← Tributary

PFM ASSET MANAGEMENT LLC

HARRISBURG, PA · CRD 122141 · IAPD ↗ · pfmam.com · 717-231-6200

$176.88BRegulatory AUM
215Advisory reps
244Employees
121Clients
n/aPlanning clients
0Private funds
44States
43Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
November 2024 — PFM ASSET MANAGEMENT LLC (HARRISBURG, PA) left the SEC roster (was $176.88B RAUM, 215 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
February 2024 — PFM ASSET MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 6 (37 -> 43).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
February 2024 — PFM ASSET MANAGEMENT LLC added office(s): 20 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.