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CAPITAL POINT FINANCIAL GROUP, LTD.

GLENVIEW, IL · CRD 171867 · IAPD ↗ · capitalpointfinancial.com · 847-635-8435

$312.6MRegulatory AUM
10Advisory reps
13Employees
0Clients
251-500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2024 — CAPITAL POINT FINANCIAL GROUP, LTD. (GLENVIEW, IL) left the SEC roster (was $312.6M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.