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CAPITAL FINANCIAL SERVICES LLC

CLIFTON PARK, NY · CRD 107960 · IAPD ↗ · capitalfinancialservicesllc.com · 518-399-3903

$127.6MRegulatory AUM
2Advisory reps
5Employees
8Clients
1-10Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2024 — CAPITAL FINANCIAL SERVICES LLC (CLIFTON PARK, NY) left the SEC roster (was $127.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.