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CROWN CAPITAL SECURITIES, L.P.

ORANGE, CA · CRD 6312 · IAPD ↗ · crowncapitalsecurities.com · 714-547-9481

$1.22BRegulatory AUM
164Advisory reps
164Employees
150Clients
251-500Planning clients
0Private funds
44States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2024 — CROWN CAPITAL SECURITIES, L.P. (ORANGE, CA) left the SEC roster (was $1.22B RAUM, 164 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.