← Tributary

ADVISOR.COM

CHARLESTON, SC · CRD 318823 · IAPD ↗ · 843-284-6261

$126.8MRegulatory AUM
3Advisory reps
12Employees
0Clients
More than 500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — ADVISOR.COM notice-filed in AZ, FL, MN, OH, OR, PA, TN, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — ADVISOR.COM reported RAUM up 147% ($51.3M -> $126.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2025 — ADVISOR.COM reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — ADVISOR.COM reported RAUM up 84% ($27.8M -> $51.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
August 2024 — ADVISOR.COM reported RAUM down 52% ($58.2M -> $27.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
62
April 2024 — ADVISOR.COM reported RAUM up 36% ($42.8M -> $58.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — ADVISOR.COM reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.