← Tributary

WEALTHONE, LLC

ALBANY, NY · CRD 284679 · IAPD ↗ · (518) 867-4000

$382.2MRegulatory AUM
11Advisory reps
12Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2024 — WEALTHONE, LLC (ALBANY, NY) left the SEC roster (was $382.2M RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.