← Tributary

Recruiting & transitions — February 2024

Recruiters, transition consultants, and firms hiring advisors.

284 firms opened this window in the February 2024 SEC roster: 118 new office, 72 deregistered, 51 headcount up, 28 headcount down, 15 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
RBC CAPITAL MARKETS, LLC — grew from 2024 to 2042 advisory reps. IAPD ↗
$201.26B RAUM · 2042 reps · 212-858-7000 · us.rbcwealthmanagement.com
85
WAVERLY ADVISORS, LLC — grew from 46 to 69 advisory reps. IAPD ↗
$7.89B RAUM · 69 reps · 205-871-3334 · waassett.com
85
CITY NATIONAL ROCHDALE — grew from 100 to 129 advisory reps. IAPD ↗
$60.07B RAUM · 129 reps · 212-702-3500
85
CURI RMB CAPITAL, LLC — grew from 49 to 66 advisory reps. IAPD ↗
$7.77B RAUM · 66 reps · 312-993-5800
85
SOUND INCOME STRATEGIES, LLC — grew from 73 to 95 advisory reps. IAPD ↗
$2.67B RAUM · 95 reps · 954-487-1860 · drewpelton.com
85
FIRST COMMAND ADVISORY SERVICES — grew from 947 to 1050 advisory reps. IAPD ↗
$17.48B RAUM · 1050 reps · 817-731-8621
80
CANNELL & SPEARS LLC — grew from 9 to 19 advisory reps. IAPD ↗
$5.86B RAUM · 19 reps · 212-752-5255 · thebeehivefund.com
79
CAPITAL INVESTMENT ADVISORS, LLC — grew from 34 to 43 advisory reps. IAPD ↗
$5.26B RAUM · 43 reps · 404-531-0018
78
TRIVIUM POINT ADVISORY, LLC — grew from 4 to 14 advisory reps. IAPD ↗
$716.2M RAUM · 14 reps · (203) 221-3085
77
POTOMAC FUND MANAGEMENT — grew from 17 to 24 advisory reps. IAPD ↗
$1.39B RAUM · 24 reps · (305) 824-2702
76
FLAGSHIP HARBOR ADVISORS, LLC — grew from 52 to 58 advisory reps. IAPD ↗
$2.45B RAUM · 58 reps · (857) 350-4229 · trestlebridgecapital.com
75
STIRLINGSHIRE INVESTMENTS — grew from 1 to 11 advisory reps. IAPD ↗
$37.0M RAUM · 11 reps · 877-600-7026
73
LINDBERG & RIPPLE — grew from 4 to 12 advisory reps. IAPD ↗
$0 RAUM · 12 reps · 561-323-2265
72
BLOOM ADVISORS — grew from 8 to 10 advisory reps. IAPD ↗
$1.31B RAUM · 10 reps · 248-932-5200
72
NICHOLAS CO INC — grew from 6 to 8 advisory reps. IAPD ↗
$5.13B RAUM · 8 reps · 414-272-4650 · nicholasfunds.com
71
GREAT LAKES RETIREMENT, INC. — grew from 10 to 13 advisory reps. IAPD ↗
$776.9M RAUM · 13 reps · 419-626-8600 · wasmithfinancial.com
71
REDWOOD PRIVATE WEALTH — grew from 50 to 56 advisory reps. IAPD ↗
$204.3M RAUM · 56 reps · 480-646-3504
70
CORNERSTONE WEALTH PLANNING — grew from 5 to 7 advisory reps. IAPD ↗
$309.4M RAUM · 7 reps · 704-849-0123 · rpblueprint.com
70
VERMILLION WEALTH MANAGEMENT INC. — grew from 3 to 5 advisory reps. IAPD ↗
$307.9M RAUM · 5 reps · 651-480-4601 · vermillionwealthmanagement.com
70
HURLOW WEALTH MANAGEMENT GROUP, INC. — grew from 6 to 8 advisory reps. IAPD ↗
$559.9M RAUM · 8 reps · (812) 333-4726
70
MILESTONE FINANCIAL PLANNING, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$423.9M RAUM · 10 reps · 603-589-8010
70
FIVE OCEANS ADVISORS — grew from 4 to 6 advisory reps. IAPD ↗
$496.1M RAUM · 6 reps · (310) 507-9180
70
CHEMISTRY WEALTH MANAGEMENT LLC — grew from 4 to 6 advisory reps. IAPD ↗
$846.8M RAUM · 6 reps · (212) 970-8900
70
COMPASS FINANCIAL ADVISORY SERVICES, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$325.3M RAUM · 4 reps · 888-673-5191 · compassfinancial.us
70
SIERRA SUMMIT ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
$425.0M RAUM · 3 reps · 847-652-5070 · sierrasummitadvisors.com
69
PROXY WEALTH ADVISORS LLC — grew from 5 to 9 advisory reps. IAPD ↗
$116.1M RAUM · 9 reps · 646-289-5075 · proxywealth.com
68
DOMAIN MONEY ADVISORS, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 760-378-5853
68
APFORIA — grew from 3 to 6 advisory reps. IAPD ↗
$30.7M RAUM · 6 reps · 757-407-4189
67
CANTY FINANCIAL MANAGEMENT, INC. — grew from 3 to 5 advisory reps. IAPD ↗
$165.3M RAUM · 5 reps · 518-885-3230 · cantyfinancial.com
67
MUTUAL TRUST ASSET MGMT., INC. — grew from 10 to 12 advisory reps. IAPD ↗
$241.4M RAUM · 12 reps · 727-799-9922
67
REDWOOD FINANCIAL PLANNING, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$174.6M RAUM · 5 reps · 908-663-2125
67
SUCCESS WEALTH MANAGEMENT LLC — grew from 10 to 12 advisory reps. IAPD ↗
$40.1M RAUM · 12 reps · 724-934-8128
67
QP WEALTH MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$222.1M RAUM · 4 reps · 732-526-2701
67
WESTVIEW INVESTMENT ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
$180.5M RAUM · 5 reps · 802-489-5342
67
BEACON WEALTHCARE LLC — grew from 3 to 5 advisory reps. IAPD ↗
$227.0M RAUM · 5 reps · 919-821-5225 · beaconwc.com
67
ASCEND INTERPLAY, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$110.0M RAUM · 5 reps · 914-746-0436 · ascend.fo
67
ALTITUDE CAPITAL MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 515-207-3310 · altitudecm.com
65
WOODBURY FINANCIAL SERVICES, INC. — (OAKDALE, MN) left the SEC roster (was $19.28B RAUM, 1373 reps). IAPD ↗
65
RESOURCE CONSULTING GROUP — (ORLANDO, FL) left the SEC roster (was $2.32B RAUM, 16 reps). IAPD ↗
65
MADISON WEALTH MANAGEMENT — (CINCINNATI, OH) left the SEC roster (was $1.12B RAUM, 12 reps). IAPD ↗
65
CHAMPION CAPITAL RESEARCH, INC. — (HOUSTON, TX) left the SEC roster (was $1.28B RAUM, 3 reps). IAPD ↗
65
TRUVVO PARTNERS LLC — (NEW YORK, NY) left the SEC roster (was $3.80B RAUM, 9 reps). IAPD ↗
65
AJ WEALTH — (NEW YORK, NY) left the SEC roster (was $2.37B RAUM, 14 reps). IAPD ↗
63
LANDMARK FINANCIAL ADVISORS, LLC — (BOWLING GREEN, KY) left the SEC roster (was $503.7M RAUM, 6 reps). IAPD ↗
63
SUTTON WEALTH ADVISORS, INC. — (TAMPA, FL) left the SEC roster (was $392.7M RAUM, 3 reps). IAPD ↗
63
CAPITAL POINT FINANCIAL GROUP, LTD. — (GLENVIEW, IL) left the SEC roster (was $312.6M RAUM, 10 reps). IAPD ↗
63
WEALTHONE, LLC — (ALBANY, NY) left the SEC roster (was $382.2M RAUM, 11 reps). IAPD ↗
63
TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC — (SANTA ROSA, CA) left the SEC roster (was $452.3M RAUM, 4 reps). IAPD ↗
60
MACALLASTER PITFIELD MACKAY INC. — (location n/a) left the SEC roster (was $168.7M RAUM, 1 reps). IAPD ↗
60
ARMSTRONG SHAW ASSOCIATES INC. — (WILTON, CT) left the SEC roster (was $109.3M RAUM, 2 reps). IAPD ↗
60
CAPITAL FINANCIAL SERVICES LLC — (CLIFTON PARK, NY) left the SEC roster (was $127.6M RAUM, 2 reps). IAPD ↗
60
PROFITSCORE CAPITAL MANAGEMENT, INC. — (EAGLE, ID) left the SEC roster (was $70.2M RAUM, 4 reps). IAPD ↗
60
ASSET MANAGEMENT RESOURCES, LLC — (HYANNIS, MA) left the SEC roster (was $220.7M RAUM, 6 reps). IAPD ↗
60
ALIGN INVESTMENT MANAGEMENT, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
HARVEST ASSET GROUP, LLC — (PORTLAND, ME) left the SEC roster (was $107.3M RAUM, 2 reps). IAPD ↗
60
WALSH FINANCIAL CONSULTING — (location n/a) left the SEC roster (was $211.0M RAUM, 0 reps). IAPD ↗
60
TEN CAPITAL ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $113.5M RAUM, 1 reps). IAPD ↗
60
JCN FINANCIAL & TAX ADVISORY GROUP, LLC — (BATON ROUGE, LA) left the SEC roster (was $83.2M RAUM, 2 reps). IAPD ↗
60
CRESCENDO ASSET MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $184.5M RAUM, 5 reps). IAPD ↗
60
ACHIEVE WEALTH PARTNERS LLC — (ROCHESTER, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
SCIENTIFIC INVESTMENT MANAGEMENT — (BOSTON, MA) left the SEC roster (was $349,891 RAUM, 1 reps). IAPD ↗
60
TILT INVESTMENT MANAGEMENT — (location n/a) left the SEC roster (was $154.4M RAUM, 5 reps). IAPD ↗
60
NICHE INVESTMENT ADVISORS LLC — (KING OF PRUSSIA, PA) left the SEC roster — its 120-day provisional registration did not convert (was $25.2M RAUM, 1 reps). IAPD ↗
60
LEVO ADVISER, LLC — (location n/a) left the SEC roster (was $405,800 RAUM, 1 reps). IAPD ↗
60
WEALTH SQUARE INC. — (MIAMI, FL) left the SEC roster (was $500 RAUM, 1 reps). IAPD ↗
60
GENIE AI LLC — (BROOKLINE, MA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
TEJO FINANCIAL ADVISORY — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
MAYBE FINANCE, INC. — (BIRMINGHAM, AL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
PARABLA, LLC — (OAK RIDGE, NC) left the SEC roster (was $17.8M RAUM, 1 reps). IAPD ↗
60
PREDICATE INVESTMENT ADVISORS — (SCOTTSDALE, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $20.2M RAUM, 1 reps). IAPD ↗
60
PARTI PRIS INVESTMENT PARTNERS, INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
957 ADVISORS LLC — (WEST HOLLYWOOD, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
WEALTHLYNK, INC. — (FALLBROOK, CA) left the SEC roster — its 120-day provisional registration did not convert (was $32.3M RAUM, 1 reps). IAPD ↗
55
ROMANO WEALTH MANAGEMENT — shrank from 10 to 7 advisory reps. IAPD ↗
$1.24B RAUM · 7 reps · 847-866-7700 · romanowealth.com
55
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$1.68B RAUM · 3 reps · 208-336-1422 · mountain-pacific.com
55
THE PLANNING CENTER, INC. — shrank from 13 to 10 advisory reps. IAPD ↗
$1.09B RAUM · 10 reps · 309-797-4030
55
BPS CAPITAL MANAGEMENT, INC. — shrank from 6 to 4 advisory reps. IAPD ↗
$3.77B RAUM · 4 reps · 952-893-0177 · bpscapital.com
55
EPOCH INVESTMENT PARTNERS, INC. — shrank from 142 to 133 advisory reps. IAPD ↗
$34.28B RAUM · 133 reps · 212-303-7200
55
TD PRIVATE CLIENT WEALTH LLC — shrank from 299 to 284 advisory reps. IAPD ↗
$12.26B RAUM · 284 reps · 877-703-9896 · td.com
55
SANCTUARY ADVISORS, LLC — shrank from 307 to 302 advisory reps. IAPD ↗
$16.22B RAUM · 302 reps · 317-975-7729 · burnhamharborpw.com
55
FACET — shrank from 109 to 98 advisory reps. IAPD ↗
$2.54B RAUM · 98 reps · (443)376-6222
55
RBC CAPITAL MARKETS, LLC — added office(s): 311 -> 320 additional locations. IAPD ↗
$201.26B RAUM · 2042 reps · 212-858-7000 · us.rbcwealthmanagement.com
55
LINSCOMB & WILLIAMS — added office(s): 4 -> 5 additional locations. IAPD ↗
$4.26B RAUM · 28 reps · 713-840-1000 · linscomb-williams.com
55
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC — added office(s): 7 -> 8 additional locations. IAPD ↗
$388.39B RAUM · 434 reps · 800-225-2365 · columbiathreadneedleus.com
55
LBMC INVESTMENT ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.81B RAUM · 3 reps · 615-377-4603 · lbmc.com
55
CHURCHILL MANAGEMENT GROUP — added office(s): 83 -> 85 additional locations. IAPD ↗
$8.24B RAUM · 42 reps · 323-937-7110
55
HBKS WEALTH ADVISORS — added office(s): 11 -> 12 additional locations. IAPD ↗
$5.57B RAUM · 72 reps · 814-836-5776 · level3wealth.com
55
WAVERLY ADVISORS, LLC — added office(s): 8 -> 12 additional locations. IAPD ↗
$7.89B RAUM · 69 reps · 205-871-3334 · waassett.com
55
CURI RMB CAPITAL, LLC — added office(s): 8 -> 12 additional locations. IAPD ↗
$7.77B RAUM · 66 reps · 312-993-5800
55
CANNELL & SPEARS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$5.86B RAUM · 19 reps · 212-752-5255 · thebeehivefund.com
55
GREENWICH WEALTH MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$2.05B RAUM · 8 reps · 203-618-0100 · greenwichwealth.com
55
BAYSTATE WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.50B RAUM · 5 reps · 9139045700 · baystatewealth.com
55
ASHTON THOMAS PRIVATE WEALTH — added office(s): 17 -> 20 additional locations. IAPD ↗
$2.00B RAUM · 37 reps · 602-732-4745
55
FLAGSHIP HARBOR ADVISORS, LLC — added office(s): 33 -> 36 additional locations. IAPD ↗
$2.45B RAUM · 58 reps · (857) 350-4229 · trestlebridgecapital.com
55
CAPITAL INVESTMENT ADVISORS, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$5.26B RAUM · 43 reps · 404-531-0018
55
MONECO ADVISORS — added office(s): 7 -> 9 additional locations. IAPD ↗
$1.03B RAUM · 38 reps · 203-319-3550
55
BEACON TRUST — added office(s): 1 -> 2 additional locations. IAPD ↗
$3.46B RAUM · 42 reps · 973-377-8090
55
STRATOS WEALTH ADVISORS LLC — added office(s): 27 -> 31 additional locations. IAPD ↗
$3.55B RAUM · 60 reps · (440) 519-2500 · stratoswealthadvisors.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 15 -> 17 additional locations. IAPD ↗
$1.81B RAUM · 26 reps · 205-982-5515
55
SUMMIT FINANCIAL, LLC — added office(s): 28 -> 34 additional locations. IAPD ↗
$6.15B RAUM · 67 reps · 973-285-3600 · summitfinancial.com
55
AMERICANA PARTNERS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$3.83B RAUM · 24 reps · 713-429-5552 · americanapartners.com
55
MAIN STREET FINANCIAL SOLUTIONS, LLC — added office(s): 21 -> 23 additional locations. IAPD ↗
$1.58B RAUM · 29 reps · 215-259-5021
55
GATEWAY WEALTH PARTNERS, LLC — added office(s): 22 -> 24 additional locations. IAPD ↗
$1.15B RAUM · 38 reps · (920) 731-9293 · integratedwealthpartners.com
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 29 -> 30 additional locations. IAPD ↗
$6.05B RAUM · 106 reps · (813) 575-2652 · lindamoodfinancialgroup.com
55
CATALYTIC WEALTH MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.00B RAUM · 10 reps · 617-234-7000 · catalyticwealth.com
53
BERNZOTT CAPITAL ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
$682.0M RAUM · 3 reps · 800-856-2646 · bernzott.com
53
BIRINYI ASSOCIATES, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$348.6M RAUM · 2 reps · 203-341-0833
53
BRITE ADVISORS USA, INC. — shrank from 9 to 7 advisory reps. IAPD ↗
$468.1M RAUM · 7 reps · 646-449-7253
53
NAVIGATE PRIVATE WEALTH, LLC — shrank from 11 to 7 advisory reps. IAPD ↗
$395.2M RAUM · 7 reps · 801-676-4588
53
ONE DAY IN JULY LLC — shrank from 12 to 9 advisory reps. IAPD ↗
$797.7M RAUM · 9 reps · (802) 503-8280 · eventbrite.com
53
INSIGHT WEALTH STRATEGIES, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$851.8M RAUM · 8 reps · 925-659-8020
53
NORTHSTAR ADVISORY GROUP, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$253.1M RAUM · 2 reps · 833-226-0400 · thenorthstaradvisorygroup.com
53
SINGER WEALTH ADVISORS LLC — shrank from 12 to 9 advisory reps. IAPD ↗
$424.6M RAUM · 9 reps · 561-998-9985
53
ABOUND FINANCIAL — shrank from 4 to 2 advisory reps. IAPD ↗
$352.4M RAUM · 2 reps · 916-846-7780
53
ASHTON THOMAS SECURITIES, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$344.3M RAUM · 20 reps · 585-424-1234 · excelsecurities.com
53
SPENCE ASSET MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$621.1M RAUM · 7 reps · 575-556-8500 · ww-capital.com
53
SANDERSON WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$898.7M RAUM · 11 reps · 716-566-2420 · sandersonllc.com
53
AA FINANCIAL ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$725.3M RAUM · 8 reps · 614-442-3355
53
WRIGHT ASSOCIATES — added office(s): 0 -> 1 additional locations. IAPD ↗
$305.6M RAUM · 4 reps · 412-854-2100 · kswrightassociates.com
53
PARK PIEDMONT ADVISORS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$797.8M RAUM · 7 reps · 312-722-6760
53
TOTAL CLARITY WEALTH MANAGEMENT, INC — added office(s): 5 -> 10 additional locations. IAPD ↗
$329.1M RAUM · 14 reps · 630-762-9352
53
WORTHPOINTE — added office(s): 8 -> 9 additional locations. IAPD ↗
$733.3M RAUM · 10 reps · 800-620-4232
53
INTEGRAL WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$259.0M RAUM · 3 reps · 209-633-3101
53
MALAGA COVE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$260.6M RAUM · 3 reps · (310) 421-2141 · malagacovecapital.com
53
KING WEALTH MANAGEMENT GROUP, LLC — added office(s): 8 -> 10 additional locations. IAPD ↗
$751.3M RAUM · 7 reps · (239) 766-4092 · kingwealthmanagementgroup.com
53
PRENTICE WEALTH MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$393.5M RAUM · 4 reps · 585-218-0001
53
WALKNER CONDON FINANCIAL ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$633.5M RAUM · 9 reps · 608-234-4127
53
FUSE PARTNERS, LLC — added office(s): 5 -> 8 additional locations. IAPD ↗
$663.8M RAUM · 19 reps · 975-361-1001
53
FIDUCIARY FINANCIAL ADVISORS — added office(s): 6 -> 7 additional locations. IAPD ↗
$352.2M RAUM · 22 reps · 6166223062
53
OAK ROOT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$666.0M RAUM · 1 reps · 646-596-4249 · oakrootllc.com
53
MILESTONE FINANCIAL PLANNING, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$423.9M RAUM · 10 reps · 603-589-8010
53
TCP ASSET MANAGEMENT, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$470.5M RAUM · 17 reps · 614-761-9378 · tcpasset.com
53
LIFEWORKS ADVISORS, LLC — added office(s): 14 -> 16 additional locations. IAPD ↗
$261.2M RAUM · 16 reps · (616) 200-6512
53
TRIVIUM POINT ADVISORY, LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$716.2M RAUM · 14 reps · (203) 221-3085
53
SOVEREIGN FINANCIAL GROUP, INC. — added office(s): 15 -> 16 additional locations. IAPD ↗
$599.5M RAUM · 15 reps · (888) 765-8180
53
GRAVES LIGHT LENHART — added office(s): 0 -> 1 additional locations. IAPD ↗
$933.7M RAUM · 6 reps · (540) 433-3076 · gllwealth.com
53
INSPIRE ADVISORS, LLC — added office(s): 29 -> 30 additional locations. IAPD ↗
$520.8M RAUM · 29 reps · (877) 658-9473 · inspireadvisors.com
53
TACTIVE ADVISORS, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$275.1M RAUM · 10 reps · 855-282-2848 · strategymarketplace.com
53
JACKSONVILLE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$340.2M RAUM · 5 reps · 904-923-7526 · jaxwealth.com
53
WEALTH EFFECTS — added office(s): 4 -> 5 additional locations. IAPD ↗
$392.9M RAUM · 7 reps · 617-465-2560 · w-effects.com
53
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$365.4M RAUM · 16 reps · 800-588-3893
53
SINGER WEALTH ADVISORS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$424.6M RAUM · 9 reps · 561-998-9985
53
TWIN PEAKS WEALTH ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$273.5M RAUM · 7 reps · (650) 200-0308 · twinpwa.com
53
ABOUND FINANCIAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$352.4M RAUM · 2 reps · 916-846-7780
53
SIERRA SUMMIT ADVISORS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$425.0M RAUM · 3 reps · 847-652-5070 · sierrasummitadvisors.com
50
GENESIS WEALTH ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$177.0M RAUM · 6 reps · 781-344-1023
50
ONE ADVISORY PARTNERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$203.1M RAUM · 4 reps · 913-663-2376 · oneadvisorypartners.com
50
SIEBERT ADVISORNXT, LLC. — shrank from 29 to 24 advisory reps. IAPD ↗
$212.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
50
LANDING POINT FINANCIAL GROUP, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$230.1M RAUM · 4 reps · 440-361-7227 · landingpointfinancialgroup.com
50
HIBERNIA WEALTH PARTNERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$219.2M RAUM · 4 reps · 225-778-7972 · hiberniawealth.com
50
WATERSTONE FINANCIAL ADVISORY LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$170.0M RAUM · 3 reps · 239-288-0977
50
NEW HORIZONS WEALTH MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
$151.1M RAUM · 2 reps · 973-540-1066 · enjoymore30s.com
50
CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$237.5M RAUM · 1 reps · (650) 463-0200
50
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 21 additional locations. IAPD ↗
$163.1M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com
50
NESTEGG ADVISORS, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$197.7M RAUM · 3 reps · 631-952-2700 · nesteggadvisors.net
50
PENBROOK MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$146.4M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
50
PATHWORKS FINANCIAL, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.4M RAUM · 4 reps · 248-946-4515 · scottsmithfinancial.com
50
BAY CAPITAL ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$155.1M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
50
GUARDIAN WEALTH ADVISORS, LLC — added office(s): 0 -> 5 additional locations. IAPD ↗
$197.8M RAUM · 3 reps · 952-746-3211
50
PORTFOLIO RESOURCES ADVISOR GROUP, INC. — added office(s): 10 -> 11 additional locations. IAPD ↗
$107.8M RAUM · 18 reps · 305-372-0299 · jmfs.com
50
WOLFSTICH CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$128.6M RAUM · 1 reps · (781) 475-6157 · wolfstichcapital.com
50
SIZEMORE CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$111.8M RAUM · 6 reps · (214) 265-6597 · blueorbitcapital.com
50
KEYSTONE WEALTH ADVISORS, INCORPORATED — added office(s): 2 -> 3 additional locations. IAPD ↗
$156.9M RAUM · 4 reps · 612-465-8118
50
SUMMIT GROUP RETIREMENT PLANNERS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$206.0M RAUM · 3 reps · 484-467-7899 · sgretirementplanners.com
50
CITRINE CAPITAL — added office(s): 4 -> 5 additional locations. IAPD ↗
$194.6M RAUM · 5 reps · (415) 494-8262 · citrinecapitaladvisors.com
50
MATHIS WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$109.7M RAUM · 4 reps · 602-393-0501
50
KEY CAPITAL MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$205.8M RAUM · 5 reps · 615-826-5749 · retiretv.com
50
PUSHKIN ADVISORY GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$27.8M RAUM · 1 reps · 315-269-2828
50
PRECISE INVESTMENT MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$114.2M RAUM · 4 reps · 702-906-0940
50
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC — added office(s): 17 -> 28 additional locations. IAPD ↗
$113.1M RAUM · 21 reps · 1-407-362-7753
50
R.J. CLOUD ADVISORS & COMPANY — added office(s): 0 -> 1 additional locations. IAPD ↗
$111.0M RAUM · 3 reps · 918-949-9713 · rjcloudadvisorsandcompany.com
50
REDWOOD FINANCIAL PLANNING, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$174.6M RAUM · 5 reps · 908-663-2125
50
FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$171.3M RAUM · 2 reps · 513-817-3131 · future-financial.net
50
WATERROCK WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$101.3M RAUM · 5 reps · (505) 831-6342
50
ROCKPORT WEALTH ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$123.0M RAUM · 7 reps · (216) 226-4560
50
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$137.4M RAUM · 1 reps · 320-269-7889
50
PROXY WEALTH ADVISORS LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$116.1M RAUM · 9 reps · 646-289-5075 · proxywealth.com
50
SUCCESS WEALTH MANAGEMENT LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$40.1M RAUM · 12 reps · 724-934-8128
50
CHRONOS WEALTH MANAGEMENT, L.L.C. — added office(s): 0 -> 1 additional locations. IAPD ↗
$210.3M RAUM · 2 reps · (727) 446-2306 · chronoswm.com
50
AEGIS WEALTH MANAGEMENT, INC. — added office(s): 26 -> 27 additional locations. IAPD ↗
$135.0M RAUM · 28 reps · (833) 483-8383 · investpistole.com
50
ILLUMINE INVESTMENT MANAGEMENT, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$188.7M RAUM · 4 reps · 424-322-7500
50
CLARENDON PRIVATE LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$230.4M RAUM · 7 reps · (617) 927 7999 · clarendonprivate.com
50
JOEL ADAMS AND ASSOCIATES INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$244.4M RAUM · 2 reps · (828) 251-9700 · joeladamsasheville.com
50
KNOWN WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$30.8M RAUM · 3 reps · 646-586-9424
50
STEWARD ADVISORS GROUP, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$31.7M RAUM · 1 reps · (888) 225-3350 · stewardadvisorsgroup.com
50
ASHTREE BLOCK VENTURES LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$0 RAUM · 1 reps · 8889292825 · ashtreebv.com
50
FAMILY WEALTH PLANNING PARTNERS — added office(s): 0 -> 2 additional locations. IAPD ↗
$142.3M RAUM · 4 reps · 502-200-5210
50
MIDWAY WEALTH PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$249.0M RAUM · 3 reps · (847) 787-1144 · midwaywp.com
50
ACTS FINANCIAL ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$101.7M RAUM · 2 reps · 571-749-5522 · actsfinancialadvisors.com
50
QUANTUM PORTFOLIO MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$61.7M RAUM · 4 reps · 212-466-6760
50
EAGLE WEALTH MANAGEMENT GROUP INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$214.0M RAUM · 2 reps · 661-257-9800
50
ALTITUDE CAPITAL MANAGEMENT LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 3 reps · 515-207-3310 · altitudecm.com
48
DENT WEALTH ADVISORS — reported RAUM down 29% ($386.6M -> $275.8M). IAPD ↗
$275.8M RAUM · 2 reps · 225-922-9955
48
OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC — reported RAUM down 49% ($665.0M -> $341.0M). IAPD ↗
$341.0M RAUM · 2 reps · 212.256.1334 · oldslipcap.com
45
ALEXANDER CAPITAL ADVISORS, LLC — reported RAUM down 38% ($121.9M -> $75.5M). IAPD ↗
$75.5M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
45
GLASSMAN WEALTH MANAGEMENT LLC — reported RAUM down 26% ($55.2M -> $40.7M). IAPD ↗
$40.7M RAUM · 1 reps · 914-629-3694
45
PREMIUM 72 CAPITAL — reported RAUM down 86% ($70.5M -> $10.0M). IAPD ↗
$10.0M RAUM · 2 reps · 281-591-7777
45
ASSUREDPARTNERS INVESTMENT ADVISORS — reported RAUM down 52% ($372.0M -> $179.0M). IAPD ↗
$179.0M RAUM · 15 reps · 407-708-0050 · apadvisors.com
45
RETIREMENT SPECIALTY GROUP, INC. — reported RAUM down 36% ($41.6M -> $26.8M). IAPD ↗
$26.8M RAUM · 2 reps · 931-738-4733 · investmentpreacher.com
45
WEALTH MANAGEMENT SOLUTIONS, LLC — reported RAUM down 70% ($123.6M -> $37.2M). IAPD ↗
$37.2M RAUM · 1 reps · 949-475-9700 · wms-llc.com
70
SIXTH STREET ADVISERS, LLC — grew from 249 to 267 advisory reps. IAPD ↗fund
$65.88B RAUM · 267 reps · 469-621-3001
63
ANCHORAGE CAPITAL GROUP, L.L.C. — grew from 37 to 45 advisory reps. IAPD ↗fund
$6.25B RAUM · 45 reps · 212-432-4600
61
CONSTELLATION WEALTH CAPITAL — grew from 6 to 14 advisory reps. IAPD ↗fund
$540.1M RAUM · 14 reps · 202-600-5100 · constellationwealthcapital.com
60
KILONOVA CAPITAL — grew from 6 to 8 advisory reps. IAPD ↗institutional
$486.8M RAUM · 8 reps · 650-800-3065 · kilonovacap.com
60
MEKETA CAPITAL, LLC — grew from 1 to 6 advisory reps. IAPD ↗institutional
$100,000 RAUM · 6 reps · 720-697-1010 · meketacapital.com
59
MAN SOLUTIONS LLC — grew from 15 to 19 advisory reps. IAPD ↗fund
$1.65B RAUM · 19 reps · 212.649.6600 · man.com
55
HIGHMARK CAPITAL MANAGEMENT, INC. — (SAN FRANCISCO, CA) left the SEC roster (was $8.66B RAUM, 30 reps). IAPD ↗institutional
55
GREYFELL CAPITAL MANAGEMENT — (TAMPA, FL) left the SEC roster (was $1.00B RAUM, 5 reps). IAPD ↗institutional
55
CIBC ASSET MANAGEMENT INC. — grew from 243 to 265 advisory reps. IAPD ↗foreign
$108.43B RAUM · 265 reps · 888-888-3863 · cibc.com
55
RBC PRIVATE COUNSEL (USA) INC. — grew from 1250 to 1326 advisory reps. IAPD ↗foreign
$5.00B RAUM · 1326 reps · 416-955-7782
54
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — grew from 131 to 145 advisory reps. IAPD ↗foreign
$121.86B RAUM · 145 reps · 44 207 389 3700 · institutionalclient.rbcgam.com
53
KEPPLER ASSET MANAGEMENT INC. — (NEW YORK, NY) left the SEC roster (was $462.5M RAUM, 6 reps). IAPD ↗institutional
53
NOVANT ASSET MANAGEMENT, LLC — (WINSTON-SALEM, NC) left the SEC roster (was $945.8M RAUM, 6 reps). IAPD ↗institutional
53
VOLTRADE LP — (MIAMI, FL) left the SEC roster (was $425.0M RAUM, 2 reps). IAPD ↗institutional
53
JOCASSEE QUANTITATIVE, LLC — (CHARLOTTESVILLE, VA) left the SEC roster (was $605.6M RAUM, 7 reps). IAPD ↗institutional
53
ARAVALLI CAPITAL MANAGEMENT LP — grew from 1 to 4 advisory reps. IAPD ↗fund
$105.5M RAUM · 4 reps · 212-680-4950 · aravallicap.com
50
CASTLE CREEK STRATEGIES, LLC — (location n/a) left the SEC roster (was $1.37B RAUM, 3 reps). IAPD ↗fund
50
AQUILINE HOLDINGS LLC — (NEW YORK, NY) left the SEC roster (was $9.57B RAUM, 50 reps). IAPD ↗fund
50
EQUBOT INC. — (SAN FRANCISCO, CA) left the SEC roster (was $117.3M RAUM, 3 reps). IAPD ↗institutional
50
MAN SOLUTIONS (USA) LLC — (NEW YORK, NY) left the SEC roster (was $116.6M RAUM, 4 reps). IAPD ↗institutional
50
THEMATIC INVESTMENTS, LLC — (OVERLAND PARK, KS) left the SEC roster (was $8.7M RAUM, 1 reps). IAPD ↗institutional
50
YOTTA RIA, LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
50
THE ENERGY & MINERALS GROUP ADVISORS, LLC — (NAPLES, FL) left the SEC roster (was $2.8M RAUM, 3 reps). IAPD ↗institutional
50
IH2 ADVISORS & COMPANY — (WILMINGTON, DE) left the SEC roster (was $2.5M RAUM, 1 reps). IAPD ↗institutional
50
SUPERSTATE INC. — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
50
HGC MANAGER, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
50
MOBILIZE CAPITAL PARTNERS, LP — (STAMFORD, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
50
BEREAN PORTFOLIOS, LLC — (ROLLA, MO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
50
NATWEALTH MANAGEMENT — grew from 44 to 122 advisory reps. IAPD ↗foreign
$67.6M RAUM · 122 reps · 833-946-1589 · nbfwm.ca
48
NORTH FOURTH ASSET MANAGEMENT, LP — (ENGLEWOOD CLIFFS, NJ) left the SEC roster (was $436.4M RAUM, 5 reps). IAPD ↗fund
48
KCL CAPITAL, L.P. — (NEW YORK, NY) left the SEC roster (was $948.6M RAUM, 11 reps). IAPD ↗fund
46
JARISLOWSKY FRASER LTD — grew from 67 to 73 advisory reps. IAPD ↗foreign
$34.18B RAUM · 73 reps · 514-842-2727
45
SIERRA GLOBAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $145.4M RAUM, 4 reps). IAPD ↗fund
45
BISHOP ROCK CAPITAL, L.P. — (NEW YORK, NY) left the SEC roster (was $135.0M RAUM, 3 reps). IAPD ↗fund
45
CORETRUST INVESTMENT MANAGEMENT LLC — (LOS ANGELES, CA) left the SEC roster (was $121.8M RAUM, 11 reps). IAPD ↗fund
45
SAFKHET CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $25.7M RAUM, 2 reps). IAPD ↗fund
45
SOUTH STREET CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $92.0M RAUM, 5 reps). IAPD ↗fund
45
AXXES DIRECT ADVISORS LLC — (CORAL GABLES, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗fund
45
BMO PRIVATE INVESTMENT COUNSEL INC. — grew from 120 to 125 advisory reps. IAPD ↗foreign
$30.31B RAUM · 125 reps · 416 359-5001
45
PFM ASSET MANAGEMENT LLC — added office(s): 20 -> 23 additional locations. IAPD ↗institutional
$153.84B RAUM · 215 reps · 717-231-6200 · pfmam.com
45
DOCK STREET CAPITAL MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$2.35B RAUM · 2 reps · 212-457-8258 · dockstreetcap.com
45
SIMPLIFY ASSET MANAGEMENT INC. — added office(s): 9 -> 10 additional locations. IAPD ↗institutional
$3.18B RAUM · 10 reps · 646-585-0476 · simplify.us
43
GIRARD PENSION SERVICES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$471.4M RAUM · 3 reps · 610-821-1331
43
DRI CAPITAL (US), INC. — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$368.4M RAUM · 5 reps · 416-272-2674
42
1832 ASSET MANAGEMENT U.S. INC. — grew from 18 to 22 advisory reps. IAPD ↗foreign
$787.2M RAUM · 22 reps · 416-840-7986
40
DOCK STREET CAPITAL MANAGEMENT LLC — reported RAUM down 38% ($3.78B -> $2.35B). IAPD ↗institutional
$2.35B RAUM · 2 reps · 212-457-8258 · dockstreetcap.com
40
CAPRA IBEX ADVISORS LLC — shrank from 9 to 6 advisory reps. IAPD ↗institutional
$65.9M RAUM · 6 reps · 646-968-9241 · capraibex.com
40
ATLANTIC STREET CAPITAL MANAGEMENT, LLC — shrank from 16 to 12 advisory reps. IAPD ↗fund
$2.55B RAUM · 12 reps · 203-428-3150
40
BLUE ROCK ADVISORS, LLC — shrank from 6 to 3 advisory reps. IAPD ↗fund
$1.22B RAUM · 3 reps · (952) 229-8700 · blue-rock.com
40
CMC ADVISORS, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 2 reps · 212-402-1850
40
MERITAGE GROUP LP — added office(s): 7 -> 10 additional locations. IAPD ↗fund
$13.03B RAUM · 23 reps · 415.399.5330 · meritagegroup.com
40
STRATEGIC ASSET ALLIANCE — added office(s): 1 -> 3 additional locations. IAPD ↗institutional
$0 RAUM · 4 reps · 360-255-2500 · saai.com
40
DFW CAPITAL MANAGEMENT, LLC — added office(s): 3 -> 5 additional locations. IAPD ↗fund
$1.92B RAUM · 15 reps · 201-836-6000 · dfwcapital.com
40
MAN SOLUTIONS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.65B RAUM · 19 reps · 212.649.6600 · man.com
40
SRS INVESTMENT MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$10.93B RAUM · 16 reps · 212-520-7900
40
FRAZIER LIFE SCIENCES MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.58B RAUM · 37 reps · 650-325-5156 · frazierls.com
40
AQUILINE MANAGEMENT HOLDINGS LP — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$10.14B RAUM · 48 reps · 212-624-9511
38
DGV SOLUTIONS LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$870.6M RAUM · 5 reps · 612-843-4360 · dgvlp.com
38
BRIDGEPORT PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$285.7M RAUM · 7 reps · 9736000274 · bgptpartners.com
35
ANCHORAGE CAPITAL GROUP, L.L.C. — reported RAUM down 76% ($25.97B -> $6.25B). IAPD ↗fund
$6.25B RAUM · 45 reps · 212-432-4600
35
CAPRA IBEX ADVISORS LLC — reported RAUM down 99% ($7.74B -> $65.9M). IAPD ↗institutional
$65.9M RAUM · 6 reps · 646-968-9241 · capraibex.com
35
BLUE ROCK ADVISORS, LLC — reported RAUM down 54% ($2.67B -> $1.22B). IAPD ↗fund
$1.22B RAUM · 3 reps · (952) 229-8700 · blue-rock.com
35
LEATHERBACK ASSET MANAGEMENT, LLC — reported RAUM down 45% ($111.9M -> $61.9M). IAPD ↗institutional
$61.9M RAUM · 1 reps · 561-389-5809 · leatherbackam.com
35
LAB QUANTITATIVE STRATEGIES, LLC — reported RAUM down 43% ($2.75B -> $1.58B). IAPD ↗fund
$1.58B RAUM · 13 reps · 720-826-0771 · lab-qs.com
35
COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED — (LONDON, United Kingdom) left the SEC roster (was $2.88B RAUM, 3 reps). IAPD ↗foreign
35
WELLINGTON MANAGEMENT INTERNATIONAL LTD — (LONDON, United Kingdom) left the SEC roster (was $101.26B RAUM, 140 reps). IAPD ↗foreign
35
WELLINGTON MANAGEMENT SINGAPORE PTE LTD — (SINGAPORE, Singapore) left the SEC roster (was $29.45B RAUM, 39 reps). IAPD ↗foreign
35
INTESA SANPAOLO WEALTH MANAGEMENT — (LUXEMBOURG, Luxembourg) left the SEC roster (was $4.49B RAUM, 46 reps). IAPD ↗foreign
35
BASELINE PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$143.3M RAUM · 2 reps · 480-336-9730 · baseline-partners.com
35
ONE MADISON GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$188.7M RAUM · 9 reps · 212-655-7197 · onemadisongroup.com
35
BLUE BEACH CAPITAL — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$157.4M RAUM · 1 reps · 787-647-7123 · bluebeachcap.com
33
FORSTRONG GLOBAL ASSET MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) left the SEC roster (was $397.3M RAUM, 7 reps). IAPD ↗foreign
33
REGAL PARTNERS LIMITED — (SYDNEY, NSW, Australia) left the SEC roster (was $944.3M RAUM, 9 reps). IAPD ↗foreign
30
AGFE — (LONDON, United Kingdom) left the SEC roster (was $0 RAUM, 19 reps). IAPD ↗foreign
30
LLOYD GEORGE MANAGEMENT (HK) LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $51.9M RAUM, 3 reps). IAPD ↗foreign
30
ATLAS SQUARE PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $189.3M RAUM, 1 reps). IAPD ↗foreign
30
DELPHIA — (TORONTO, ONTARIO, Canada) left the SEC roster (was $187.1M RAUM, 21 reps). IAPD ↗foreign
25
CIBC ASSET MANAGEMENT INC. — added office(s): 15 -> 17 additional locations. IAPD ↗foreign
$108.43B RAUM · 265 reps · 888-888-3863 · cibc.com
25
RATHBONES — added office(s): 13 -> 15 additional locations. IAPD ↗foreign
$54.48B RAUM · 447 reps · +44-151 236 6666 · rathbones.com
23
1832 ASSET MANAGEMENT U.S. INC. — added office(s): 9 -> 11 additional locations. IAPD ↗foreign
$787.2M RAUM · 22 reps · 416-840-7986
23
BMO NESBITT BURNS SECURITIES LTD. — added office(s): 46 -> 52 additional locations. IAPD ↗foreign
$660.9M RAUM · 181 reps · 416-359-4000 · uswealth.bmo.com
20
ARCHWAY PRIVATE WEALTH LLC — shrank from 4 to 2 advisory reps. IAPD ↗foreign
$5.2M RAUM · 2 reps · 407-567-0095 · archwayprivatewealth.us
20
HOXTON CAPITAL MANAGEMENT — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$217.9M RAUM · 17 reps · 737-249-9620
15
KEYQUANT — reported RAUM down 66% ($113.4M -> $39.1M). IAPD ↗foreign
$39.1M RAUM · 2 reps · 33-1-84-13-83.00 · keyquant.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.