← Tributary

Recruiting & transitions — August 2024

Recruiters, transition consultants, and firms hiring advisors.

207 firms opened this window in the August 2024 SEC roster: 84 new office, 73 deregistered, 27 headcount up, 15 headcount down, 8 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
&PARTNERS — grew from 87 to 174 advisory reps. IAPD ↗
$1.17B RAUM · 174 reps · 615-255-6431 · prairieheritagefinancial.com
85
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC — grew from 0 to 615 advisory reps. IAPD ↗
$72.02B RAUM · 615 reps · 763-417-1700
85
THE COLONY GROUP, LLC — grew from 315 to 630 advisory reps. IAPD ↗
$21.47B RAUM · 630 reps · 617-723-8200 · debrabrede.com
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 99 to 122 advisory reps. IAPD ↗
$11.29B RAUM · 122 reps · 312-334-7300 · kovitz.com
80
WELLTH ADVISORY SERVICES, LLC — grew from 1 to 67 advisory reps. IAPD ↗
$0 RAUM · 67 reps · 866-777-4015 · srpretire.com
78
ASHTON THOMAS PRIVATE WEALTH — grew from 47 to 55 advisory reps. IAPD ↗
$2.89B RAUM · 55 reps · 602-732-4745
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 118 to 123 advisory reps. IAPD ↗
$6.26B RAUM · 123 reps · (813) 575-2652 · adalanpw.com
72
QP GLOBAL FAMILY OFFICES, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.48B RAUM · 8 reps · 203-954-6214
72
BRIDGEPORT FINANCIAL SOLUTIONS — grew from 0 to 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 877-411-2737 · bridgeport.financial
72
IFS GROUP — grew from 7 to 14 advisory reps. IAPD ↗
$200.0M RAUM · 14 reps · 717-766-1144 · ifsgroup1.com
71
THE MARSHALL FINANCIAL GROUP LLC — grew from 5 to 8 advisory reps. IAPD ↗
$468.7M RAUM · 8 reps · (410) 563-1190
70
DENT WEALTH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
$275.8M RAUM · 4 reps · 225-922-9955
70
PENOBSCOT FINANCIAL ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
$405.0M RAUM · 9 reps · (207) 990-1901
68
SMARTPATH ADVISORS — grew from 8 to 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · (678) 538-9420
68
SAVVY LABS INC — grew from 8 to 11 advisory reps. IAPD ↗
$117.0M RAUM · 11 reps · 888-401-5517 · getsavvy.io
68
MARIDEA WEALTH MANAGEMENT — grew from 4 to 7 advisory reps. IAPD ↗
$25.2M RAUM · 7 reps · 269-598-0939 · marideawealth.com
67
HIGHLAND INVESTMENT ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
$239.2M RAUM · 10 reps · 414-755-2309 · highlandinvestmentadvisors.com
67
STIRLING FINANCIAL GROUP — grew from 1 to 3 advisory reps. IAPD ↗
$140.7M RAUM · 3 reps · 619-435-1210 · stirlingfinancialgroup.com
67
ROCKBRIDGE CAPITAL MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
$137.9M RAUM · 3 reps · 703.628.1036
67
KILTER GROUP — grew from 2 to 4 advisory reps. IAPD ↗
$181.3M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
65
CROWN CAPITAL SECURITIES, L.P. — (ORANGE, CA) left the SEC roster (was $1.22B RAUM, 164 reps). IAPD ↗
$1.22B RAUM · 164 reps · 714-547-9481 · crowncapitalsecurities.com
65
THE FINANCIAL ADVISORY GROUP, LLC — (HOUSTON, TX) left the SEC roster (was $1.24B RAUM, 10 reps). IAPD ↗
$1.24B RAUM · 10 reps · 713-627-7660 · finadvisors.com
65
ATLAS PRIVATE WEALTH MANAGEMENT, LLC — (ALBANY, NY) left the SEC roster (was $1.26B RAUM, 10 reps). IAPD ↗
$1.26B RAUM · 10 reps · (518) 482-5777
65
WACKER WEALTH PARTNERS, LLC — (SAN LUIS OBISPO, CA) left the SEC roster (was $1.14B RAUM, 12 reps). IAPD ↗
$1.14B RAUM · 12 reps · 805-541-1308
65
ENVOI LLC — (MINNEAPOLIS, MN) left the SEC roster (was $2.85B RAUM, 8 reps). IAPD ↗
$2.85B RAUM · 8 reps · 952-358-6260 · envoillc.com
65
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC — (LOS ANGELES, CA) left the SEC roster (was $12.87B RAUM, 3 reps). IAPD ↗
$12.87B RAUM · 3 reps · 424-372-1775
65
INTEROCEAN CAPITAL — (NASHVILLE, TN) left the SEC roster (was $5.81B RAUM, 30 reps). IAPD ↗
$5.81B RAUM · 30 reps · 312-648-1720 · focusfinancialpartners.com
65
CONNECTUS WEALTH — (HUNT VALLEY, MD) left the SEC roster (was $8.67B RAUM, 83 reps). IAPD ↗
$8.67B RAUM · 83 reps · 513-832-5463 · connectuswealth.com
63
HIGHLANDER CAPITAL MANAGEMENT LLC — (SHORT HILLS, NJ) left the SEC roster (was $351.8M RAUM, 8 reps). IAPD ↗
$351.8M RAUM · 8 reps · 973-718-3511 · highlandereport.com
63
LAFISE SECURITIES CORPORATION — (MIAMI, FL) left the SEC roster (was $736.0M RAUM, 1 reps). IAPD ↗
$736.0M RAUM · 1 reps · 305-374-6001
63
KLR INVESTMENT ADVISORS, LLC — (PROVIDENCE, RI) left the SEC roster (was $254.5M RAUM, 5 reps). IAPD ↗
$254.5M RAUM · 5 reps · 401-274-2001
63
BROMFIELD SNEIDER WEALTH ADVISORS, INC. — (WESTWOOD, MA) left the SEC roster (was $436.7M RAUM, 2 reps). IAPD ↗
$436.7M RAUM · 2 reps · (617) 252-3400 · bromfieldsneider.com
63
C & J WEALTH ADVISORS — (KNOXVILLE, TN) left the SEC roster (was $269.9M RAUM, 6 reps). IAPD ↗
$269.9M RAUM · 6 reps · 865-481-0385
63
STARFOX FINANCIAL SERVICES, LLC — (THE WOODLANDS, TX) left the SEC roster (was $252.9M RAUM, 3 reps). IAPD ↗
$252.9M RAUM · 3 reps · 281-764-8239
63
CUBIC ASSET MANAGEMENT, LLC — (BOSTON, MA) left the SEC roster (was $679.3M RAUM, 3 reps). IAPD ↗
$679.3M RAUM · 3 reps · 617-456-1373 · cubic-am.com
63
DIVERSIFY WEALTH MANAGEMENT LLC — (OREM, UT) left the SEC roster (was $540.2M RAUM, 24 reps). IAPD ↗
$540.2M RAUM · 24 reps · 801-221-2939 · ljcooper.com
63
THE RETIREMENT GROUP, LLC — (SAN DIEGO, CA) left the SEC roster (was $544.5M RAUM, 20 reps). IAPD ↗
$544.5M RAUM · 20 reps · 800-900-5867
63
RMR WEALTH ADVISORS LLC — (MADISON, WI) left the SEC roster (was $369.3M RAUM, 2 reps). IAPD ↗
$369.3M RAUM · 2 reps · 608-663-7676 · rmradvisors.com
63
CALIBER WEALTH MANAGEMENT, LLC — (OREM, UT) left the SEC roster (was $503.2M RAUM, 5 reps). IAPD ↗
$503.2M RAUM · 5 reps · 385-223-8688
63
RETURN ON INVESTMENT, LLC — (location n/a) left the SEC roster (was $884.8M RAUM, 1 reps). IAPD ↗
$884.8M RAUM · 1 reps · (307) 314-3211
60
FIRSTWAVE FINANCIAL — (SATELLITE BEACH, FL) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · 321-773-7773
60
ASSET STRATEGIES, INC. — (AVON, CT) left the SEC roster (was $140.1M RAUM, 2 reps). IAPD ↗
$140.1M RAUM · 2 reps · 860-673-5500 · assetstrats.com
60
WATTERS FINANCIAL SERVICES, LLC — (PARAMUS, NJ) left the SEC roster (was $178.1M RAUM, 2 reps). IAPD ↗
$178.1M RAUM · 2 reps · (201) 843-0044 · wattersfinancial.com
60
PORTFOLIO DESIGN ADVISORS, INC. — (ENGLEWOOD, CO) left the SEC roster (was $38.9M RAUM, 3 reps). IAPD ↗
$38.9M RAUM · 3 reps · 303-785-8470 · portfoliodesign.us
60
SUNDANCE ADVISORS — (PITTSBURGH, PA) left the SEC roster (was $226.0M RAUM, 2 reps). IAPD ↗
$226.0M RAUM · 2 reps · 412-366-2813
60
KNOWLEDGE LEADERS CAPITAL, LLC — (DENVER, CO) left the SEC roster (was $166.9M RAUM, 3 reps). IAPD ↗
$166.9M RAUM · 3 reps · 303-717-5987
60
INTEGRATED WEALTH ADVISORS, LLC — (WILMINGTON, DE) left the SEC roster (was $107.4M RAUM, 1 reps). IAPD ↗
$107.4M RAUM · 1 reps · (302) 442-4233 · intwealthmgt.com
60
PGP WEALTH SERVICES, LLC — (location n/a) left the SEC roster (was $83.1M RAUM, 1 reps). IAPD ↗
$83.1M RAUM · 1 reps · 818-842-5625 · pgpwealthservices.com
60
TRIUMPH WEALTH ADVISORS, INC. — (WOODSTOCK, GA) left the SEC roster (was $28.1M RAUM, 4 reps). IAPD ↗
$28.1M RAUM · 4 reps · 770-924-9322 · triumphwealthadvisors.com
60
ALTERITY FINANCIAL GROUP, LLC — (BANGOR, ME) left the SEC roster (was $120.9M RAUM, 5 reps). IAPD ↗
$120.9M RAUM · 5 reps · 800-966-7730
60
DFPG INVESTMENTS, LLC — (SANDY, UT) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 801-838-9999 · globalwealthpartnersinc.com
60
RAY|THEIL WEALTH MANAGEMENT, LLC — (BEAVERCREEK, OH) left the SEC roster (was $220.9M RAUM, 2 reps). IAPD ↗
$220.9M RAUM · 2 reps · 9375317972 · raytheil.com
60
MERLIN ASSET MANAGEMENT — (NEWPORT, RI) left the SEC roster (was $36.3M RAUM, 1 reps). IAPD ↗
$36.3M RAUM · 1 reps · 617 366-2650 · merlinam.com
60
ROCK HOUSE FINANCIAL — (FARMINGTON, UT) left the SEC roster (was $214.9M RAUM, 6 reps). IAPD ↗
$214.9M RAUM · 6 reps · (801) 447-4200
60
HARON CAPITAL MANAGEMENT, LLC — (COCOA BEACH, FL) left the SEC roster (was $42.2M RAUM, 2 reps). IAPD ↗
$42.2M RAUM · 2 reps · 646-965-6700
60
BAY STREET CAPITAL HOLDINGS — (location n/a) left the SEC roster (was $75.9M RAUM, 4 reps). IAPD ↗
$75.9M RAUM · 4 reps · 650-464-8275
60
CAPITAL OPTIONS, INC. — (location n/a) left the SEC roster (was $154.6M RAUM, 1 reps). IAPD ↗
$154.6M RAUM · 1 reps · 828-696-3828 · capital-options-inc.com
60
R CUBED GLOBAL CAPITAL INC. — (BELLEVUE, WA) left the SEC roster (was $25.2M RAUM, 1 reps). IAPD ↗
$25.2M RAUM · 1 reps · 206-743-5907 · rcubedgc.com
60
NEXT FINANCIAL ADVISORS LLC — (SEATTLE, WA) left the SEC roster (was $377,728 RAUM, 0 reps). IAPD ↗
$377,728 RAUM · 0 reps · 202-831-0684
60
PIN WEALTH — (NORTH READING, MA) left the SEC roster (was $83.5M RAUM, 2 reps). IAPD ↗
$83.5M RAUM · 2 reps · 781-239-1187
60
PRECESSION CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $20.8M RAUM, 1 reps). IAPD ↗
$20.8M RAUM · 1 reps · (203) 240-1058
60
INNOVIS ASSET MANAGEMENT LLC — (CHICAGO, IL) left the SEC roster (was $1.8M RAUM, 1 reps). IAPD ↗
$1.8M RAUM · 1 reps · 858-414-3929
60
RIPPLE CAPITAL MANAGEMENT LLC — (ASPEN, CO) left the SEC roster (was $100.0M RAUM, 1 reps). IAPD ↗
$100.0M RAUM · 1 reps · 8088963264 · ripplecap.com
60
ALCALA MULTI FAMILY OFFICE — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (646) 559-0560
60
BLACKWATCH FINANCIAL GROUP, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 630-380-9430
60
235 WEALTH MANAGEMENT, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $9.1M RAUM, 1 reps). IAPD ↗
$9.1M RAUM · 1 reps · 303-886-3322 · 235wealth.com
60
WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC — (SCOTTSDALE, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $19.5M RAUM, 1 reps). IAPD ↗
$19.5M RAUM · 1 reps · 480-973-3560 · wealthstonepwm.com
60
PONTA WEALTH PARTNERS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 407-234-5343
55
CENTAURUS FINANCIAL, INC. — shrank from 444 to 432 advisory reps. IAPD ↗
$6.28B RAUM · 432 reps · 714-456-1790 · centaurusfinancial.com
55
FACET — shrank from 98 to 86 advisory reps. IAPD ↗
$3.49B RAUM · 86 reps · (443)376-6222
55
FIRST TRUST DIRECT INDEXING — shrank from 6 to 3 advisory reps. IAPD ↗
$1.42B RAUM · 3 reps · 617-752-6010
55
&PARTNERS — added office(s): 29 -> 50 additional locations. IAPD ↗
$1.17B RAUM · 174 reps · 615-255-6431 · prairieheritagefinancial.com
55
CANTERBURY CONSULTING INCORPORATED — added office(s): 3 -> 4 additional locations. IAPD ↗
$6.61B RAUM · 21 reps · 949-721-9580
55
CAPITAL ADVISORS, INC. — added office(s): 10 -> 11 additional locations. IAPD ↗
$5.50B RAUM · 38 reps · (918) 599-0045 · capadvfunds.com
55
BALDWIN BROTHERS LLC — added office(s): 5 -> 11 additional locations. IAPD ↗
$2.28B RAUM · 12 reps · (508) 748-0800 · baldwinbrothersinc.com
55
UNITED ASSET STRATEGIES INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.72B RAUM · 16 reps · 516-222-0021 · unitedasset.com
55
ECLECTIC ASSOCIATES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.05B RAUM · 9 reps · 714-738-0220
55
OVERBROOK MANAGEMENT CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.23B RAUM · 3 reps · 212-661-8710 · overbrook.com
55
SAX WEALTH ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.74B RAUM · 15 reps · 973-859-2199
55
AVIDIAN WEALTH SOLUTIONS — added office(s): 3 -> 4 additional locations. IAPD ↗
$3.11B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
55
PERIGON WEALTH MANAGEMENT, LLC — added office(s): 40 -> 41 additional locations. IAPD ↗
$6.94B RAUM · 77 reps · (877) 977-2555
55
ROYAL FUND MANAGEMENT, LLC — added office(s): 83 -> 84 additional locations. IAPD ↗
$1.36B RAUM · 83 reps · 352-750-1637 · 401kmaneuver.com
55
TIEDEMANN ADVISORS, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$25.30B RAUM · 64 reps · 212-396-5900
55
AVIOR WEALTH MANAGEMENT, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
$3.99B RAUM · 97 reps · 402-218-4064
55
HHM WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.07B RAUM · 12 reps · 423-826-1670
55
MODERA WEALTH MANAGEMENT, LLC — added office(s): 20 -> 21 additional locations. IAPD ↗
$12.53B RAUM · 100 reps · (201) 768-4600
55
EAST ROCK CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$3.64B RAUM · 14 reps · 212-630-5000 · eastrockcap.com
55
MCADAM LLC — added office(s): 68 -> 69 additional locations. IAPD ↗
$1.74B RAUM · 156 reps · (888) 614-5323 · cooneymcadamfa.com
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — added office(s): 25 -> 29 additional locations. IAPD ↗
$11.29B RAUM · 122 reps · 312-334-7300 · kovitz.com
55
WINTHROP WEALTH — added office(s): 14 -> 17 additional locations. IAPD ↗
$2.21B RAUM · 22 reps · 617-530-1010
55
VALLEY WEALTH STRATEGIES, LLC — added office(s): 21 -> 22 additional locations. IAPD ↗
$1.02B RAUM · 25 reps · (209) 366-1264 · valleywealthstrategies.com
55
IEQ CAPITAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$23.58B RAUM · 100 reps · 650-581-9807 · ieqcapital.com
55
GREAT WATERS FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.02B RAUM · 26 reps · 612-360-2127
55
CW ADVISORS, LLC — added office(s): 12 -> 14 additional locations. IAPD ↗
$6.92B RAUM · 38 reps · (617) 428-7600 · congresswealth.com
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 37 -> 38 additional locations. IAPD ↗
$6.26B RAUM · 123 reps · (813) 575-2652 · adalanpw.com
55
MIDLAND WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$2.53B RAUM · 16 reps · 312-660-6516
53
STONERIDGE PMG ADVISORS, LLC — shrank from 6 to 2 advisory reps. IAPD ↗
$981.7M RAUM · 2 reps · 484-254-5400 · srpmga.com
53
DENALI WEALTH MANAGEMENT, INC. — shrank from 6 to 4 advisory reps. IAPD ↗
$256.5M RAUM · 4 reps · 414-978-0020 · denaliwm.com
53
360 FINANCIAL — shrank from 9 to 7 advisory reps. IAPD ↗
$475.4M RAUM · 7 reps · 952-542-8900
53
FINANCIAL CONSULATE — added office(s): 2 -> 3 additional locations. IAPD ↗
$782.3M RAUM · 12 reps · 410-823-7283 · financialphysical.net
53
BBJS FINANCIAL ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$259.9M RAUM · 2 reps · 206-682-4840 · bbjsadvisors.com
53
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$286.7M RAUM · 5 reps · 847-247-8959
53
THE INSTITUTE — added office(s): 6 -> 7 additional locations. IAPD ↗
$926.9M RAUM · 0 reps · 303-572-3500
53
NEPSIS, INC. — added office(s): 3 -> 4 additional locations. IAPD ↗
$350.8M RAUM · 15 reps · 952-746-2003 · investingforsuccessforyou.com
53
DELTA INVESTMENT MANAGEMENT, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$628.9M RAUM · 25 reps · (415) 249-6337 · northstar65.com
53
RESEARCH FINANCIAL STRATEGIES — added office(s): 5 -> 6 additional locations. IAPD ↗
$273.0M RAUM · 6 reps · 301-294-7500 · rfsadvisors.com
53
SOLOMON API LLC — added office(s): 1 -> 4 additional locations. IAPD ↗
$280.0M RAUM · 3 reps · 321-888-2599 · arseneauadvisory.com
53
GEOMETRIC WEALTH ADVISORS, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$843.7M RAUM · 7 reps · (973) 525-4901 · geometricadvisors.com
53
TSFG, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$649.1M RAUM · 9 reps · 847-735-7100
53
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — added office(s): 19 -> 20 additional locations. IAPD ↗
$270.2M RAUM · 19 reps · 860.973.3214 · wjcmllc.com
53
ALMANACK INVESTMENT PARTNERS — added office(s): 6 -> 7 additional locations. IAPD ↗
$802.2M RAUM · 13 reps · 484-580-2277
53
MY LEGACY ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$374.1M RAUM · 5 reps · 541-330-0220 · myeaglewealth.com
53
TRUVESTMENTS CAPITAL LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$362.7M RAUM · 12 reps · 941-753-3814
53
CASTLE COAST WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$324.3M RAUM · 5 reps · (858) 546-1247 · castlecoastwealthllc.com
53
CONVERGENCE FINANCIAL — added office(s): 5 -> 6 additional locations. IAPD ↗
$422.4M RAUM · 13 reps · (573) 818-2264
53
LEVERTY FINANCIAL GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$481.3M RAUM · 5 reps · 715-377-2080
53
SMART WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$302.9M RAUM · 12 reps · 402-369-7777 · retiresmartomaha.com
53
BROOKWOOD INVESTMENT GROUP — added office(s): 4 -> 5 additional locations. IAPD ↗
$689.1M RAUM · 17 reps · 480-744-9628 · ckwmg.com
53
TRANSCE3ND LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$313.2M RAUM · 28 reps · 512-268-9220 · e3wealth.com
53
LANDMARK WEALTH MANAGEMENT GROUP — added office(s): 3 -> 4 additional locations. IAPD ↗
$824.4M RAUM · 12 reps · (800) 251-9932 · landmarkwealth.com
53
THE NORDEN GROUP LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$987.2M RAUM · 12 reps · 801-331-5511 · thenordengroup.com
53
UPTICK PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$398.6M RAUM · 6 reps · (936) 800-0800 · holisticplanning.com
53
DIVERSIFY WEALTH MANAGEMENT, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
53
RATSON ADVISORY LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$405.5M RAUM · 1 reps · 917-325-7440 · ratsonadvisory.com
50
WEALTHTRUST ASSET MANAGEMENT, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$180.0M RAUM · 6 reps · 850-460-8444 · canyoncreekc.com
50
ADVANCED PORTFOLIO STRATEGIES — shrank from 5 to 3 advisory reps. IAPD ↗
$127.7M RAUM · 3 reps · (310) 776-5948
50
FLYING POINT FINANCIAL, INC. — added office(s): 1 -> 4 additional locations. IAPD ↗
$168.5M RAUM · 3 reps · 978-975-3000 · flyingpointfinancial.com
50
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 19 -> 21 additional locations. IAPD ↗
$239.3M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com
50
STOREHOUSE FINANCIAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$174.1M RAUM · 3 reps · 877-305-3233 · storehousefinancial.com
50
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$161.6M RAUM · 4 reps · 847-282-7010 · crystalrockcap.com
50
RUTHERFORD INVESTMENT MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.4M RAUM · 4 reps · 503-452-1210 · rutherfordinvestment.com
50
FOUNDATION WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$167.3M RAUM · 3 reps · 610-548-7170
50
YES WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$113.4M RAUM · 3 reps · (651) 426-5854
50
APTUS FINANCIAL, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$0 RAUM · 9 reps · 501-907-1993
50
GOODSTEIN WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$128.8M RAUM · 3 reps · 818-995-3500 · goodsteinwealthmanagement.com
50
PROVIDENT FINANCIAL PLANNING, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$132.5M RAUM · 1 reps · 888-752-6234 · providentfp.com
50
WATERROCK WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$113.2M RAUM · 5 reps · (505) 831-6342
50
ORBA WEALTH ADVISORS, LLC — added office(s): 2 -> 12 additional locations. IAPD ↗
$162.5M RAUM · 8 reps · (312) 670-6262
50
SMARTPATH ADVISORS — added office(s): 0 -> 12 additional locations. IAPD ↗
$0 RAUM · 11 reps · (678) 538-9420
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
50
ASSUREDPARTNERS INVESTMENT ADVISORS — added office(s): 12 -> 14 additional locations. IAPD ↗
$179.0M RAUM · 15 reps · 407-708-0050
50
WEALTHTECH PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$115.2M RAUM · 3 reps · 866-528-3660
50
EARNED WEALTH — added office(s): 8 -> 9 additional locations. IAPD ↗
$106.6M RAUM · 7 reps · (914) 417-4556
50
SAVVY LABS INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$117.0M RAUM · 11 reps · 888-401-5517 · getsavvy.io
50
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$237.5M RAUM · 4 reps · 626-689-7181 · williamsnovakwm.com
50
POSITION WEALTH — added office(s): 1 -> 3 additional locations. IAPD ↗
$166.4M RAUM · 2 reps · 281-968-2780
50
BRIDGEPORT FINANCIAL SOLUTIONS — added office(s): 1 -> 5 additional locations. IAPD ↗
$0 RAUM · 7 reps · 877-411-2737 · bridgeport.financial
50
MARIDEA WEALTH MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$25.2M RAUM · 7 reps · 269-598-0939 · marideawealth.com
50
BBVA GLOBAL WEALTH ADVISORS, INC. — added office(s): 1 -> 9 additional locations. IAPD ↗
$111.1M RAUM · 14 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
50
CATALYST WEALTH MANAGEMENT LLC — added office(s): 0 -> 16 additional locations. IAPD ↗
$20.6M RAUM · 17 reps · 832-657-7735 · catalystfg.com
50
RELATION WEALTH MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 5 reps · 918-295-7410 · relationwealth.com
50
WEALTHCARE CAPITAL PARTNERS, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$0 RAUM · 1 reps · 804.644.4711
50
KILTER GROUP — added office(s): 2 -> 4 additional locations. IAPD ↗
$181.3M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
50
BRADY MARTZ WEALTH SOLUTIONS, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
$0 RAUM · 3 reps · 701-223-1717
45
LOGIX INVESTMENTS LLC — reported RAUM down 45% ($376.3M -> $205.9M). IAPD ↗
$205.9M RAUM · 5 reps · 216-861-1148 · logixsv.com
45
ADVISOR.COM — reported RAUM down 52% ($58.2M -> $27.8M). IAPD ↗
$27.8M RAUM · 1 reps · 888-868-1944 · advisor.com
75
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — grew from 10 to 41 advisory reps. IAPD ↗institutional
$7.73B RAUM · 41 reps · 303-333-7770 · hyasgroup.com
70
INVUS FINANCIAL ADVISORS, LLC — grew from 9 to 34 advisory reps. IAPD ↗fund
$11.13B RAUM · 34 reps · 212-616-2555 · invus.com
65
TRINITY CAPITAL ADVISER, LLC — grew from 29 to 47 advisory reps. IAPD ↗fund
$60.0M RAUM · 47 reps · 480-374-5350
62
SLW MANAGEMENT COMPANY — grew from 1 to 8 advisory reps. IAPD ↗fund
$1.32B RAUM · 8 reps · 415-851-9870 · slw.vc
55
OPUS INVESTMENT MANAGEMENT, INC. — (WORCESTER, MA) left the SEC roster (was $11.39B RAUM, 15 reps). IAPD ↗institutional
$11.39B RAUM · 15 reps · 508-855-6689 · opusinvestment.com
55
COOK STREET CONSULTING, INC. — (GREENWOOD VILLAGE, CO) left the SEC roster (was $7.08B RAUM, 31 reps). IAPD ↗institutional
$7.08B RAUM · 31 reps · 303-333-7770 · cookstreetconsulting.com
55
OCTOPUS ENERGY GENERATION — grew from 50 to 74 advisory reps. IAPD ↗foreign
$7.57B RAUM · 74 reps · 0808 164 1088 · octopusenergygeneration.com
50
GSAM STRATEGIST PORTFOLIOS, LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 212-902-1000
50
COLEMAN CAPITAL (US) LLC — (location n/a) left the SEC roster (was $30.0M RAUM, 1 reps). IAPD ↗institutional
$30.0M RAUM · 1 reps · 8439372301
50
NORIAS CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 27 reps). IAPD ↗institutional
$0 RAUM · 27 reps · 917-440-5835
50
FMI TECHNOLOGIES LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-729-8490 · fmitech.net
48
BENNBRIDGE US LLC — (BOSTON, MA) left the SEC roster (was $371.6M RAUM, 1 reps). IAPD ↗fund
$371.6M RAUM · 1 reps · 781-923-6040 · bennbridge.com
48
CAMSHAFT CAPITAL ADVISORS LLC — (MIAMI, FL) left the SEC roster (was $581.1M RAUM, 1 reps). IAPD ↗fund
$581.1M RAUM · 1 reps · +1 (305) 619-1383 · camshaftgroup.com
45
13D MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $176.0M RAUM, 5 reps). IAPD ↗fund
$176.0M RAUM · 5 reps · 212-223-2282 · 13dmanagement.com
45
BACHRACH ASSET MANAGEMENT INC — (ROCKVILLE, MD) left the SEC roster (was $193.6M RAUM, 4 reps). IAPD ↗fund
$193.6M RAUM · 4 reps · 301-365-8880
45
ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $161.0M RAUM, 5 reps). IAPD ↗fund
$161.0M RAUM · 5 reps · 212.658.0732 · orthogon.partners
45
HI2 INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $52.3M RAUM, 1 reps). IAPD ↗fund
$52.3M RAUM · 1 reps · 646-969-6868
45
FAIRWAY AMERICA INVESTMENT ADVISORS, LLC — (PORTLAND, OR) left the SEC roster (was $140.7M RAUM, 17 reps). IAPD ↗fund
$140.7M RAUM · 17 reps · 503.906.9100
45
FARADAY CAPITAL, L.P. — (ROCKLIN, CA) left the SEC roster (was $64.6M RAUM, 3 reps). IAPD ↗fund
$64.6M RAUM · 3 reps · (916) 251 7146 · faradaycap.com
45
INHERENT GROUP, LP — (NEW YORK, NY) left the SEC roster (was $186.8M RAUM, 5 reps). IAPD ↗fund
$186.8M RAUM · 5 reps · 646-494-0202 · inherentgroup.com
45
EGIS CAPITAL PARTNERS LP — (SUMMIT, NJ) left the SEC roster (was $115.0M RAUM, 3 reps). IAPD ↗fund
$115.0M RAUM · 3 reps · 973-994-0606
45
NORBURY PARTNERS LP — (STAMFORD, CT) left the SEC roster (was $73.8M RAUM, 3 reps). IAPD ↗fund
$73.8M RAUM · 3 reps · 646-460-4601 · norburypartners.com
45
CLADRIUS PARTNERS LLC — (MONTVALE, NJ) left the SEC roster (was $211.2M RAUM, 4 reps). IAPD ↗fund
$211.2M RAUM · 4 reps · 646-993-6301 · cladrius.com
45
ARCANO CAPITAL USA, INC. — (NEWPORT BEACH, CA) left the SEC roster (was $29.4M RAUM, 3 reps). IAPD ↗fund
$29.4M RAUM · 3 reps · 714-856-6052
45
GENERAL INNOVATION CAPITAL, LLC — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 6 reps). IAPD ↗fund
$0 RAUM · 6 reps · 917-816-1744 · generalinnovation.com
45
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$7.73B RAUM · 41 reps · 303-333-7770 · hyasgroup.com
44
TAULA CAPITAL MANAGEMENT (UK) LLP — grew from 9 to 13 advisory reps. IAPD ↗foreign
$75.87B RAUM · 13 reps · 44 20 4570 2067 · taulacapital.com
43
CHATHAM INVESTMENT ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗institutional
$697.9M RAUM · 1 reps · 610-925-3120 · chathamfig.com
43
DRI CAPITAL (US), INC. — shrank from 5 to 3 advisory reps. IAPD ↗institutional
$551.7M RAUM · 3 reps · 908-577-2968
42
TAULA CAPITAL MANAGEMENT (US) LLC — grew from 7 to 9 advisory reps. IAPD ↗foreign
$75.87B RAUM · 9 reps · 44-20-4570-2067 · taulacapital.com
40
SIXTH STREET ADVISERS, LLC — shrank from 282 to 277 advisory reps. IAPD ↗fund
$70.98B RAUM · 277 reps · 469-621-3001
40
WHITE DEER — shrank from 10 to 8 advisory reps. IAPD ↗fund
$1.34B RAUM · 8 reps · 713.581.6900 · whitedeerenergy.com
40
TOWERS WATSON INVESTMENT SERVICES, INC. — added office(s): 12 -> 13 additional locations. IAPD ↗fund
$51.37B RAUM · 201 reps · 312-288-7700
40
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$169.4M RAUM · 1 reps · 206-745-2136 · euclidean.com
40
JEFFERIES RESEARCH SERVICES LLC — added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 248 reps · 212-284-2300 · jefferies.com
40
FISHER RETIREMENT SOLUTIONS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 1 reps · 650-350-5254
38
PERRY CAPITAL PARTNERS LLC — reported RAUM down 60% ($980.0M -> $395.0M). IAPD ↗institutional
$395.0M RAUM · 0 reps · 847-668-1560 · perrycapitalpartners.com
38
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP — shrank from 22 to 1 advisory reps. IAPD ↗fund
$421.0M RAUM · 1 reps · 212-287-3200
35
INSIGHT INVESTMENT — (LONDON, United Kingdom) left the SEC roster (was $3.04B RAUM, 1 reps). IAPD ↗foreign
$3.04B RAUM · 1 reps · +44 20 7163 4000
35
PRIME CAPITAL MANAGEMENT COMPANY LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $1.02B RAUM, 8 reps). IAPD ↗foreign
$1.02B RAUM · 8 reps · 852-36025100
35
AETOS CAPITAL REAL ESTATE — shrank from 6 to 3 advisory reps. IAPD ↗fund
$215.7M RAUM · 3 reps · +1 (212) 710-3200 · aetoscapitalasia.com
35
ATEGRA CAPITAL MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗fund
$117.3M RAUM · 5 reps · 703-564-9131 · ategracapital.com
33
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP — reported RAUM down 97% ($15.40B -> $421.0M). IAPD ↗fund
$421.0M RAUM · 1 reps · 212-287-3200
33
CQS (US), LLC — reported RAUM down 42% ($1.55B -> $894.6M). IAPD ↗fund
$894.6M RAUM · 12 reps · 212-259-2900 · cqscapital.com
33
CP2 LIMITED — (SYDNEY, Australia) left the SEC roster (was $915.3M RAUM, 5 reps). IAPD ↗foreign
$915.3M RAUM · 5 reps · 61 2 8075 4521 · cp2.com
30
WINDHAM CAPITAL MANAGEMENT, LLC — reported RAUM down 69% ($611.9M -> $192.1M). IAPD ↗fund
$192.1M RAUM · 5 reps · 617-419-3900
30
ATEGRA CAPITAL MANAGEMENT, LLC — reported RAUM down 65% ($334.2M -> $117.3M). IAPD ↗fund
$117.3M RAUM · 5 reps · 703-564-9131 · ategracapital.com
30
IMPACT ENGINE — reported RAUM down 29% ($239.0M -> $168.6M). IAPD ↗fund
$168.6M RAUM · 8 reps · 872-228-5197
30
RAYMOND JAMES INVESTMENT COUNSEL LTD. — (VANCOUVER, BRITISH COLUMBIA, Canada) left the SEC roster (was $27.7M RAUM, 13 reps). IAPD ↗foreign
$27.7M RAUM · 13 reps · 6046541526 · raymondjamesinvestmentcounsel.ca
30
TAULA CAPITAL MANAGEMENT (DIFC) LTD — (ST HELIER, Jersey) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · +97 14323 0800
25
JAMES HAMBRO & PARTNERS LLP — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$8.47B RAUM · 23 reps · 44 20 3817 3500

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.