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SIERRA GLOBAL MANAGEMENT, LLC

NEW YORK, NY · CRD 161598 · IAPD ↗ · sierraglobal.com · 212-207-3054

$145.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
February 2024 — SIERRA GLOBAL MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $145.4M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.