reps. IAPD ↗foreign
$229.82B RAUM · 62 reps · +44(0)2036689000 · rokoscapital.com
53
CHIRON INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $440.2M RAUM, 4 reps). IAPD ↗institutional
$440.2M RAUM · 4 reps · 917-338-5082
52
BANDHAN AMC LIMITED — grew from 30 to 42 advisory reps. IAPD ↗foreign
$20.59B RAUM · 42 reps · 22-6628-9999 EXTN: 22737 · bandhanamc.com
52
NATURAL CAPITAL — grew from 10 to 12 advisory reps. IAPD ↗fund
$218.2M RAUM · 12 reps · 501-517-3162 · naturalcapitalfirm.com
51
ASSET MANAGEMENT ONE CO., LTD. — grew from 271 to 282 advisory reps. IAPD ↗foreign
$450.65B RAUM · 282 reps · 81-3-6774-5000 · am-one.co.jp
51
GSA CAPITAL PARTNERS LLP — grew from 32 to 43 advisory reps. IAPD ↗foreign
$4.81B RAUM · 43 reps · 00-44-20-4603-5100 · gsacapital.com
50
NORTH COUNTRY INVESTMENT ADVISERS, INC. — (GLENS FALLS, NY) left the SEC roster (was $124.9M RAUM, 4 reps). IAPD ↗institutional
$124.9M RAUM · 4 reps · 518-745-1000
50
BELSTAR MANAGEMENT COMPANY, LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 212-245-2800 · belstargroup.com
50
CMS FUND ADVISERS, LLC — (WYNNEWOOD, PA) left the SEC roster (was $814,325 RAUM, 4 reps). IAPD ↗institutional
$814,325 RAUM · 4 reps · 610-896-3000 · cmsco.com (no longer available)
50
NATIONAL VALUATION CONSULTANTS, INC — (CENTENNIAL, CO) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 303-753-6900 · nvcinc.com
50
U.S. NEWS FINANCIAL CONNECT — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 212-716-6800 · money.usnews.com
50
SIMPLIFY EQLS LLC — (LAS VEGAS, NV) left the SEC roster (was $114.3M RAUM, 13 reps). IAPD ↗institutional
$114.3M RAUM · 13 reps · 646-585-0476
50
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 646-907-5632 · coryell.com
50
MOZAYYX MANAGEMENT LLC — (AUSTIN, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 512-522-9690 · mozayyx.com
50
REPOWER HOLDINGS LLP — (DOVER, DE) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 248-786-9850 · repowerholdings.com
50
CANACCORD GENUITY WEALTH MANAGEMENT — grew from 7 to 31 advisory reps. IAPD ↗foreign
$101.2M RAUM · 31 reps · 604-643-7300
50
NIKKO ASSET MANAGEMENT CO LTD — grew from 130 to 140 advisory reps. IAPD ↗foreign
$213.77B RAUM · 140 reps · 81-3-6447-6000
49
HOLLYPORT CAPITAL LLP — grew from 56 to 65 advisory reps. IAPD ↗foreign
$5.86B RAUM · 65 reps · +44 207 478 3970 · hollyportcapital.com
48
STONE ARCH CAPITAL, LLC — (MINNEAPOLIS, MN) left the SEC roster (was $252.6M RAUM, 7 reps). IAPD ↗fund
$252.6M RAUM · 7 reps · 612-317-2980
48
POLAR ASSET MANAGEMENT PARTNERS INC. — grew from 53 to 61 advisory reps. IAPD ↗foreign
$42.92B RAUM · 61 reps · 416-367-4364 · polaramp.com
47
SOMPO ASSET MANAGEMENT CO., LTD. — grew from 56 to 63 advisory reps. IAPD ↗foreign
$27.89B RAUM · 63 reps · 81-3-5290-3400
46
SECURIS INVESTMENT PARTNERS LLP — grew from 17 to 23 advisory reps. IAPD ↗foreign
$2.89B RAUM · 23 reps · 44 020 7847 3700
45
WMS PARTNERS, LLC — (TOWSON, MD) left the SEC roster (was $9.3M RAUM, 0 reps). IAPD ↗fund
$9.3M RAUM · 0 reps · 410-337-7575
45
CREDIT VALUE PARTNERS, LLC — (SARASOTA, FL) left the SEC roster (was $161.5M RAUM, 2 reps). IAPD ↗fund
$161.5M RAUM · 2 reps · 203-893-4700
45
ACUTA CAPITAL PARTNERS, LLC — (REDWOOD CITY, CA) left the SEC roster (was $154.3M RAUM, 3 reps). IAPD ↗fund
$154.3M RAUM · 3 reps · 650-486-0508 · acutacapital.com
45
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $14.9M RAUM, 1 reps). IAPD ↗fund
$14.9M RAUM · 1 reps · 212-878-3702 · puissancecapital.com
45
WHITNEY PEAK CAPITAL, LP — (BOSTON, MA) left the SEC roster (was $80.2M RAUM, 1 reps). IAPD ↗fund
$80.2M RAUM · 1 reps · 617-646-4740
45
272 CAPITAL LP — (DALLAS, TX) left the SEC roster (was $141.9M RAUM, 3 reps). IAPD ↗fund
$141.9M RAUM · 3 reps · 214-556-2465
45
ATHIR CAPITAL LP — (CHICAGO, IL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 312-210-7565
45
MESARETE CAPITAL LLP — grew from 6 to 11 advisory reps. IAPD ↗foreign
$4.35B RAUM · 11 reps · +44 (0) 203 148 2330
45
PLANPILOT — added office(s): 3 -> 10 additional locations. IAPD ↗institutional
$3.71B RAUM · 11 reps · 312-973-4911
45
STEPSTONE PRIVATE WEALTH — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$8.17B RAUM · 0 reps · 704-215-4300
44
PACIFIC ASSET MANAGEMENT — grew from 15 to 19 advisory reps. IAPD ↗foreign
$11.18B RAUM · 19 reps · +44 203 970 3100 · pacificam.co.uk
44
J. STERN & CO. LLP — grew from 10 to 14 advisory reps. IAPD ↗foreign
$1.90B RAUM · 14 reps · +44(0)20 3478 1800 · jsternco.com
44
BUOYANT CAPITAL PRIVATE LIMITED — grew from 45 to 51 advisory reps. IAPD ↗foreign
$674.0M RAUM · 51 reps · +91 22 6931 9994 · buoyantcap.com
43
GOODHART PARTNERS LLP — grew from 1 to 6 advisory reps. IAPD ↗foreign
$683.0M RAUM · 6 reps · +44 (0)20 7379 3000 · goodhartpartners.com
43
CAIUS CAPITAL LLP — grew from 7 to 10 advisory reps. IAPD ↗foreign
$1.85B RAUM · 10 reps · 442071907940 · caiuscapital.com
42
TAVIRA FINANCIAL — grew from 13 to 17 advisory reps. IAPD ↗foreign
$764.2M RAUM · 17 reps · 44 0207 100 5100
40
ALBOURNE AMERICA LLC — shrank from 77 to 70 advisory reps. IAPD ↗institutional
$0 RAUM · 70 reps · 415-489-7200
40
NXT CAPITAL INVESTMENT ADVISERS, LLC — shrank from 67 to 56 advisory reps. IAPD ↗fund
$6.48B RAUM · 56 reps · 312-450-8000
40
RP MANAGEMENT, LLC — shrank from 44 to 1 advisory reps. IAPD ↗fund
$1.36B RAUM · 1 reps · 212-883-0200
40
EMERGE CAPITAL MANAGEMENT — shrank from 6 to 2 advisory reps. IAPD ↗institutional
$30.0M RAUM · 2 reps · 904-870-1092
40
UTI ASSET MANAGEMENT COMPANY LIMITED — grew from 53 to 58 advisory reps. IAPD ↗foreign
$0 RAUM · 58 reps · 91 022 6678 6686 · utimf.com
40
SCOTT CAPITAL PARTNERS — grew from 6 to 8 advisory reps. IAPD ↗foreign
$739.3M RAUM · 8 reps · 442045742828 · scottcp.com
40
GABELLI FUNDS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$21.95B RAUM · 48 reps · 914-921-5000 · gabelli.com
40
HAMILTON LANE — added office(s): 21 -> 22 additional locations. IAPD ↗fund
$138.30B RAUM · 257 reps · 610-934-2222
40
VANGUARD GLOBAL ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$491.43B RAUM · 84 reps · 610-669-1000 · vanguardoffshore.com
40
STEPSTONE GROUP REAL ASSETS LP — added office(s): 7 -> 8 additional locations. IAPD ↗fund
$33.10B RAUM · 75 reps · 858-558-9700
40
MAM AMERICAS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$3.17B RAUM · 128 reps · 212-231-1000
40
PARAFI CAPITAL LP — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.40B RAUM · 8 reps · (203) 326-1321 · parafi.com
40
GREAT MOUNTAIN PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$11.32B RAUM · 10 reps · 203.993.6149
40
PERCHERON CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.59B RAUM · 54 reps · (415)738-4340 · percheroncapital.com
40
ELDRIDGE SME ADVISERS — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$0 RAUM · 8 reps · (212) 895-2000 · eldridge.com
38
NOMURA ASSET MANAGEMENT U.S.A. INC. — reported RAUM down 30% ($826.6M -> $576.3M). IAPD ↗institutional
$576.3M RAUM · 7 reps · (212) 667-1414 · nomura.com
38
HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC — shrank from 7 to 2 advisory reps. IAPD ↗fund
$414.9M RAUM · 2 reps · 646-889-2505 · hillcrestfinancellc.com
38
POLAR CAPITAL (AMERICA) CORPORATION — added office(s): 0 -> 2 additional locations. IAPD ↗fund
$505.6M RAUM · 6 reps · 203-604-1550 · polarcapital.co.uk
35
RP MANAGEMENT, LLC — reported RAUM down 93% ($18.34B -> $1.36B). IAPD ↗fund
$1.36B RAUM · 1 reps · 212-883-0200
35
EMERGE CAPITAL MANAGEMENT — reported RAUM down 73% ($112.8M -> $30.0M). IAPD ↗institutional
$30.0M RAUM · 2 reps · 904-870-1092
35
LEDGER ILS MANAGERS, LLC — reported RAUM down 70% ($105.6M -> $32.1M). IAPD ↗institutional
$32.1M RAUM · 2 reps · 510-590-2868
33
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — reported RAUM down 40% ($750.0M -> $448.2M). IAPD ↗fund
$448.2M RAUM · 7 reps · 1 212 231-1000 · macquarie.com
30
HUESLER FINANCIAL CONSULTING AG — (LUCERNE, Switzerland) left the SEC roster (was $104.9M RAUM, 1 reps). IAPD ↗foreign
$104.9M RAUM · 1 reps · 41412108484
25
BAILLIE GIFFORD OVERSEAS LTD — shrank from 152 to 144 advisory reps. IAPD ↗foreign
$162.55B RAUM · 144 reps · +44 131 275 2000
25
NIKKO ASSET MANAGEMENT EUROPE LTD — shrank from 22 to 17 advisory reps. IAPD ↗foreign
$18.21B RAUM · 17 reps · INTL + 44 207796 9866
25
HIGHCLERE INTERNATIONAL INVESTORS — shrank from 12 to 9 advisory reps. IAPD ↗foreign
$1.28B RAUM · 9 reps · +44 207-258-9830 · highclereinvestors.com
25
OLDFIELD PARTNERS LLP — shrank from 12 to 8 advisory reps. IAPD ↗foreign
$1.52B RAUM · 8 reps · 44 20 7259 1000 · oldfieldpartners.com
25
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — shrank from 61 to 55 advisory reps. IAPD ↗foreign
$15.72B RAUM · 55 reps · 44 203 037 2000 · macquarie.com
25
PHOENIX ASSET MANAGEMENT PARTNERS LIMITED — shrank from 12 to 9 advisory reps. IAPD ↗foreign
$1.89B RAUM · 9 reps · +44 (0) 208 600 0100
25
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED — shrank from 254 to 204 advisory reps. IAPD ↗foreign
$157.09B RAUM · 204 reps · 81-3-6205-0200 · note.smd-am.co.jp
25
RUFFER LLP — shrank from 133 to 42 advisory reps. IAPD ↗foreign
$24.20B RAUM · 42 reps · 00 44 20 7963 8100 · ruffer.co.uk
25
FORESIGHT GROUP LLP — shrank from 150 to 135 advisory reps. IAPD ↗foreign
$8.48B RAUM · 135 reps · 44 020 3667 8100 · foresightgroup.eu
25
ALKEN ASSET MANAGEMENT LTD — shrank from 12 to 9 advisory reps. IAPD ↗foreign
$2.25B RAUM · 9 reps · -223 · alken-am.com
25
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD — shrank from 27 to 21 advisory reps. IAPD ↗foreign
$2.44B RAUM · 21 reps · 022-69925500 · valuequest.in
25
POLAR CAPITAL — added office(s): 5 -> 6 additional locations. IAPD ↗foreign
$29.11B RAUM · 58 reps · 011 44 20 72272700 · polarcapital.co.uk
25
QUANTUM ADVISORS PRIVATE LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$2.28B RAUM · 15 reps · 91-22-61447900
25
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED — added office(s): 6 -> 9 additional locations. IAPD ↗foreign
$2.01B RAUM · 3 reps · -7488
25
POLAR ASSET MANAGEMENT PARTNERS INC. — added office(s): 5 -> 7 additional locations. IAPD ↗foreign
$42.92B RAUM · 61 reps · 416-367-4364 · polaramp.com
25
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED — added office(s): 2 -> 4 additional locations. IAPD ↗foreign
$160.25B RAUM · 73 reps · 612 8232 3333 · macquarie.com
25
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$15.72B RAUM · 55 reps · 44 203 037 2000 · macquarie.com
25
CLEAN ENERGY TRANSITION LLP — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$4.02B RAUM · 5 reps · 442038705963 · cleanenergytransition.com
23
PRYTANIA INVESTMENT ADVISORS LLP — shrank from 6 to 4 advisory reps. IAPD ↗foreign
$914.8M RAUM · 4 reps · 020 4570 5514 · prytania.com
23
WESTBECK CAPITAL MANAGEMENT LLP — shrank from 6 to 2 advisory reps. IAPD ↗foreign
$286.7M RAUM · 2 reps · 442080510888
23
ESCHLER ASSET MANAGEMENT LLP — added office(s): 7 -> 12 additional locations. IAPD ↗foreign
$497.2M RAUM · 31 reps · 447775824595
20
COLLER INVESTMENT MANAGEMENT LTD — reported RAUM down 43% ($51.19B -> $28.99B). IAPD ↗foreign
$28.99B RAUM · 0 reps · +44 1481 745001
20
HIGHCLERE INTERNATIONAL INVESTORS — reported RAUM down 41% ($2.17B -> $1.28B). IAPD ↗foreign
$1.28B RAUM · 9 reps · +44 207-258-9830 · highclereinvestors.com
20
OLDFIELD PARTNERS LLP — reported RAUM down 35% ($2.36B -> $1.52B). IAPD ↗foreign
$1.52B RAUM · 8 reps · 44 20 7259 1000 · oldfieldpartners.com
20
KILTEARN PARTNERS — reported RAUM down 44% ($3.10B -> $1.74B). IAPD ↗foreign
$1.74B RAUM · 8 reps · 011 44 131 460 1040 · kiltearnpartners.com
20
360 ONE ASSET MANAGEMENT LIMITED — reported RAUM down 45% ($8.69B -> $4.82B). IAPD ↗foreign
$4.82B RAUM · 2 reps · +91 022 4876 5600 · 360.one
20
D.A.C. DAVIS INVESTMENT COUNSEL, INC. — shrank from 4 to 0 advisory reps. IAPD ↗foreign
$12.3M RAUM · 0 reps · 416-324-2200
20
CANACCORD GENUITY WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗foreign
$101.2M RAUM · 31 reps · 604-643-7300
20
BFINANCE US LTD. — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$0 RAUM · 3 reps · 442077478600 · bfinance.com
20
OCEANIC INVESTMENT MANAGEMENT LIMITED — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$198.7M RAUM · 6 reps · +44 1624 663616 · oceanicim.com
18
ANDA ASSET MANAGEMENT CO., LTD. — reported RAUM down 33% ($972.1M -> $650.0M). IAPD ↗foreign
$650.0M RAUM · 19 reps · 822-2156-2800 · andaasset.com
18
OSMOSIS INVESTMENT MANAGEMENT US LLC — reported RAUM down 28% ($426.4M -> $307.0M). IAPD ↗foreign
$307.0M RAUM · 23 reps · +44 (0) 203 928 6555 · osmosisim.com
18
OTUS CAPITAL MANAGEMENT LIMITED — reported RAUM down 29% ($704.4M -> $501.0M). IAPD ↗foreign
$501.0M RAUM · 7 reps · 020 7227 0000
18
PRYTANIA INVESTMENT ADVISORS LLP — reported RAUM down 48% ($1.76B -> $914.8M). IAPD ↗foreign
$914.8M RAUM · 4 reps · 020 4570 5514 · prytania.com
18
CEDERBERG CAPITAL LIMITED — reported RAUM down 33% ($1.15B -> $772.8M). IAPD ↗foreign
$772.8M RAUM · 2 reps · +44 203 745 1701 · cederbergcap.com
18
MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED — reported RAUM down 41% ($1.03B -> $603.4M). IAPD ↗foreign
$603.4M RAUM · 32 reps · 0806-9199-400
15
ALCHEMY INVESTMENT MANAGEMENT LLP — reported RAUM down 76% ($208.4M -> $49.6M). IAPD ↗foreign
$49.6M RAUM · 1 reps · 079-61693000 · alchemyim.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.