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KEPPLER ASSET MANAGEMENT INC.

NEW YORK, NY · CRD 112234 · IAPD ↗ · kamny.com · 212-245-4304

$462.5MRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
February 2024 — KEPPLER ASSET MANAGEMENT INC. (NEW YORK, NY) left the SEC roster (was $462.5M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.