← Tributary

ASSET STRATEGIES, INC.

AVON, CT · CRD 119661 · IAPD ↗ · assetstrats.com · 860-673-5500

$140.1MRegulatory AUM
2Advisory reps
10Employees
10Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — ASSET STRATEGIES, INC. (AVON, CT) left the SEC roster (was $140.1M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.