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WOODBURY FINANCIAL SERVICES, INC.

OAKDALE, MN · CRD 421 · IAPD ↗ · jameshouseholder.com · 800-800-2638

$19.28BRegulatory AUM
1373Advisory reps
3002Employees
14259Clients
More than 500Planning clients
0Private funds
53States
30Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2024 — WOODBURY FINANCIAL SERVICES, INC. (OAKDALE, MN) left the SEC roster (was $19.28B RAUM, 1373 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.