← Tributary

AGF INVESTMENTS

BOSTON, MA · CRD 153781 · IAPD ↗ · 617-292-9804

$4.92BRegulatory AUM
23Advisory reps
33Employees
7Clients
0Planning clients
0Private funds
53States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
July 2026 — AGF INVESTMENTS notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2026 — AGF INVESTMENTS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
March 2026 — AGF INVESTMENTS reported RAUM up 78% ($2.76B -> $4.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
74
March 2026 — AGF INVESTMENTS grew from 9 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.