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EMERGE CAPITAL MANAGEMENT

BUFFALO, NY · CRD 284581 · IAPD ↗ · 904-870-1092

$30.0MRegulatory AUM
2Advisory reps
5Employees
1Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
July 2025 — EMERGE CAPITAL MANAGEMENT reported RAUM down 73% ($112.8M -> $30.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
July 2025 — EMERGE CAPITAL MANAGEMENT shrank from 6 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
May 2024 — EMERGE CAPITAL MANAGEMENT reported RAUM down 69% ($368.0M -> $112.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.