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WATTERS FINANCIAL SERVICES, LLC

PARAMUS, NJ · CRD 126339 · IAPD ↗ · wattersfinancial.com · (201) 843-0044

$178.1MRegulatory AUM
2Advisory reps
3Employees
10Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — WATTERS FINANCIAL SERVICES, LLC (PARAMUS, NJ) left the SEC roster (was $178.1M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.