← Tributary

Recruiting & transitions — March 2026

Recruiters, transition consultants, and firms hiring advisors.

400 firms opened this window in the March 2026 SEC roster: 137 new office, 109 headcount up, 60 headcount down, 53 deregistered, 41 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
FISHER INVESTMENTS — grew from 1869 to 1948 advisory reps. IAPD ↗
$386.67B RAUM · 1948 reps · 800-851-8845 · fishercareers.com
85
CWM, LLC — grew from 456 to 472 advisory reps. IAPD ↗
$50.58B RAUM · 472 reps · 402-330-0808
85
ALPHACORE CAPITAL LLC — grew from 42 to 69 advisory reps. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
85
ROBINHOOD ASSET MANAGEMENT — grew from 47 to 138 advisory reps. IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
82
PURE FINANCIAL ADVISORS, LLC — grew from 64 to 76 advisory reps. IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
81
THE MATHER GROUP, LLC — grew from 86 to 97 advisory reps. IAPD ↗
$13.45B RAUM · 97 reps · 888-537-1080 · themathergroup.com
80
SANCTUARY ADVISORS, LLC — grew from 370 to 380 advisory reps. IAPD ↗
$27.70B RAUM · 380 reps · 317-975-7729
78
NFSG CORPORATION — grew from 66 to 74 advisory reps. IAPD ↗
$1.08B RAUM · 74 reps · 954-334-3450 · blackriverltd.com
78
B.O.S.S. RETIREMENT ADVISORS, LLC — grew from 41 to 49 advisory reps. IAPD ↗
$1.38B RAUM · 49 reps · 801-990-5055
77
THE FIDUCIARY ALLIANCE — grew from 38 to 45 advisory reps. IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
77
JEFFERIES INVESTMENT ADVISERS LLC — grew from 100 to 107 advisory reps. IAPD ↗
$3.42B RAUM · 107 reps · 212-284-2300 · jefferies.com
76
COOPER MCMANUS — grew from 44 to 50 advisory reps. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · fcguides.com
75
VALMARK ADVISERS, INC. — grew from 275 to 280 advisory reps. IAPD ↗
$10.17B RAUM · 280 reps · 800-765-5201
75
SC&H WEALTH — grew from 15 to 20 advisory reps. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
75
RMR WEALTH BUILDERS, INC. — grew from 44 to 49 advisory reps. IAPD ↗
$2.89B RAUM · 49 reps · (201) 836-2460
75
JOHNSON BRUNETTI — grew from 31 to 36 advisory reps. IAPD ↗
$2.78B RAUM · 36 reps · 860-372-4800
75
SEASIDE WEALTH MANAGEMENT, INC. — grew from 4 to 11 advisory reps. IAPD ↗
$459.3M RAUM · 11 reps · (760) 730-8120 · seasidewealth.com
75
FINANCIAL SERVICES OF AMERICA ADVISORS — grew from 24 to 31 advisory reps. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
75
AMPLIUS WEALTH ADVISORS — grew from 8 to 13 advisory reps. IAPD ↗
$1.74B RAUM · 13 reps · 215-310-7770
75
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — grew from 5 to 10 advisory reps. IAPD ↗
$1.07B RAUM · 10 reps · 612-324-0240 · parrmcknightwmg.com
74
BEDEL FINANCIAL CONSULTING INC — grew from 15 to 19 advisory reps. IAPD ↗
$2.92B RAUM · 19 reps · 317-843-1358
74
CYPRESS WEALTH SERVICES, LLC — grew from 10 to 14 advisory reps. IAPD ↗
$1.34B RAUM · 14 reps · (760) 834-7250
74
HEIRLOOM WEALTH MANAGEMENT LLC — grew from 11 to 17 advisory reps. IAPD ↗
$829.3M RAUM · 17 reps · 720-328-2877 · heirloomwm.com
74
VAN CLEMENS WEALTH MANAGEMENT, LLC — grew from 18 to 24 advisory reps. IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
74
SPARTAN WEALTH MANAGEMENT — grew from 15 to 19 advisory reps. IAPD ↗
$1.48B RAUM · 19 reps · 248-297-6600 · spartanwealth.com
73
CALIFORNIA FINANCIAL ADVISORS — grew from 11 to 14 advisory reps. IAPD ↗
$2.26B RAUM · 14 reps · 925.275.1000
73
NICHOLAS HOFFMAN & COMPANY, LLC — grew from 13 to 16 advisory reps. IAPD ↗
$8.26B RAUM · 16 reps · 404-815-5050 · nhoffmanandco.com
73
ACTIVEST WEALTH MANAGEMENT, LLC — grew from 9 to 12 advisory reps. IAPD ↗
$1.46B RAUM · 12 reps · 954-399-8121 · activestwm.com
73
ONE ADVISORY PARTNERS, LLC — grew from 4 to 9 advisory reps. IAPD ↗
$369.5M RAUM · 9 reps · 913-663-2376 · oneretirement.com
73
CHEVIOT VALUE MANAGEMENT, LLC — grew from 4 to 7 advisory reps. IAPD ↗
$1.17B RAUM · 7 reps · 310-451-8600
73
ONE DAY IN JULY LLC — grew from 10 to 13 advisory reps. IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
73
WEST MICHIGAN ADVISORS — grew from 11 to 16 advisory reps. IAPD ↗
$781.3M RAUM · 16 reps · (616) 820-1040
72
NORTHEAST INVESTMENT MANAGEMENT INC — grew from 9 to 11 advisory reps. IAPD ↗
$3.27B RAUM · 11 reps · 617-523-3588 · northeastinvest.com
72
SYMMETRY PARTNERS — grew from 3 to 5 advisory reps. IAPD ↗
$4.73B RAUM · 5 reps · 860-734-2000 · symmetrypartners.com
72
AZIMUT INVESTMENT ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
$1.11B RAUM · 10 reps · 786 866 3700
72
ARISTA WEALTH MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.03B RAUM · 8 reps · 702-309-9970
72
CHERRY CREEK FAMILY OFFICES — grew from 4 to 6 advisory reps. IAPD ↗
$2.02B RAUM · 6 reps · 303-862-9550 · ccfo.com
72
ALLIED INVESTMENT ADVISORS LLC — grew from 9 to 11 advisory reps. IAPD ↗
$1.49B RAUM · 11 reps · 406-839-2037 · alliedinvest.net
72
ACCUMULUS CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$1.74B RAUM · 7 reps · 212-490-7570 · accumuluscapital.com
72
NEW MILLENNIUM GROUP — grew from 8 to 12 advisory reps. IAPD ↗
$257.0M RAUM · 12 reps · 801-446-9950
72
HEARTWOOD WEALTH ADVISORS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$1.55B RAUM · 10 reps · 804-269-8711 · heartwoodva.com
72
ALIGN FINANCIAL, LLC — grew from 1 to 5 advisory reps. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
72
STEVENS CAPITAL PARTNERS — grew from 6 to 10 advisory reps. IAPD ↗
$600.7M RAUM · 10 reps · 402-251-5800 · stevenscapitalpartners.com
72
ASTRA WEALTH MANAGEMENT GROUP — grew from 10 to 12 advisory reps. IAPD ↗
$1.57B RAUM · 12 reps · 972-327-8820
72
ADAPT WEALTH ADVISORS, LLC — grew from 6 to 10 advisory reps. IAPD ↗
$469.2M RAUM · 10 reps · 404-594-5559 · adaptwealthadvisors.com
71
COVENANT WEALTH ADVISORS — grew from 9 to 12 advisory reps. IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
71
SUMMIT INVESTMENT ADVISORY SERVICES — grew from 5 to 8 advisory reps. IAPD ↗
$745.8M RAUM · 8 reps · (651) 490-2939
71
CORRECT CAPITAL WEALTH MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
$889.3M RAUM · 8 reps · 314-930-4015
71
DISCIPLINE WEALTH SOLUTIONS, INC. — grew from 15 to 18 advisory reps. IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
71
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — grew from 4 to 7 advisory reps. IAPD ↗
$306.3M RAUM · 7 reps · 858-513-8445
71
PANORAMIC CAPITAL PARTNERS LLC — grew from 3 to 6 advisory reps. IAPD ↗
$392.7M RAUM · 6 reps · 503-937-7819
71
LIBERTY SQUARE WEALTH PARTNERS LLC — grew from 2 to 5 advisory reps. IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
70
KERSHNER, GROSSO & CO. — grew from 4 to 6 advisory reps. IAPD ↗
$825.5M RAUM · 6 reps · 518-584-2600 · kershnergrosso.com
70
KAYDAN WEALTH MANAGEMENT, INC. — grew from 6 to 8 advisory reps. IAPD ↗
$726.5M RAUM · 8 reps · (810) 593-1624
70
OVERRIDGE WEALTH ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
$368.2M RAUM · 9 reps · 817-738-1451
70
ATS WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$383.6M RAUM · 4 reps · 858-643-5757 · atswealthmanagement.com
70
PERSPECTIVE WEALTH PARTNERS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$843.9M RAUM · 8 reps · 208-429-0960 · perspectivewealth.com
70
CMH WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$813.4M RAUM · 7 reps · (603) 379-8161
70
BALLAST, INC. — grew from 6 to 8 advisory reps. IAPD ↗
$751.5M RAUM · 8 reps · 859-226-0625 · ballastplan.com
70
TILIA FIDUCIARY PARTNERS, INC. — grew from 4 to 6 advisory reps. IAPD ↗
$403.7M RAUM · 6 reps · 910-679-4093 · tiliapartners.com
70
WELLMENT FINANCIAL — grew from 9 to 11 advisory reps. IAPD ↗
$312.7M RAUM · 11 reps · 630-993-8200 · fsrwealth.com
70
INNOVA WEALTH PARTNERS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
70
BRIGHT WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$265.0M RAUM · 7 reps · (972) 410-6623
70
JOHNSON & WHITE WEALTH MANAGEMENT LLC — grew from 5 to 7 advisory reps. IAPD ↗
$484.6M RAUM · 7 reps · 717-430-0001
70
KEY CAPITAL MANAGEMENT, INC. — grew from 7 to 9 advisory reps. IAPD ↗
$393.0M RAUM · 9 reps · 615-826-5749
70
SUNPOINTE INVESTMENTS — grew from 9 to 11 advisory reps. IAPD ↗
$790.7M RAUM · 11 reps · (314) 880-0821 · sunpointeinvestments.com
70
HILLTOP WEALTH ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$635.5M RAUM · 9 reps · (919) 401-1500
70
CAPITOL PRIVATE WEALTH GROUP LLC — grew from 5 to 7 advisory reps. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
70
DOMAIN MONEY ADVISORS, LLC — grew from 9 to 14 advisory reps. IAPD ↗
$0 RAUM · 14 reps · 646-970-6926
70
CARR FINANCIAL GROUP — grew from 5 to 7 advisory reps. IAPD ↗
$744.2M RAUM · 7 reps · (508) 795-0264 · carrfinancial.com
70
MOSLEY WEALTH MANAGEMENT, INC. — grew from 8 to 10 advisory reps. IAPD ↗
$279.5M RAUM · 10 reps · (714) 421-4288
70
ATLAS FIDUCIARY SERVICES, INC. — grew from 2 to 4 advisory reps. IAPD ↗
$269.3M RAUM · 4 reps · 603-581-7125 · afgplanning.com
70
PETROS FAMILY WEALTH, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$341.6M RAUM · 8 reps · (612) 643-9995 · petrosfw.com
70
NECTARINE — grew from 23 to 28 advisory reps. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
70
CAPITAL A WEALTH MANAGEMENT — grew from 9 to 11 advisory reps. IAPD ↗
$612.9M RAUM · 11 reps · 724-658-4211
70
MKT AND ASSOCIATES LLC — grew from 1 to 3 advisory reps. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
69
LEGACY PLANNING ADVISORS, LLC — grew from 4 to 8 advisory reps. IAPD ↗
$234.0M RAUM · 8 reps · 770-919-2075
69
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — grew from 10 to 14 advisory reps. IAPD ↗
$227.6M RAUM · 14 reps · (949) 261-7726
69
ARX PRIVATE WEALTH — grew from 1 to 5 advisory reps. IAPD ↗
$113.6M RAUM · 5 reps · 717-219-8226 · arxprivatewealth.com
67
HALBERT WEALTH MANAGEMENT, INC — grew from 2 to 4 advisory reps. IAPD ↗
$211.2M RAUM · 4 reps · 512-263-3800 · halbertwealth.com
67
PALLER FINANCIAL SERVICES, INC. — grew from 2 to 4 advisory reps. IAPD ↗
$147.9M RAUM · 4 reps · 303-858-0045
67
WALLICK INVESTMENTS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$126.5M RAUM · 3 reps · 803-699-9400
67
HIPPOCRATIC FINANCIAL ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
67
ACUTE INVESTMENT ADVISORY — grew from 2 to 4 advisory reps. IAPD ↗
$238.4M RAUM · 4 reps · 480-620-6907
67
SEEDSAFE FINANCIAL LLC — grew from 2 to 4 advisory reps. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
67
SMITH & WYATT — grew from 6 to 8 advisory reps. IAPD ↗
$207.5M RAUM · 8 reps · 979-431-5440
67
SIMPLIFIED WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
$225.5M RAUM · 7 reps · 601-336-4265 · myswm.com
67
BIG SIOUX WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
$235.2M RAUM · 5 reps · 605-882-4280 · bigsiouxwealth.com
67
PULLEN INVESTMENT MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$221.0M RAUM · 4 reps · 941-361-2195
67
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$187.3M RAUM · 5 reps · 208-552-9169
67
AVISE FINANCIAL — grew from 4 to 6 advisory reps. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
67
BINGHAM PRIVATE WEALTH, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$232.4M RAUM · 3 reps · 415-426-5652 · binghamprivate.com
67
MARTINSEN WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
$143.2M RAUM · 7 reps · 480-550-6556 · 5wbook.com
67
PRESTIGE WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
65
LITMAN GREGORY WEALTH MANAGEMENT, LLC — (LARKSPUR, CA) left the SEC roster (was $2.68B RAUM, 8 reps). IAPD ↗
$2.68B RAUM · 8 reps · 415-461-8999
65
SOUTHSTATE ADVISORY, INC. — (COLUMBIA, SC) left the SEC roster (was $3.78B RAUM, 11 reps). IAPD ↗
$3.78B RAUM · 11 reps · 803-231-3492 · southstatebank.com
65
BREEDS HILL CAPITAL LLC — (BOSTON, MA) left the SEC roster (was $2.24B RAUM, 4 reps). IAPD ↗
$2.24B RAUM · 4 reps · (617) 580-3440
65
THE CLARIUS GROUP, LLC — (SEATTLE, WA) left the SEC roster (was $4.68B RAUM, 15 reps). IAPD ↗
$4.68B RAUM · 15 reps · 206-462-7400
63
WESTPORT ASSET MANAGEMENT INC — (SOUTHPORT, CT) left the SEC roster (was $396.8M RAUM, 2 reps). IAPD ↗
$396.8M RAUM · 2 reps · 203-227-3601
63
BARD FINANCIAL SERVICES, INC. — (BRANFORD, CT) left the SEC roster (was $639.4M RAUM, 3 reps). IAPD ↗
$639.4M RAUM · 3 reps · 203-481-7676 · bardfinancial.com
63
OLDFATHER FINANCIAL SERVICES LLC — (KEARNEY, NE) left the SEC roster (was $459.0M RAUM, 4 reps). IAPD ↗
$459.0M RAUM · 4 reps · 308-237-4571
63
BRIDGE CREEK CAPITAL MANAGEMENT LLC — (WEST BARNSTABLE, MA) left the SEC roster (was $470.6M RAUM, 3 reps). IAPD ↗
$470.6M RAUM · 3 reps · 508-362-9566 · bridgecreekcapitalmanagement.com
63
PORTICO WEALTH ADVISORS, LLC — (LARKSPUR, CA) left the SEC roster (was $264.0M RAUM, 2 reps). IAPD ↗
$264.0M RAUM · 2 reps · 415-925-8700 · porticowealth.com
63
DENT WEALTH ADVISORS — (BATON ROUGE, LA) left the SEC roster (was $338.4M RAUM, 3 reps). IAPD ↗
$338.4M RAUM · 3 reps · 225-922-9955
63
STONE RUN CAPITAL, LLC — (NEW YORK, NY) left the SEC roster (was $335.0M RAUM, 4 reps). IAPD ↗
$335.0M RAUM · 4 reps · 646-701-6087 · stoneruncapital.com
63
POLLOCK INVESTMENT ADVISORS, LLC — (ANN ARBOR, MI) left the SEC roster (was $335.5M RAUM, 3 reps). IAPD ↗
$335.5M RAUM · 3 reps · 734-929-2520 · pollockinvestmentadvisors.com
63
AZ APICE CAPITAL MANAGEMENT LLC — (MIAMI, FL) left the SEC roster (was $375.8M RAUM, 2 reps). IAPD ↗
$375.8M RAUM · 2 reps · 305-912-0915 · azapice.com
63
PALO ALTO WEALTH ADVISORS, LLC — (PALO ALTO, CA) left the SEC roster (was $770.4M RAUM, 4 reps). IAPD ↗
$770.4M RAUM · 4 reps · (650) 656-9800
63
AEGIS FINANCIAL — (OSHKOSH, WI) left the SEC roster (was $419.0M RAUM, 6 reps). IAPD ↗
$419.0M RAUM · 6 reps · 920-233-4650 · aegis4me.com
63
PREMIER PRIVATE WEALTH, LLC — (FRANKLIN, TN) left the SEC roster (was $263.5M RAUM, 3 reps). IAPD ↗
$263.5M RAUM · 3 reps · 615-777-2125
63
BRB FINANZ USA — (location n/a) left the SEC roster (was $261.0M RAUM, 2 reps). IAPD ↗
$261.0M RAUM · 2 reps · 305-954-2020 · brbfinanz.com
60
KEMPNER CAPITAL MANAGEMENT, INC. — (GALVESTON, TX) left the SEC roster (was $218.3M RAUM, 2 reps). IAPD ↗
$218.3M RAUM · 2 reps · 409.765.6671 · kempnercapital.com
60
N.D. PITMAN & COMPANY, INC. — (MOBILE, AL) left the SEC roster (was $160.4M RAUM, 2 reps). IAPD ↗
$160.4M RAUM · 2 reps · 251.345.7748
60
FINANCIAL ABUNDANCE, INC. — (STATE COLLEGE, PA) left the SEC roster (was $232.9M RAUM, 3 reps). IAPD ↗
$232.9M RAUM · 3 reps · 814-867-5745 · faicoach.com
60
OAKVIEW CAPITAL MANAGEMENT, L.P. — (DALLAS, TX) left the SEC roster (was $29.6M RAUM, 1 reps). IAPD ↗
$29.6M RAUM · 1 reps · 214-999-1175 · oakviewcm.com
60
INVESTMENTHUNTER WEALTH SERVICES — (location n/a) left the SEC roster (was $138.0M RAUM, 1 reps). IAPD ↗
$138.0M RAUM · 1 reps · (972) 977-6428 · investmenthunter.net
60
PIEDMONT WEALTH MANAGEMENT — (CULPEPER, VA) left the SEC roster (was $128.4M RAUM, 2 reps). IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
60
QSV EQUITY INVESTORS LLC — (location n/a) left the SEC roster (was $113.3M RAUM, 3 reps). IAPD ↗
$113.3M RAUM · 3 reps · 844-322-5527 · qsvequity.com
60
TRINARY CAPITAL, LLC — (location n/a) left the SEC roster (was $3.5M RAUM, 5 reps). IAPD ↗
$3.5M RAUM · 5 reps · 714-768-3903
60
SAGE ADVISORS LLC — (location n/a) left the SEC roster (was $198.1M RAUM, 4 reps). IAPD ↗
$198.1M RAUM · 4 reps · 317-363-6204
60
KNOWN WEALTH LLC — (NEW YORK, NY) left the SEC roster (was $104.9M RAUM, 5 reps). IAPD ↗
$104.9M RAUM · 5 reps · 646-586-9424 · knownfin.com
60
SMART PORTFOLIO — (BREA, CA) left the SEC roster (was $44.1M RAUM, 1 reps). IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
60
STARGAZE — (ALPHARETTA, GA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 4704008235 · joinstargaze.com
60
WEALTHPRIME — (SAN JOSE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 8557746340 · wealthprime.com
60
ALTURA PRIVATE CAPITAL, LLC — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
60
VALOIR WEALTH LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $44.1M RAUM, 1 reps). IAPD ↗
$44.1M RAUM · 1 reps · (786) 505-2845
60
TIAA WEALTH MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 212-490-9000
60
YARASH GLOBAL SOLUTIONS INC. — (GLENDALE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $18.0M RAUM, 1 reps). IAPD ↗
$18.0M RAUM · 1 reps · (877) 927-2741 · yarashglobal.com
60
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC — (RIDGEFIELD, CT) left the SEC roster — its 120-day provisional registration did not convert (was $64.4M RAUM, 1 reps). IAPD ↗
$64.4M RAUM · 1 reps · (203) 642-6781 · achieveretirementandwealth.com
55
LINSCOMB WEALTH, INC. — shrank from 31 to 25 advisory reps. IAPD ↗
$5.21B RAUM · 25 reps · 713-840-1000 · linscombwealth.com
55
GUYASUTA INVESTMENT ADVISORS, INCORPORATED — shrank from 10 to 8 advisory reps. IAPD ↗
$2.44B RAUM · 8 reps · 412-447-4560 · guyasuta.com
55
FINANCIAL INTEGRITY ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$3.52B RAUM · 1 reps · 215-557-7622 · firmadvisor.com
55
ARAX ADVISORY PARTNERS — shrank from 61 to 55 advisory reps. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
55
LONGVIEW WEALTH MANAGEMENT — shrank from 24 to 13 advisory reps. IAPD ↗
$1.15B RAUM · 13 reps · 404-843-3100
55
FOCUS PARTNERS WEALTH, LLC — shrank from 1090 to 1025 advisory reps. IAPD ↗
$181.86B RAUM · 1025 reps · (314) 725-0455
55
CANAL CAPITAL MANAGEMENT, LLC — shrank from 10 to 6 advisory reps. IAPD ↗
$1.20B RAUM · 6 reps · 804-325-1450 · canalcapitalmanagement.com
55
NORTHCOAST ASSET MANAGEMENT LLC — shrank from 181 to 28 advisory reps. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
55
KWB WEALTH — shrank from 11 to 8 advisory reps. IAPD ↗
$1.23B RAUM · 8 reps · 909-307-8220
55
ASSUREDPARTNERS INVESTMENT ADVISORS — shrank from 46 to 38 advisory reps. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
55
U.S. BANCORP ADVISORS, LLC — added office(s): 147 -> 1790 additional locations. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
55
LINSCOMB WEALTH, INC. — added office(s): 4 -> 6 additional locations. IAPD ↗
$5.21B RAUM · 25 reps · 713-840-1000 · linscombwealth.com
55
MACKAY SHIELDS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$151.64B RAUM · 79 reps · 212-758-5400 · newyorklifeinvestments.com
55
EMBREE FINANCIAL GROUP — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.64B RAUM · 14 reps · 312-527-5565
55
CALIFORNIA FINANCIAL ADVISORS — added office(s): 0 -> 2 additional locations. IAPD ↗
$2.26B RAUM · 14 reps · 925.275.1000
55
ECLECTIC ASSOCIATES, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.47B RAUM · 10 reps · 714-738-0220 · eclecticassociates.com
55
NATURAL INVESTMENTS — added office(s): 15 -> 18 additional locations. IAPD ↗
$2.05B RAUM · 24 reps · 707-758-0171 · naturalinvestments.com
55
AA FINANCIAL ADVISORS, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
55
THE RETIREMENT PLANNING GROUP, LLC — added office(s): 11 -> 13 additional locations. IAPD ↗
$4.45B RAUM · 28 reps · 913-498-8898
55
ARAX ADVISORY PARTNERS — added office(s): 20 -> 35 additional locations. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
55
PROSPERITY - AN EISNERAMPER COMPANY — added office(s): 12 -> 13 additional locations. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · besterwealth.com
55
CAPRICORN INVESTMENT GROUP LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$12.47B RAUM · 12 reps · 650-331-8800 · capricornllc.com
55
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.01B RAUM · 8 reps · (920) 882-5299
55
SELECT MONEY MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.49B RAUM · 8 reps · 3107122323 · seia.com
55
FOCUS PARTNERS WEALTH, LLC — added office(s): 87 -> 112 additional locations. IAPD ↗
$181.86B RAUM · 1025 reps · (314) 725-0455
55
ACCUMULUS CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.74B RAUM · 7 reps · 212-490-7570 · accumuluscapital.com
55
SHEPHERD FINANCIAL PARTNERS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.14B RAUM · 8 reps · (781) 756-1804
55
FOURSTAR WEALTH ADVISORS, LLC — added office(s): 26 -> 27 additional locations. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
55
ALPHACORE CAPITAL LLC — added office(s): 17 -> 23 additional locations. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
55
ONE DAY IN JULY LLC — added office(s): 5 -> 9 additional locations. IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
55
LIBERTY WEALTH MANAGEMENT, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.47B RAUM · 18 reps · 510-658-1880
55
TCP ASSET MANAGEMENT, LLC — added office(s): 11 -> 13 additional locations. IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
55
VALLEY WEALTH STRATEGIES, LLC — added office(s): 19 -> 21 additional locations. IAPD ↗
$1.45B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
55
PROMETHOS CAPITAL, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$1.27B RAUM · 5 reps · 617-535-9240
55
WEDMONT PRIVATE CAPITAL — added office(s): 7 -> 8 additional locations. IAPD ↗
$3.44B RAUM · 11 reps · (610) 885-8200 · wedmont.com
55
CS MCKEE — added office(s): 1 -> 2 additional locations. IAPD ↗
$11.65B RAUM · 19 reps · 412-566-1234
55
GREAT WATERS FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$1.24B RAUM · 23 reps · 612-360-2127
55
ASSUREDPARTNERS INVESTMENT ADVISORS — added office(s): 16 -> 17 additional locations. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
55
PALLAS CAPITAL ADVISORS, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$4.31B RAUM · 23 reps · (781) 971-5052 · pallascapitaladvisors.com
55
PERFORMANCE WEALTH — added office(s): 2 -> 6 additional locations. IAPD ↗
$4.09B RAUM · 11 reps · (630) 686-5715
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 8 -> 9 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
55
CONCURRENT INVESTMENT ADVISORS, LLC — added office(s): 42 -> 43 additional locations. IAPD ↗
$9.90B RAUM · 164 reps · 813-709-8800 · headretirement.com
55
ROBINHOOD ASSET MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
55
JEFFERIES INVESTMENT ADVISERS LLC — added office(s): 7 -> 9 additional locations. IAPD ↗
$3.42B RAUM · 107 reps · 212-284-2300 · jefferies.com
55
STIFEL CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.49B RAUM · 1 reps · 212-328-1000 · stifelcapitalmanagement.com
55
DIVERSIFIED, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$2.08B RAUM · 28 reps · 302-765-3500
53
BLUE BARN WEALTH — shrank from 9 to 6 advisory reps. IAPD ↗
$317.1M RAUM · 6 reps · (801) 466-4101
53
ASPYRE WEALTH PARTNERS — shrank from 11 to 8 advisory reps. IAPD ↗
$668.3M RAUM · 8 reps · 913-345-1881
53
AMERICAN RETIREMENT PLANNING GROUP INC — shrank from 4 to 2 advisory reps. IAPD ↗
$348.1M RAUM · 2 reps · 702-655-8300 · intelligentinvestment.com
53
WESTCO ADVISORY SERVICES, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
$254.0M RAUM · 5 reps · 516-593-5070
53
ELLIOTT COVE CAPITAL MANAGEMENT — shrank from 8 to 4 advisory reps. IAPD ↗
$348.2M RAUM · 4 reps · 206-267-2683
53
ELEVATION WEALTH PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$670.7M RAUM · 5 reps · 925-962-5600 · elevationwp.com
53
MERCURY INVESTMENT GROUP — shrank from 5 to 3 advisory reps. IAPD ↗
$252.6M RAUM · 3 reps · 901-327-2788 · merc-invest.com
53
CENTRIC WEALTH MANAGEMENT, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$792.9M RAUM · 8 reps · 312-429-6100 · faroadvisory.com
53
NAMCOA — shrank from 16 to 12 advisory reps. IAPD ↗
$361.8M RAUM · 12 reps · (239) 593-5525 · dst.investments
53
ODER INVESTMENT MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$366.7M RAUM · 4 reps · (818) 676-0036
53
STRATEGIC INVESTMENT SOLUTIONS, INC. — shrank from 12 to 9 advisory reps. IAPD ↗
$830.2M RAUM · 9 reps · 708-645-8820 · sisfp.com
53
SECURED RETIREMENT ADVISORS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$255.1M RAUM · 4 reps · (952) 460-3260 · securedretirements.com
53
TENCAP WEALTH COACHING — shrank from 9 to 7 advisory reps. IAPD ↗
$285.0M RAUM · 7 reps · (801) 221-2956
53
MYECFO — shrank from 9 to 6 advisory reps. IAPD ↗
$263.4M RAUM · 6 reps · 6502314609 · myecfo.com
53
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
$575.3M RAUM · 8 reps · (971) 371-3444 · waparkadvisors.com
53
THE RETIREMENT GUYS FORMULA — shrank from 10 to 7 advisory reps. IAPD ↗
$276.9M RAUM · 7 reps · 419-842-0550 · americasretirementacademy.com
53
ARBOR TRUST WEALTH ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$611.4M RAUM · 3 reps · (734) 389-7794
53
WARREN STREET WEALTH ADVISORS, LLC — shrank from 10 to 7 advisory reps. IAPD ↗
$457.8M RAUM · 7 reps · 714-876-6200
53
CLAYTON FINANCIAL GROUP, LLC — shrank from 8 to 3 advisory reps. IAPD ↗
$793.8M RAUM · 3 reps · (314) 446-3250
53
PRIVATE WEALTH SOLUTIONS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$500.0M RAUM · 2 reps · 818-264-0600 · privatewealthsolutions.com
53
RIVERSEDGE ADVISORS — shrank from 12 to 9 advisory reps. IAPD ↗
$928.4M RAUM · 9 reps · 302-573-6864
53
SCHORN WEALTH — shrank from 8 to 5 advisory reps. IAPD ↗
$392.4M RAUM · 5 reps · 610 399-1500 · schorn.net
53
RIGGS ASSET MANAGEMENT CO INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$640.0M RAUM · 8 reps · 570-823-3383 · riggsadvisors.com
53
DEW WEALTH MANAGEMENT — added office(s): 13 -> 16 additional locations. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
53
WMS ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$280.9M RAUM · 5 reps · 301-294-7804
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 18 -> 19 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
53
DBS INVESTMENT ADVISERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$280.2M RAUM · 5 reps · 989-686-6222 · thedbscompanies.com
53
FINANCIAL INSTITUTION SERVICES, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$258.7M RAUM · 2 reps · 248-661-8190 · adviceman.net
53
THE MARSHALL FINANCIAL GROUP LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$735.6M RAUM · 10 reps · (410) 563-1190 · marshallfinancialgroup.com
53
IRONWOOD FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
53
MARKET STREET WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$837.0M RAUM · 10 reps · (610) 692-3200 · marketstreetwealth.net
53
THE O'DONNELL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$492.0M RAUM · 2 reps · 530-564-0960
53
BCU WEALTH ADVISORS, LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$653.6M RAUM · 3 reps · 847-932-8007 · uhgcu.org
53
COMMONS CAPITAL, LLC — added office(s): 1 -> 3 additional locations. IAPD ↗
$307.4M RAUM · 6 reps · (617) 431-7200
53
ALLIANCE WEALTH MANAGEMENT GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$517.4M RAUM · 6 reps · (908) 751-7090 · alliancewmg.com
53
MPWM ADVISORY SOLUTIONS LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$320.5M RAUM · 12 reps · 678-566-4001
53
FOUNDER FAMILY FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$321.0M RAUM · 1 reps · 843-621-0435 · f3financial.com
53
RUBICON ADVISORS — added office(s): 5 -> 6 additional locations. IAPD ↗
$420.7M RAUM · 19 reps · 530-223-5357
53
BCS PRIVATE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$469.7M RAUM · 4 reps · 732-291-7272 · bc-wm.com
53
GREAT OAK CAPITAL PARTNERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$477.9M RAUM · 5 reps · (508) 230-7100
53
MAGNATE ADVISORY SERVICES, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$260.9M RAUM · 6 reps · (502) 855-3160
53
CAPITOL PRIVATE WEALTH GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
53
IAMS WEALTH MANAGEMENT, LLC — added office(s): 41 -> 44 additional locations. IAPD ↗
$397.2M RAUM · 53 reps · (888)255-7670
53
FINANCIAL SERVICES OF AMERICA ADVISORS — added office(s): 2 -> 4 additional locations. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
53
SHARP FINANCIAL — added office(s): 6 -> 7 additional locations. IAPD ↗
$391.9M RAUM · 5 reps · (215) 659-2130 · sharpllc.com
53
RANGE FINANCIAL GROUP, LLC — added office(s): 1 -> 7 additional locations. IAPD ↗
$408.1M RAUM · 7 reps · 503-482-4400
53
LANTZ FINANCIAL LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$994.1M RAUM · 6 reps · 331-204-6230
53
COREPATH WEALTH PARTNERS LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$261.2M RAUM · 5 reps · (480) 448-0334 · corepathwealthpartners.com
53
GAMMA ASSET MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$424.8M RAUM · 8 reps · 787-957-3260 · gammaam.com
53
BIRCHCREEK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$300.1M RAUM · 3 reps · (937) 567-0646
53
626 FINANCIAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$379.6M RAUM · 5 reps · (269) 321-5040 · 626financial.com
53
ALIGN FINANCIAL, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
53
ROTH FINANCIAL PARTNERS LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$460.1M RAUM · 3 reps · 281-973-8816 · rothfinancialpartners.com
53
INTEGRATED QUANTITATIVE INVESTMENTS LLC — added office(s): 4 -> 6 additional locations. IAPD ↗
$844.8M RAUM · 5 reps · 617-686-2008 · integratedquant.com
53
HARTMANN TAYLOR WEALTH MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$254.6M RAUM · 1 reps · 972-833-2684
53
MILESTONE ASSET MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$690.7M RAUM · 13 reps · 412-643-3058
53
WEALTH EFFECTS — added office(s): 6 -> 10 additional locations. IAPD ↗
$472.0M RAUM · 9 reps · 617-465-2560 · w-effects.com
53
TRANSCE3ND LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$418.9M RAUM · 42 reps · 512-268-9220 · transcendim.com
53
ATLAS FIDUCIARY SERVICES, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$269.3M RAUM · 4 reps · 603-581-7125 · afgplanning.com
53
CACHE ADVISORS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$962.1M RAUM · 5 reps · 2137881501
53
PETROS FAMILY WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$341.6M RAUM · 8 reps · (612) 643-9995 · petrosfw.com
53
FOGUTH WEALTH MANAGEMENT, LLC. — added office(s): 10 -> 14 additional locations. IAPD ↗
$825.1M RAUM · 32 reps · (810) 522-5650
53
ADAPT WEALTH ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$469.2M RAUM · 10 reps · 404-594-5559 · adaptwealthadvisors.com
53
LIBERTY SQUARE WEALTH PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
53
MARKET INVESTMENT GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$416.4M RAUM · 19 reps · 316-252-8707 · retirementhelp.com
53
SONOMA ALLOCATIONS — added office(s): 0 -> 1 additional locations. IAPD ↗
$350.0M RAUM · 4 reps · 707-490-8842 · sonomaallocations.com
53
LIVET WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$322.2M RAUM · 2 reps · 801-893-8320 · livetwealth.com
50
CLARKSTON CAPITAL PARTNERS, LLC — reported RAUM down 43% ($6.77B -> $3.87B). IAPD ↗
$3.87B RAUM · 16 reps · 248-940-3040 · clarkstoncapital.com
50
NORTHCOAST ASSET MANAGEMENT LLC — reported RAUM down 84% ($31.73B -> $4.97B). IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
50
LADD CAPITAL MANAGEMENT LLC — shrank from 2 to 0 advisory reps. IAPD ↗
$176.6M RAUM · 0 reps · 203-562-6624 · laddcap.com
50
STATETRUST CAPITAL, LLC. — shrank from 6 to 2 advisory reps. IAPD ↗
$93.7M RAUM · 2 reps · 305-921-8101 · statetrust.com
50
KEEN CAPITAL, LTD — shrank from 5 to 3 advisory reps. IAPD ↗
$179.7M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
50
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$162.0M RAUM · 6 reps · 312-380-5300
50
SECOND HALF FINANCIAL PARTNERS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$128.0M RAUM · 3 reps · 863-385-1101
50
NUMA — shrank from 3 to 1 advisory reps. IAPD ↗
$192.7M RAUM · 1 reps · 786-315-4824 · numa.ws
50
WE ALLIANCE WEALTH ADVISORS, INC. — shrank from 6 to 4 advisory reps. IAPD ↗
$206.6M RAUM · 4 reps · 916-325-0130 · weriaadvisors.com
50
NAVIGATION WEALTH MANAGEMENT — shrank from 10 to 8 advisory reps. IAPD ↗
$103.2M RAUM · 8 reps · 970-672-1236 · navwm.com
50
DEAN WEALTH PARTNERS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$249.8M RAUM · 1 reps · (512) 346-1703 · deanwealthpartners.com
50
NORTHSTAR INVESTMENT ADVISORY LLC — shrank from 12 to 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 708-306-9566
50
PARK SQUARE FINANCIAL GROUP LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$218.6M RAUM · 4 reps · 770-641-1401
50
BROOKER WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
50
VIP PLANNERS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$126.2M RAUM · 3 reps · 5403421895 · vipplanners.com
50
MINERVA PLANNING GROUP — added office(s): 1 -> 2 additional locations. IAPD ↗
$236.9M RAUM · 3 reps · 404-816-6688
50
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. — added office(s): 0 -> 2 additional locations. IAPD ↗
$41.9M RAUM · 2 reps · 402-445-9333
50
TWENTY TWENTY INVESTMENT ADVISORS, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$139.0M RAUM · 4 reps · 509-892-3512
50
NEW ENGLAND SCHOONER, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC — added office(s): 2 -> 4 additional locations. IAPD ↗
$227.6M RAUM · 14 reps · (949) 261-7726
50
KEEN CAPITAL, LTD — added office(s): 2 -> 3 additional locations. IAPD ↗
$179.7M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
50
NATURAL BRIDGES FINANCIAL ADVISORS — added office(s): 0 -> 3 additional locations. IAPD ↗
$155.8M RAUM · 3 reps · 831-421-0700
50
BELLWETHER INVESTMENT GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$155.1M RAUM · 6 reps · 423-698-6256 · focuspointefinancial.com
50
COLLAR CAPITAL MANAGEMENT, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$176.3M RAUM · 3 reps · 920-830-1556 · collarcapital.com
50
DESERT ROSE CAPITAL MANAGEMENT, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$192.1M RAUM · 10 reps · 208 297-2710 · desertrosecapital.com
50
NORTH RIDGE — added office(s): 0 -> 1 additional locations. IAPD ↗
$216.0M RAUM · 3 reps · 503-206-8784
50
NOVUS ADVISORS — added office(s): 1 -> 2 additional locations. IAPD ↗
$202.9M RAUM · 3 reps · 864-272-3579
50
GUIDANCE POINT RETIREMENT SERVICES, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$88.2M RAUM · 6 reps · 207-358-3099
50
LUMINIST CAPITAL, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$104.6M RAUM · 4 reps · 616-600-4517
50
STONE STEPS FINANCIAL, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$105.4M RAUM · 4 reps · 760-456-7147
50
APTUS FINANCIAL, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 501-907-1993
50
SEEDSAFE FINANCIAL LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
50
URBAN WEALTH MANAGEMENT OR UWM — added office(s): 0 -> 1 additional locations. IAPD ↗
$202.1M RAUM · 4 reps · 424-277-2260
50
KEYSTONE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$137.4M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
50
TOBERMAN BECKER WEALTH, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$170.8M RAUM · 3 reps · (314) 900-1404
50
SIGNAL TREE FINANCIAL PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$213.4M RAUM · 5 reps · (330) 590-5937
50
BLUEPRINT FINANCIAL ADVISORS — added office(s): 15 -> 16 additional locations. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
50
PINNACLE WEALTH MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$211.1M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
50
RPR FINANCIAL — added office(s): 1 -> 2 additional locations. IAPD ↗
$162.1M RAUM · 4 reps · 913-274-1452
50
OXFORD WEALTH GROUP, LLC — added office(s): 6 -> 9 additional locations. IAPD ↗
$235.9M RAUM · 8 reps · 407-495-2004
50
SLP WEALTH — added office(s): 16 -> 17 additional locations. IAPD ↗
$63.7M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
50
NECTARINE — added office(s): 24 -> 29 additional locations. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
50
APFORIA — added office(s): 2 -> 6 additional locations. IAPD ↗
$101.9M RAUM · 9 reps · (833) 780-2487
50
AVISE FINANCIAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
50
PRIVATE CLIENT ADVISOR GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$110.0M RAUM · 6 reps · 516-241-3934 · privateclientadvisor.net
50
STURMAN WEALTH ADVISORS — added office(s): 0 -> 1 additional locations. IAPD ↗
$116.4M RAUM · 2 reps · (434) 201-2255 · sturmanwealth.com
50
STRIVE FINANCIAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$188.0M RAUM · 6 reps · (317) 590-0146 · firefighterfinancialadvisor.com
50
PRESTIGE WEALTH MANAGEMENT — added office(s): 0 -> 1 additional locations. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
50
FINANCIAL JUSTUS — added office(s): 0 -> 1 additional locations. IAPD ↗
$169.3M RAUM · 1 reps · 262-240-4002
50
CSI GROUP ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 5 reps · (732) 224-3990
50
TWENTY-FIVE CAPITAL PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 3 reps · 9255776909
50
OCEAN PATH ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 5 reps · 310 302 7685 · oceanpath.com
50
STILLWATER PRIVATE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · 6102910232 · swprivatewealth.com
48
BLUE BARN WEALTH — reported RAUM down 39% ($521.4M -> $317.1M). IAPD ↗
$317.1M RAUM · 6 reps · (801) 466-4101
48
GEN FINANCIAL MANAGEMENT INC. — reported RAUM down 33% ($496.5M -> $331.8M). IAPD ↗
$331.8M RAUM · 3 reps · 952-513-1466 · genfinancial.com
48
RJA ASSET MANAGEMENT LLC — reported RAUM down 41% ($992.5M -> $588.9M). IAPD ↗
$588.9M RAUM · 5 reps · 203-655-8200 · rja-llc.com
48
BLACK CORAL FINANCIAL ADVISORS, LLC — reported RAUM down 46% ($936.0M -> $504.4M). IAPD ↗
$504.4M RAUM · 4 reps · 973-352-8600 · blackcoralfa.com
48
CLAYTON FINANCIAL GROUP, LLC — reported RAUM down 54% ($1.74B -> $793.8M). IAPD ↗
$793.8M RAUM · 3 reps · (314) 446-3250
48
CLEVELAND WEALTH, LLC — reported RAUM down 50% ($1.01B -> $506.6M). IAPD ↗
$506.6M RAUM · 2 reps · (216) 810-5900 · clevelandwealth.com
48
ALTERI WEALTH — reported RAUM down 27% ($771.3M -> $566.1M). IAPD ↗
$566.1M RAUM · 3 reps · 805-809-0400
45
BROOKER WEALTH MANAGEMENT — reported RAUM down 77% ($592.4M -> $136.4M). IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
45
INTEGRA FINANCIAL, INC. — reported RAUM down 32% ($181.0M -> $123.4M). IAPD ↗
$123.4M RAUM · 3 reps · 303-220-5525
45
HODGE FINANCIAL SERVICES, LLC — reported RAUM down 52% ($41.1M -> $19.7M). IAPD ↗
$19.7M RAUM · 1 reps · 603-336-5942
45
IUR CAPITAL, LLC — reported RAUM down 92% ($61.0M -> $4.7M). IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
45
RS ASSET MANAGEMENT, LLC — reported RAUM down 29% ($150.2M -> $107.2M). IAPD ↗
$107.2M RAUM · 2 reps · 719-219-8444 · rsassetmanagement.com
45
SECOND HALF FINANCIAL PARTNERS, LLC — reported RAUM down 65% ($364.1M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 863-385-1101
45
JULEX CAPITAL MANAGEMENT — reported RAUM down 27% ($335.7M -> $246.7M). IAPD ↗
$246.7M RAUM · 3 reps · 7817078319 · julexcapital.com
45
BROWNING CAPITAL MANAGEMENT LLC — reported RAUM down 56% ($93.8M -> $41.6M). IAPD ↗
$41.6M RAUM · 2 reps · 949-439-7457 · browningcm.com
45
LUMINIST CAPITAL, LLC — reported RAUM down 26% ($140.7M -> $104.6M). IAPD ↗
$104.6M RAUM · 4 reps · 616-600-4517
45
STERLING FINANCIAL GROUP, INC. — reported RAUM down 96% ($406.6M -> $16.1M). IAPD ↗
$16.1M RAUM · 4 reps · (626) 440-9192 · sterlingfg.com
45
B3 WEALTH STRATEGIES — reported RAUM down 92% ($455.7M -> $35.8M). IAPD ↗
$35.8M RAUM · 3 reps · 425-974-1145
45
CONCERT INVESTMENT ADVISORY LLC — reported RAUM down 28% ($126.8M -> $91.1M). IAPD ↗
$91.1M RAUM · 1 reps · 626-755-3613 · concertiai.com
45
EXOS ASSET MANAGEMENT LLC — reported RAUM down 98% ($99.5M -> $1.9M). IAPD ↗
$1.9M RAUM · 11 reps · (646) 814-0996 · exosfinancial.com
45
RED SWAN PRIVATE CLIENT — reported RAUM down 93% ($2.44B -> $165.3M). IAPD ↗
$165.3M RAUM · 2 reps · 713-360-7928
45
KAILIX ADVISORS LLC — reported RAUM down 45% ($217.5M -> $119.0M). IAPD ↗
$119.0M RAUM · 1 reps · (212) 748-9723
45
DILLOW WEALTH MANAGEMENT LLC — reported RAUM down 52% ($221.0M -> $106.3M). IAPD ↗
$106.3M RAUM · 1 reps · 224-330-9662
45
STRATEGIC ADVOCATES, LLC — reported RAUM down 92% ($433.8M -> $33.7M). IAPD ↗
$33.7M RAUM · 3 reps · (888)247-7753
45
GUGGENHEIM PRIVATE INVESTMENTS, LLC — reported RAUM down 93% ($2.90B -> $216.2M). IAPD ↗
$216.2M RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com
75
MEEDER PUBLIC FUNDS, INC. — grew from 34 to 52 advisory reps. IAPD ↗institutional
$64.13B RAUM · 52 reps · 866-633-3371
75
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC — grew from 106 to 127 advisory reps. IAPD ↗institutional
$4.47B RAUM · 127 reps · 646-735-4293 · ir.carlyle.com
74
AGF INVESTMENTS — grew from 9 to 23 advisory reps. IAPD ↗institutional
$4.92B RAUM · 23 reps · 617-292-9804
66
NEWFRONT RETIREMENT SERVICES, INC. — grew from 19 to 25 advisory reps. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
65
SMITH CAPITAL INVESTORS, LLC — grew from 12 to 17 advisory reps. IAPD ↗institutional
$13.11B RAUM · 17 reps · 303-597-5555
63
O'CONNOR ALTERNATIVE INVESTMENTS, LLC — grew from 4 to 12 advisory reps. IAPD ↗fund
$12.39B RAUM · 12 reps · 212-915-1722
62
REX ADVISERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗institutional
$1.58B RAUM · 5 reps · 305-742-0151
61
HEDGEYE ASSET MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗institutional
$443.4M RAUM · 8 reps · 212 433-1559 · hedgeyeam.com
58
OAKLAWN CAPITAL MANAGEMENT LLC — grew from 1 to 4 advisory reps. IAPD ↗institutional
$153.0M RAUM · 4 reps · 646-370-0416
57
FORGE GLOBAL ADVISORS LLC — grew from 1 to 5 advisory reps. IAPD ↗fund
$988.4M RAUM · 5 reps · (415) 881-1612
57
AVALA GLOBAL LP — grew from 10 to 12 advisory reps. IAPD ↗fund
$2.66B RAUM · 12 reps · (212) 226-5900
55
ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC — (PLANO, TX) left the SEC roster (was $1.37B RAUM, 4 reps). IAPD ↗institutional
$1.37B RAUM · 4 reps · 214-550-0460 · alphaengine.net
55
PACIFIC OAK CAPITAL ADVISORS, LLC — (COSTA MESA, CA) left the SEC roster (was $3.20B RAUM, 9 reps). IAPD ↗institutional
$3.20B RAUM · 9 reps · 866-722-6257
50
EMERGING CAPITAL PARTNERS — (WASHINGTON, DC) left the SEC roster (was $1.06B RAUM, 5 reps). IAPD ↗fund
$1.06B RAUM · 5 reps · 202-280-6200 · ecpinvestments.com
50
TWO SIGMA INVESTOR SOLUTIONS, LP — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · (212) 625-5700
50
CB INTERNATIONAL BANK LLC — (SAN JUAN, PR) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 16467415136 · cbibank.com
50
GROWTH LENDING GP LLC — (ROSWELL, GA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
50
BLUE OWL REAL ASSETS ADVISORS LLC — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 110 reps). IAPD ↗institutional
$0 RAUM · 110 reps · 212-419-3000
48
KENT LAKE PR LLC — (RINCON, PR) left the SEC roster (was $470.8M RAUM, 1 reps). IAPD ↗fund
$470.8M RAUM · 1 reps · 415-799-2720
45
MILLENNIUM TVP MANAGEMENT CO., LLC — (CROSS RIVER, NY) left the SEC roster (was $157.5M RAUM, 5 reps). IAPD ↗fund
$157.5M RAUM · 5 reps · 646-521-7800 · mtvlp.com
45
PANDION ASSET MANAGEMENT, LP — (HOUSTON, TX) left the SEC roster (was $90.1M RAUM, 2 reps). IAPD ↗fund
$90.1M RAUM · 2 reps · (281)971-7587
45
PALISADES MANAGEMENT, LLC — (LOS ANGELES, CA) left the SEC roster (was $166.3M RAUM, 3 reps). IAPD ↗fund
$166.3M RAUM · 3 reps · 310-571-6214 · palisadesgrowth.com
45
GRANITE BRIDGE PARTNERS LLC — (NEW YORK, NY) left the SEC roster (was $89.8M RAUM, 6 reps). IAPD ↗fund
$89.8M RAUM · 6 reps · (646) 599-9900 · granitebridge.com
45
RIP ROAD CAPITAL PARTNERS LP — (BOSTON, MA) left the SEC roster (was $116.8M RAUM, 2 reps). IAPD ↗fund
$116.8M RAUM · 2 reps · 617-702-7540 · riproadcapital.com
45
DELTA CAPITAL PARTNERS MANAGEMENT LLC — (CHICAGO, IL) left the SEC roster (was $90.1M RAUM, 5 reps). IAPD ↗fund
$90.1M RAUM · 5 reps · 312-414-0859
45
FRACTAL CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $7.1M RAUM, 2 reps). IAPD ↗fund
$7.1M RAUM · 2 reps · 860-839-0257
45
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT — shrank from 44 to 25 advisory reps. IAPD ↗institutional
$7.15B RAUM · 25 reps · 212-483-1818
45
PNMAC CAPITAL MANAGEMENT, LLC — shrank from 65 to 37 advisory reps. IAPD ↗institutional
$21.35B RAUM · 37 reps · (805) 849-3193
45
FLEXPATH STRATEGIES — shrank from 5 to 3 advisory reps. IAPD ↗institutional
$2.91B RAUM · 3 reps · 949-418-6030 · flexpathstrategies.com
45
REGENT PROPERTIES — shrank from 13 to 10 advisory reps. IAPD ↗institutional
$1.77B RAUM · 10 reps · 310-806-9800
45
TRUSTON ASSET MANAGEMENT — grew from 38 to 43 advisory reps. IAPD ↗foreign
$13.75B RAUM · 43 reps · 82-2-6308-0500 · trustonasset.com
45
AGF INVESTMENTS — added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$4.92B RAUM · 23 reps · 617-292-9804
45
NEWFRONT RETIREMENT SERVICES, INC. — added office(s): 20 -> 22 additional locations. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
45
ACADEMY ASSET MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.29B RAUM · 3 reps · 646-341-6869 · academyassetmanagement.com
43
FLOWSTONE PARTNERS, LLC — added office(s): 1 -> 4 additional locations. IAPD ↗institutional
$767.4M RAUM · 5 reps · 312-429-2419
40
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT — reported RAUM down 71% ($24.92B -> $7.15B). IAPD ↗institutional
$7.15B RAUM · 25 reps · 212-483-1818
40
TACTICAL FUND ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗institutional
$169.8M RAUM · 3 reps · 513-987-4458 · tfafunds.com
40
ARDSLEY PARTNERS — shrank from 9 to 7 advisory reps. IAPD ↗fund
$1.64B RAUM · 7 reps · 203-564-4200 · ardsley.com
40
SARMAYA PARTNERS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗institutional
$33.0M RAUM · 2 reps · 303-520-2419 · sarmayapartners.com
40
ACASTA PARTNERS US LLC — shrank from 12 to 2 advisory reps. IAPD ↗fund
$4.72B RAUM · 2 reps · +44 20 7070 2500 · acasta.com
40
AS AVARON ASSET MANAGEMENT — grew from 9 to 11 advisory reps. IAPD ↗foreign
$401.9M RAUM · 11 reps · +372 6644 205 · avaron.com
40
VALOR EQUITY PARTNERS — added office(s): 4 -> 5 additional locations. IAPD ↗fund
$26.08B RAUM · 70 reps · 312-683-1900
40
JEFFERIES RESEARCH SERVICES LLC — added office(s): 6 -> 7 additional locations. IAPD ↗institutional
$0 RAUM · 221 reps · 212-284-2300 · jefferies.com
40
LMR PARTNERS LLC — added office(s): 5 -> 6 additional locations. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
40
BURKEHILL GLOBAL MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.52B RAUM · 6 reps · 2124906760
40
BRIDGEPOINT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$15.86B RAUM · 18 reps · 212-324-5200 · bridgepoint.eu
40
COLLABORATIVE FUND ADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$144.8M RAUM · 7 reps · 203-629-3300 · anydrusfunds.com
38
MH ADVISORY SERVICES LLC — reported RAUM down 40% ($888.7M -> $532.0M). IAPD ↗institutional
$532.0M RAUM · 1 reps · 415-379-4878
38
BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P. — shrank from 9 to 6 advisory reps. IAPD ↗fund
$423.4M RAUM · 6 reps · 212-521-3700 · brs.com
38
MIG CAPITAL, LLC — shrank from 4 to 1 advisory reps. IAPD ↗fund
$589.5M RAUM · 1 reps · 949-474-5800 · migcap.com
38
TILLRIDGE GLOBAL AGRIBUSINESS PARTNERS — shrank from 5 to 3 advisory reps. IAPD ↗fund
$270.0M RAUM · 3 reps · 972-432-1300 · tillridge.com
38
GROUNDED CAPITAL, LLC — shrank from 11 to 7 advisory reps. IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
38
Q WEALTH USA INC. — grew from 1 to 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 1-833-793-2584
38
OLYMPUS PEAK ASSET MANAGEMENT LP — added office(s): 3 -> 4 additional locations. IAPD ↗fund
$702.0M RAUM · 4 reps · 212-373-1195
37
FINQ AI — grew from 1 to 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 972508258824 · finqai.com
35
STEBEN & COMPANY, LLC — reported RAUM down 36% ($108.1M -> $69.2M). IAPD ↗institutional
$69.2M RAUM · 7 reps · 952-767-6900 · steben.com
35
TRUTINO CAPITAL MANAGEMENT, LLC — reported RAUM down 30% ($9.59B -> $6.72B). IAPD ↗fund
$6.72B RAUM · 5 reps · 212-257-6765 · trutino.com
35
GOOSE HOLLOW CAPITAL MANAGEMENT LLC — reported RAUM down 29% ($57.6M -> $41.0M). IAPD ↗institutional
$41.0M RAUM · 2 reps · 646-657-9575 · goosehollowcapital.com
35
LARRAINVIAL ASSET MANAGEMENT — (SANTIAGO, REGION METROPOLITANA, Chile) left the SEC roster (was $2.29B RAUM, 49 reps). IAPD ↗foreign
$2.29B RAUM · 49 reps · 562 2339 8500
35
FLAGSHIP INVESTMENT MANAGEMENT LLC — shrank from 7 to 5 advisory reps. IAPD ↗fund
$140.0M RAUM · 5 reps · 1-713-623-6000 · flagshipco.com
35
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗fund
$169.0M RAUM · 3 reps · 917-846-0764
35
1207 CAPITAL GROUP, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
35
LYNWOOD PRICE CAPITAL MANAGEMENT LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$207.9M RAUM · 3 reps · 512-521-0075
35
MPI INFINITE INVESTORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$0 RAUM · 2 reps · 480-695-3214 · mpiinfiniteinvestors.com
33
HFR ASSET MANAGEMENT, L.L.C — reported RAUM down 94% ($5.12B -> $326.2M). IAPD ↗fund
$326.2M RAUM · 1 reps · 312-327-0430
33
MIG CAPITAL, LLC — reported RAUM down 44% ($1.05B -> $589.5M). IAPD ↗fund
$589.5M RAUM · 1 reps · 949-474-5800 · migcap.com
33
ENGAGED CAPITAL — reported RAUM down 34% ($652.3M -> $432.3M). IAPD ↗fund
$432.3M RAUM · 6 reps · 949-734-7900
33
PLACEHOLDER MANAGEMENT, LLC — reported RAUM down 73% ($1.26B -> $345.4M). IAPD ↗fund
$345.4M RAUM · 5 reps · 9292449167
33
HFR INVESTMENTS, LLC — reported RAUM down 94% ($5.12B -> $326.2M). IAPD ↗fund
$326.2M RAUM · 1 reps · 312-327-0430 · hfr-investments.com
33
GROUNDED CAPITAL, LLC — reported RAUM down 67% ($1.59B -> $520.0M). IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
30
SIVIK GLOBAL HEALTHCARE, LLC — reported RAUM down 25% ($313.7M -> $233.9M). IAPD ↗fund
$233.9M RAUM · 2 reps · 203-769-8600 · sivik.com
30
KEYQUANT — (PARIS, France) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗foreign
$0 RAUM · 2 reps · 33-1-84-13-83.00 · keyquant.com
30
ANDURAND CAPITAL MANAGEMENT LLP — (LONDON, GREATER LONDON, United Kingdom) left the SEC roster (was $186.4M RAUM, 12 reps). IAPD ↗foreign
$186.4M RAUM · 12 reps · +44 207 536 1700 · andurandcapital.com
25
DAWSON PARTNERS — shrank from 80 to 58 advisory reps. IAPD ↗foreign
$17.67B RAUM · 58 reps · 647-925-1284
23
MISAKI CAPITAL INC. — shrank from 8 to 6 advisory reps. IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
20
WELLINGTON-ALTUS USA INC. — shrank from 69 to 58 advisory reps. IAPD ↗foreign
$146.2M RAUM · 58 reps · 888-315-8729
20
ASTRIS ADVISORY JAPAN K.K. — shrank from 6 to 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 81-3-6868-8762 · astrisadvisory.com
18
MISAKI CAPITAL INC. — reported RAUM down 33% ($766.1M -> $512.1M). IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
15
NAVALFA ACTIVOS ALTERNATIVOS — reported RAUM down 73% ($34.9M -> $9.4M). IAPD ↗foreign
$9.4M RAUM · 3 reps · 52 55 3701 6429

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.