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LAFISE SECURITIES CORPORATION

MIAMI, FL · CRD 115624 · IAPD ↗ · 305-374-6001

$736.0MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
1States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2024 — LAFISE SECURITIES CORPORATION (MIAMI, FL) left the SEC roster (was $736.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
98
May 2024 — LAFISE SECURITIES CORPORATION (MIAMI, FL) is newly SEC-registered with $736.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.