← Tributary

CASTLE CREEK STRATEGIES, LLC

· CRD 135351 · IAPD ↗ · castle-creek.com · 312.692.7550

$1.37BRegulatory AUM
3Advisory reps
10Employees
0Clients
0Planning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
February 2024 — CASTLE CREEK STRATEGIES, LLC (location n/a) left the SEC roster (was $1.37B RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.