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CAPITAL OPTIONS, INC.

· CRD 309840 · IAPD ↗ · capital-options-inc.com · 828-696-3828

$154.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — CAPITAL OPTIONS, INC. (location n/a) left the SEC roster (was $154.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.