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PIN WEALTH

NORTH READING, MA · CRD 316919 · IAPD ↗ · 781-239-1187

$83.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — PIN WEALTH (NORTH READING, MA) left the SEC roster (was $83.5M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
May 2024 — PIN WEALTH notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2024 — PIN WEALTH reported RAUM up 35% ($61.7M -> $83.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.