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OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

NEW YORK, NY · CRD 297976 · IAPD ↗ · oldslipcap.com · 212.256.1334

$305.0MRegulatory AUM
3Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
February 2024 — OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC reported RAUM down 49% ($665.0M -> $341.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
64
February 2024 — OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.