← Tributary

Recruiting & transitions — May 2025

Recruiters, transition consultants, and firms hiring advisors.

86 firms opened this window in the May 2025 SEC roster: 35 new office, 30 deregistered, 9 aum down, 6 headcount up, 6 headcount down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

80
ARKOS GLOBAL ADVISORS, LLC — grew from 4 to 14 advisory reps. IAPD ↗
$1.11B RAUM · 14 reps · (346) 352-2360
74
STRATEGIC WEALTH GROUP — grew from 20 to 24 advisory reps. IAPD ↗
$1.04B RAUM · 24 reps · 952-843-4944
70
TRUE WEALTH DESIGN, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$424.8M RAUM · 7 reps · (330) 777-0688
70
MARKETRIDERS — grew from 2 to 4 advisory reps. IAPD ↗
$485.6M RAUM · 4 reps · (866) 990-3837 · power.sogotrade.com
67
ALCYON WEALTH ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (330) 797-4088
65
AMUNDI ASSET MANAGEMENT US, INC. — (BOSTON, MA) left the SEC roster (was $122.06B RAUM, 109 reps). IAPD ↗
$122.06B RAUM · 109 reps · 617-422-4700 · amundi.com
63
PLANNED ASSET MANAGEMENT — (CALABASAS, CA) left the SEC roster (was $385.3M RAUM, 3 reps). IAPD ↗
$385.3M RAUM · 3 reps · 818-708-6888
63
LATHROP INVESTMENT MANAGEMENT CORP — (LITTLE ROCK, AR) left the SEC roster (was $868.4M RAUM, 4 reps). IAPD ↗
$868.4M RAUM · 4 reps · 501-227-4930 · limc.com
63
ALPHAMARK ADVISORS, LLC — (FT. WRIGHT, KY) left the SEC roster (was $405.8M RAUM, 3 reps). IAPD ↗
$405.8M RAUM · 3 reps · 859-957-1803 · alphamarkadvisors.com
63
CAHILL WEALTH MANAGEMENT, LLC — (PORTAGE, MI) left the SEC roster (was $442.1M RAUM, 2 reps). IAPD ↗
$442.1M RAUM · 2 reps · 269-321-6600 · cahillwealth.com
63
SAFEGUARD WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $601.0M RAUM, 4 reps). IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
60
FINANCIAL STEWARD ASSOCIATES, LLC — (BOULDER, CO) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · 303-444-5440 · financialstewardassociates.com
60
HAUSSMANN FINANCIAL INC. — (LAKE FOREST, CA) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · 949-250-4973
60
BLUE CHIP MONEY MANAGEMENT, LLC — (location n/a) left the SEC roster (was $41.5M RAUM, 1 reps). IAPD ↗
$41.5M RAUM · 1 reps · 540 431-5802
60
QUANTITATIVE STRATEGIES, INC. — (CALABASAS, CA) left the SEC roster (was $186.8M RAUM, 2 reps). IAPD ↗
$186.8M RAUM · 2 reps · 818-708-6888 · qstrategiesinc.com
60
BILL SPALDING WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $117.0M RAUM, 1 reps). IAPD ↗
$117.0M RAUM · 1 reps · 404.255.3331 · billspaldingwealthmanagement.com
60
JARVIS FINANCIAL — (FEDERAL WAY, WA) left the SEC roster (was $172.4M RAUM, 4 reps). IAPD ↗
$172.4M RAUM · 4 reps · 253-838-9703 · jarvisfinancial.com
60
ANCHOR POINTE WEALTH MANAGEMENT — (CAPE GIRARDEAU, MO) left the SEC roster (was $140.2M RAUM, 2 reps). IAPD ↗
$140.2M RAUM · 2 reps · 573-334-0034
60
RAH, LLC — (SEATTLE, WA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 3602397175 · roboadvisorhero.com
60
VINEYARD WEALTH GROUP, LLC — (WEST TISBURY, MA) left the SEC roster — its 120-day provisional registration did not convert (was $441,010 RAUM, 1 reps). IAPD ↗
$441,010 RAUM · 1 reps · (508) 696-2000 · vineyardwealthgroup.com
60
LONGVIEW FINANCIAL PARTNERS — (SCOTTSDALE, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 7 reps). IAPD ↗
$0 RAUM · 7 reps · 2039131621
60
ROMEN CAPITAL — (location n/a) left the SEC roster (was $45.0M RAUM, 1 reps). IAPD ↗
$45.0M RAUM · 1 reps · 917-613-2887
60
LIFT ASSET MANAGEMENT — (ENGLEWOOD, CO) left the SEC roster — its 120-day provisional registration did not convert (was $25.2M RAUM, 1 reps). IAPD ↗
$25.2M RAUM · 1 reps · 720-667-1593 · liftassetmanagent.com
60
PRESINT ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (858) 379-2236
55
SANCTUARY ADVISORS, LLC — shrank from 337 to 332 advisory reps. IAPD ↗
$27.70B RAUM · 332 reps · 317-975-7729
55
NORTHSIDE CAPITAL MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$5.82B RAUM · 7 reps · 541-387-2080 · northsidecap.com
55
TFO WEALTH PARTNERS — added office(s): 9 -> 10 additional locations. IAPD ↗
$4.85B RAUM · 55 reps · 419-891-9999 · tfopartners.com
55
THE INSTITUTE — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.15B RAUM · 2 reps · 303-572-3500
55
BAY COLONY ADVISORS — added office(s): 19 -> 21 additional locations. IAPD ↗
$1.26B RAUM · 30 reps · 978-369-7200 · davidboczar.com
55
ST. GERMAIN INVESTMENT MANAGEMENT — added office(s): 4 -> 5 additional locations. IAPD ↗
$3.10B RAUM · 26 reps · 413-733-5111
55
CGN ADVISORS, LLC — added office(s): 35 -> 36 additional locations. IAPD ↗
$1.26B RAUM · 41 reps · 910-333-6659 · arcadiafs.com
55
ONE WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
55
THE PATRIOT FINANCIAL GROUP, LLC — added office(s): 26 -> 27 additional locations. IAPD ↗
$2.41B RAUM · 47 reps · 508-251-6100
55
STRATEGIC WEALTH GROUP — added office(s): 9 -> 10 additional locations. IAPD ↗
$1.04B RAUM · 24 reps · 952-843-4944
55
ONEASCENT FINANCIAL SERVICES LLC — added office(s): 32 -> 33 additional locations. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
53
JMAC ENTERPRISES LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$918.8M RAUM · 3 reps · 267-753-7066 · brickhousestrategicwealth.com
53
MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY — added office(s): 0 -> 1 additional locations. IAPD ↗
$340.4M RAUM · 4 reps · 717-790-9001 · investwithmosaic.com
53
RB CAPITAL MANAGEMENT, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$817.2M RAUM · 12 reps · (775) 993-2900 · rbcapitalmanagement.com
53
PASSIVE CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$941.5M RAUM · 8 reps · 315-478-3130 · llinkedin.com
53
GLOBAL TRUST — added office(s): 0 -> 1 additional locations. IAPD ↗
$440.5M RAUM · 5 reps · 561-472-0191
53
KEYSTONE GLOBAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$445.6M RAUM · 2 reps · 646-998-8141
53
BROWN FINANCIAL ADVISORY — added office(s): 0 -> 1 additional locations. IAPD ↗
$344.0M RAUM · 6 reps · 251-928-9498
53
VANTAGE POINT WEALTH MANAGEMENT — added office(s): 6 -> 7 additional locations. IAPD ↗
$277.4M RAUM · 15 reps · (763) 587-7120 · vpwealthmgmt.com
53
BETTER MONEY DECISIONS — added office(s): 8 -> 10 additional locations. IAPD ↗
$326.8M RAUM · 6 reps · 844-507-0961 · bettermoneydecisions.com
53
SAGE PRIVATE WEALTH GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$395.2M RAUM · 11 reps · 630-933-0000
53
BMSS WESSON WEALTH SOLUTIONS — added office(s): 5 -> 6 additional locations. IAPD ↗
$577.1M RAUM · 6 reps · 205-982-5555 · bmsswesson.com
53
OASIS WEALTH PLANNING ADVISORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$267.8M RAUM · 6 reps · (615) 933-3314 · oasiswealthplanning.com
53
XYPN INVEST — added office(s): 20 -> 25 additional locations. IAPD ↗
$321.0M RAUM · 25 reps · (360) 301-7579 · newleaffinancialguidance.com
53
FLORIDA FINANCIAL ADVISORS, LLC — added office(s): 16 -> 21 additional locations. IAPD ↗
$317.8M RAUM · 457 reps · (813) 333-1683
53
STONE TEMPLE PARTNERS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$619.8M RAUM · 5 reps · (203) 253-1823 · stpartners.co
50
FINANCIAL INTEGRITY ADVISORS, LLC — reported RAUM down 74% ($13.71B -> $3.52B). IAPD ↗
$3.52B RAUM · 3 reps · 215-557-7622 · firmadvisor.com
50
RISEMINT — shrank from 5 to 2 advisory reps. IAPD ↗
$121.0M RAUM · 2 reps · (888) 998-3254
50
FREEDOM FAMILY OFFICE, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$143.5M RAUM · 3 reps · (855) 540-0400 · freedomfamilyoffice.com
50
VISION INVESTMENT ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$117.9M RAUM · 4 reps · 203-388-2700 · advicewithvision.com
50
THE PUTNEY FINANCIAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$187.3M RAUM · 4 reps · 415-460-1990 · putneyfinancial.com
50
ANDREW HILL INVESTMENT ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$222.3M RAUM · 2 reps · 239-450-3999
50
RADIUS WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$171.4M RAUM · 2 reps · (617) 765-2200 · radiuswealth.com
50
SCHOLAR FINANCIAL ADVISING, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$0 RAUM · 6 reps · (336) 360-6833 · scholarfinancialadvising.com
50
ASTRA VENTURES — added office(s): 0 -> 1 additional locations. IAPD ↗
$134.5M RAUM · 2 reps · 901-230-5576 · astravc.com
50
IRONOAK WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$106.0M RAUM · 5 reps · 737-271-9421
50
LIGHTSQUARE WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$131.4M RAUM · 2 reps · 248-641-3540 · lightsquarewealth.com
50
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
50
HOOT WEALTH LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$0 RAUM · 4 reps · (983) 203-0215 · hootwealth.com
50
STEADTRUST — added office(s): 0 -> 4 additional locations. IAPD ↗
$0 RAUM · 1 reps · 972-876-8422
45
LOTUS INVESTMENT ADVISORS — reported RAUM down 46% ($46.0M -> $25.0M). IAPD ↗
$25.0M RAUM · 1 reps · 917-208-8661
45
FC WEALTH SOLUTIONS LLC — reported RAUM down 39% ($326.0M -> $199.4M). IAPD ↗
$199.4M RAUM · 4 reps · (614) 212-1015 · fcwealthsolutions.com
45
TREASURE INVESTMENT MANAGEMENT, LLC — reported RAUM down 51% ($222.1M -> $108.5M). IAPD ↗
$108.5M RAUM · 1 reps · 310-957-9428 · treasure.tech
70
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC — grew from 0 to 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 866-950-4644
50
CITIZENS INVESTMENT ADVISORS — (JOHNSTON, RI) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 1-800-942-8300
50
SKY HARBOR CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) left the SEC roster (was $3.88B RAUM, 10 reps). IAPD ↗fund
$3.88B RAUM · 10 reps · 203-769-8800 · skyharborglobalfunds.com
50
DRIVEADVISORY, LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 800-461-2680 · drivewealth.com
50
AMPLIFIED ADVISORS — (location n/a) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 725-215-7867 · amplifiedadvisors.io
50
IMPACT INVESTMENTS LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 212-957-7600
50
GROWTH LENDING LLC — (ROSWELL, GA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
48
BAYMOUNT MANAGEMENT LP — (MIAMI, FL) left the SEC roster (was $485.7M RAUM, 2 reps). IAPD ↗fund
$485.7M RAUM · 2 reps · 305-847-9720 · baymount.com
45
WOODBOURNE INVESTMENT MANAGEMENT LLC — (BOULDER, CO) left the SEC roster (was $5.1M RAUM, 2 reps). IAPD ↗fund
$5.1M RAUM · 2 reps · 303-413-1414
45
THE TOKARZ GROUP ADVISERS LLC — (PURCHASE, NY) left the SEC roster (was $31.3M RAUM, 2 reps). IAPD ↗fund
$31.3M RAUM · 2 reps · 914-701-0310 · ttga.com
45
LANTERN CAPITAL PARTNERS, L.P. — (DALLAS, TX) left the SEC roster (was $76.1M RAUM, 1 reps). IAPD ↗fund
$76.1M RAUM · 1 reps · 469-942-8342
40
CAPITOLIS ADVISORS LLC — shrank from 29 to 10 advisory reps. IAPD ↗institutional
$100.3M RAUM · 10 reps · 212-388-5204
38
SANDLOT PARTNERS, LLC — shrank from 13 to 10 advisory reps. IAPD ↗fund
$626.2M RAUM · 10 reps · 203-233-5797
35
BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. — reported RAUM down 25% ($19.21B -> $14.37B). IAPD ↗fund
$14.37B RAUM · 20 reps · 212-583-5000
33
HONTE ADVISORS LLC — reported RAUM down 43% ($1.24B -> $703.8M). IAPD ↗fund
$703.8M RAUM · 3 reps · 415-801-4250
33
PRAXIS ALPHA PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $526.1M RAUM, 5 reps). IAPD ↗foreign
$526.1M RAUM · 5 reps · 4420331 40830 · praxisim.com
30
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P. — reported RAUM down 35% ($192.9M -> $124.6M). IAPD ↗fund
$124.6M RAUM · 7 reps · +1 415 489 3600 · orbis.com
30
AON ADVANTAGE FUNDS LLC — reported RAUM down 45% ($268.0M -> $148.7M). IAPD ↗fund
$148.7M RAUM · 8 reps · 312-381-0132 · aon.com
30
X CUBED CAPITAL MANAGEMENT LLC — reported RAUM down 34% ($257.0M -> $170.4M). IAPD ↗fund
$170.4M RAUM · 5 reps · 612-457-0070 · x3cmllc.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.