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RETIREMENT SPECIALTY GROUP, INC.

COOKEVILLE, TN · CRD 313166 · IAPD ↗ · investmentpreacher.com · 931-738-4733

$0Regulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
0States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2025 — RETIREMENT SPECIALTY GROUP, INC. (COOKEVILLE, TN) left the SEC roster (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
November 2024 — RETIREMENT SPECIALTY GROUP, INC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
February 2024 — RETIREMENT SPECIALTY GROUP, INC. reported RAUM down 36% ($41.6M -> $26.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.